Table of Contents

• Preface

• Translator's Note

1. Anthroposophy and Psychology
2. Anthroposophy and the Science of History
3. Anthroposophy and Natural Science
4. Anthroposophy and Sociology
5. Can a method of gaining insight into spheres beyond the sense-perceptible world be given a scientific basis?
6. The Spiritual Scientific Make-up of Psychology
7. The Study of Nature, Social Science and Religious Life Seen in the Light of Spiritual Science
8. Modern History in the Light of Spiritual-Scientific Investigation

• Notes

• Download

Preface

The volume includes two series of public lectures given in Zurich. The first four, from 5 to 14 November 1917, were given at the request of young anthroposophists connected with the university. The next four lectures, from 8 to 17 October 1918, largely continue the previous series, though they were in part given without specific reference to one of the sciences.

Rudolf Steiner showed very convincingly in these lectures that the methods and findings of anthroposophical spiritual science may be seen as a vital contribution also in the spheres of academic sciences. It is a central aim in anthroposophy to enhance human powers of perception beyond the limits set to purely intellectual thinking. This is of vital importance also for the problems faced by scientists today. Rudolf Steiner's statements relating to this are as significant today as ever and in fact gain more than ever in importance and urgency if we consider recent scientific developments.

In contrast to most other public lecture series (e.g. those given at the Architect's House in Berlin), Rudolf Steiner did not, on the whole, proceed systematically in presenting the argument for the science of the spirit. Instead he concentrated on presenting findings made in that science: 'my only purpose in presenting such results will be to arouse interest. To furnish proof for every detail of what I am going to say ... would require a course taking a whole week' (lecture given on 12 November 1917).

'My aim in giving these lectures has not been to fight other sciences or go against them in any way but to show ... that I appreciate them. I believe they are great not only in what they are today but also in what may still develop' (lecture given on 14 November 1917).

Translator's Note

Rudolf Steiner used a different style in these lectures. It is more in the academic register of Central Europe for the second decade of the 20th century. Once in a while, however, he was remarkably colloquial, so that I wished I could have more insight into the situation in the lecture room — who was there, and what needs did the initiate perceive as he spoke to his audience.

As the German-language editors state, the shorthand records are incomplete in places, and this is noted in the text where it is the case.

Translation proved a difficult bridging exercise between then and now. I have taken the register down a little, with great caution, to make the text reasonably accessible to the general reader of today. At the same time I have tried to keep the 'feel' of the style, and left sentences long where the spirit of the English language would permit this. It is also the first volume by Rudolf Steiner where I have had to put '[sic]' on a few occasions, as the German original seemed unusual, at least to my understanding. I have been careful not to rewrite or improve on the original. It has been my experience that difficult passages invite us to bear them in heart and mind until illumination comes. This may often take a long time, but the results can be remarkable.

New insights can be gained from these lectures not only by people working in the sciences concerned but also by the general reader. I hope many will do so.

Anna R. Meuss
Surbiton, September 2002

1
Anthroposophy and Psychology

5 November 1917, Zurich

Anthroposophy and psychology. Spiritual scientific findings concerning the human soul

Reference to 'anthroposophy' in this lecture is not to something coming from a sectarian movement or spiritual stream, but to something much more general and human — a spiritual stream that arises with an inner necessity at this time from the scientific approach that has evolved into its present form in recent centuries.

Please do not, however, think of this approach, which we refer to as 'anthroposophy', as the kind of logical consequence arising from consistent judgements based on scientific postulates. No, the idea is that this anthroposophy must develop in its own right, as a living structure, living experience, in an age when we have to think scientifically about many issues in life and in the world. It is more like a live offspring — if I may put it like this — of the scientific way of thinking than just a logical conclusion drawn from it.

Ladies and gentlemen, I will have to try and make these four lectures on widely different fields in modern science into a whole. This means that individual lectures cannot be complete in themselves, and I would ask you to keep this very much in mind.

Beginning the series of lectures with a look at the relationship between anthroposophy and psychology seems natural and indeed obvious since in aiming to be orientated towards the world of the spirit, and seeking to obtain its findings from that world, we will have to be concerned in anthroposophy with the most inward affairs of the human being, that is, with human psychology. That is one side of it. On the other hand we have to consider that in the course of recent centuries, especially the 19th century, the science called psychology has taken on a very different character from that which it had just a short time before. It is exactly because scientific thinking has been applied in many spheres of life that psychology has become more of an enigma perhaps, has been found to be more full of riddles relating to life than any other field of scientific endeavour in recent times. It was only natural that in the light of the great, tremendous results achieved in scientific research, views and approaches based on scientific methods took hold, as it were, of everything that comes within the horizons of human knowledge. The scientific approach has therefore also extended its power, we might say, to the field of psychology in more recent times.

Let me immediately deal with a prejudice or misunderstanding that arises only too easily when it comes to anthroposophical research. People may say that those who do research with an anthroposophical orientation are not prepared to take account of the scientific advances made in recent times. The opposite is the case. The other lectures I will be giving here will show that modern science is in fact only given its proper due by providing it with the firm foundation which anthroposophy or the science of the spirit is able to provide for it. To some degree this will be evident as soon as we consider the relationship between anthroposophy and human psychology. Modern science is justified in making it an ideal to keep all natural processes that have been studied, the content of natural developments and facts of nature, separate from anything that has soul quality, never allowing anything that comes from subjective, psychological experience and therefore arises as inner experience, to be brought into scientific observations and experiments. That is the only way in which anyone using this modern scientific approach can hope that human beings will not cloud the objective view taken of facts in nature with anything they bring to nature out of inner inclinations or experiences.

It was only natural that such an ideal would give psychology a particular character, for in earlier times the soul did not relate to the outside world in the way it now must do in the scientific study of nature. Anyone who is seeking to get a feel for the scientific thinking and the views of the world held in earlier centuries, will find that in those earlier times people did not neatly keep the facts of nature which they sought to explain and understand apart from the soul's inner response to these facts and to the symbolic, shall we say, or other ideas developed in relation to them. In a way, the experiences people had in relation to nature were mixed up with the objective facts of nature. However, as science itself was not yet free then from some of the things that came from the soul, people did not find themselves as puzzled as they do today when it comes to psychology. If you found soul qualities revealed in nature herself, and gained soul qualities as well as purely material facts from nature, you were also much more likely than now seems possible — when the aim is to consider nature in such a way that anything 'subjective', any soul quality, is ignored — to think that you might learn something about how soul quality was created in the nonphysical world so as to be in harmony with what you would observe in nature and world. If you have a scientific approach where the greatest ideal is thought to be that anything to do with the soul is excluded, so that concepts, ideas and methods must be developed that are based on exclusion of the soul element, how can you use such methods to study and gain any kind of insight in the sphere of the soul? How can anything learnt in modern science, where the soul element is excluded, be applied to a study of the inner life?

Nevertheless, we shall see in the third lecture how physiology and another science which has a great future and is currently in the process of having chairs established at universities — experimental psychology — will gain sound foundations if it proves possible to develop a psychology that is a science of the soul in spite of the modern scientific ideal. The approach which is to be presented here does not in any way go against everything that has come to the inner life out of modern science when this served as an aid. Quite the contrary! The work which has been done in psychology laboratories more recently will truly bear fruit and gain real significance when seen from a particular anthroposophical point of view.^[1]

Now we may ask ourselves: What do human beings really want when they approach the natural world using the methods applied, and rightly so, in modern science? What do people want to discover in that world? We could talk about this for hours; let me give a brief idea of how the question might perhaps be answered.

Human beings develop certain needs as their inner life evolves, for the simple reason that they have inner experiences in the psyche, whilst the realities of nature proceed outside them. Modern science is developing out of those needs. People want to be able to cope with the questions that arise inwardly, with the riddles and doubts that may arise in the psyche when they consider the world of nature. And they want to have an image of nature where justice is also done to their inner experiences. It is really the observer who establishes the directives, the trends in modern science. We only have to recall the words if Du Bois-Reymond^[2]in his famous talk on the limits of science: 'Insight is gained into nature when our need for causality is met — something subjective, therefore, something based in human experience.' The postulate is, however, that such a subjective, personal inner experience, with its doubts and questions, comes up against the outer processes in the world of nature as though against a sphinx. Those natural events do not at first sight match the image we have of them in our souls. We can alter the first image which has arisen at first sight, doing so with the processes that occur in the soul, and exactly in this way arrive at modern science.

Can we do the same with regard to the inner life? This is a question we do not always answer with sufficient clarity and accuracy. We cannot relate to the psyche in the same way as we do to the natural world, posing our questions in our usual state of mind. The life of the psyche happens inside us. We can merely experience it, live through it. We will not gain anything, however, by categorizing whatever we have come to know there the way we do when we categorize the natural world according to laws so as to arrive at a science of nature. This inner life can be known as it occurs in ordinary everyday life; but in thus living in it there is really no reason for us to treat it in the same way as we do the facts of the natural world. These take us into the unknown, as it were, at every step, but when it comes to the inner life we are right inside it. We have to train ourselves to consider specific questions in natural science if with regard to the inner life we want to use a method similar to the one generally used in natural science.

Now we might say that with the natural world, the observer is inevitably someone on the outside, but when it comes to the inner life, there is no outside observer. This makes some people doubt that it will be possible to observe the inner life. They are unable to see how such a split might happen, so that one has the evolution of the inner life and at the same time is also an observer.

But it is exactly this strange paradox which has to come about if we want to develop a psychology that will rank equal with natural science, or, I would say, is in the spirit of the demands made in modern science. The question concerning the observer of the inner life must be taken seriously and considered in its full significance and depth. Nothing that lives in us can directly observe this inner life. Where scientists studying the natural world who want to be true to the ideal of modern science remove everything that has soul quality from their way of thinking, making the psyche stand aside completely, as it were, psychologists must go exactly the opposite way today. They must not take away anything that is inner experience but must bring something into those inner experiences; they must penetrate those inner experiences with something that does not exist in our ordinary conscious minds. Psychologists must go exactly in the opposite direction! Modern science has grown great by going its way, and because of this the psychologist must go the opposite way. The big and significant question is, how can this way be found?

Some of the things I am going to say now will sound strange. But perhaps you need to consider that anything new in the course of cultural development has always seemed strange to begin with. Just think of the great, revolutionary scientific achievements — how people felt about them, and the troubles and strife they caused. Human beings are very much closer to the psyche than they are to the natural world. No wonder then if with regard to psychology, as a more recent science, many things will come up again that have also been known in the evolution of natural scientific research.

With anthroposophically orientated psychology it has to be clear from the beginning that, as I said before, the conscious awareness we have in everyday life and which is also commonly used in ordinary scientific research, will not be enough. Psychology is going to be a challenge to conscious awareness. In a book published a year ago,^[3] I dealt with the subject of psychology as follows. If the soul is basically unable to know anything about its everyday experiences but is only able to live in them the way one lives in the natural world outside before one has gained an image of it through natural science, this indicates that the soul must change if it is to observe facts relating to itself. This will mean quite a few difficulties with today's dominant school of thought. The current idea is not to touch the soul, whatever we do, but to leave it as we have received it 'from the hands of nature herself', as the saying goes, and to direct scientific study to what lives in the psyche. Psychology will, however, need to draw powers from deeper sources, from spheres that lie hidden from ordinary experience, to gain methods of observation and of forming ideas that differ from those we have in ordinary life.

Let me tell you briefly and simply what has to happen to the human psyche if it is to be a real observer of its own inner experiences or, to put it in a better way, awaken the inner observer who lies hidden in it, so that it may investigate its own inner life. Our thinking, all the ways of forming ideas we develop in the study of the natural world, will not be what we need when it comes to the psyche. You will soon note, especially if you struggle inwardly to gain insight, that all those ideas do not take us beyond the facts that can be observed in natural science; they do not get us anywhere near the realm of the psyche.

The situation changes the moment we reach the points — I call them the frontier posts in our search for knowledge — where the human being is full of doubt to begin with and keeps saying to himself: This is as far as we can go in our search for knowledge with what has been granted to humanity; we cannot go beyond this. Just consider how people whose thinking is wholly based on the modern scientific way and who seek to dig down deeper and deeper into existence in their thoughts then come to such frontier posts. Let me give you some examples to show how someone struggling to gain insight truly comes to quite specific points in his inner life.

The first example I would like to give is one I found with a seeker who may not be appreciated so much as a philosopher but is all the more highly esteemed as a person, and that is the well-known aesthetician Friedrich Theodor Vischer.^[4] In his review of Volkelt's interesting small book on dream fantasy^[5] he put all his inner energies into raising the question as to what the relationship might be between human soul and human body.

There is a difference between considering the issue from a philosophical perspective, taking a conventional view and applying only the rational mind to it, or letting hard effort in thinking create the inner experience of truly facing something like a sphinx. It was out of such apprehensions — one can see it from the way it all goes — that Friedrich Theodor Vischer, known as 'V Vischer', asked himself this question. He wrote: 'The human soul cannot be in the body; yet it also cannot be anywhere but in the body.'^[6] Completely contradictory! The contradiction arises, however, not because it has been dragged in by logic, but out of the fullness of inner thought, a contradiction one is wrestling with, a contradiction that may be the beginning of an inner drama in the struggle to gain insight. And we should not fight shy of such dramas that bring living inner experience if we want to develop a true psychology.

This, then, is one of the highly significant questions at the frontier posts of knowledge. There are many of them. Du Bois-Reymond spoke of seven riddles of the world.^[7] We might refer to hundreds of such questions, both lesser and greater. We may stop at them, saying that this is as far as the human ability to know things goes, but if we admit to this it merely means that we lack courage in the quest for knowledge. What matters here is that we must be able to let such questions live on in us, in the fullness of our inner life, not seeking to consider them rationally, bringing all our inner powers to bear, but to live through them and have the patience to wait and see if something of a revelation will not come from the outside. And this does happen.

If we do not seek to meet such questions with preconceived ideas but enter into the billows, as it were, which such questions raise in the human soul, we come to a completely new living experience which we cannot have in our ordinary state of mind. Let me give you an analogy for this living experience. It is an elementary experience in the psyche and an elementary experience for the genesis of an anthroposophically orientated psychology. We simply must take it in its full reality, not in an abstract, dead sense. Let us think — it does not matter here if the analogy has full justification or not, for it will tell us what it is meant to tell us — let us think of an animal that is very low down in the evolutionary scale, a creature that does not yet have a differentiated sense of touch relating to the outside world. It is more or less just rummaging around inside as it experiences life and bumps into physical objects that exist around it. Now imagine such a life form gaining perfection in terms of the theory of evolution. What can evolve in this case? Where a lower animal merely bumps into objects outside and experiences those bumps inwardly in a completely undifferentiated way, differentiation in the course of evolution causes this to develop into a sense of touch. In the scientific theory of evolution, the differentiation of life in the senses is, I would say, generally presented as bumping into things and differentiation developing from this. The process which here happens externally, physiologically, or physically if you like — with a differentiated sense of touch developing merely from bumping into things — repeats itself purely at the level of the soul, if we take things in a truly living way, as we arrive at those frontier posts of knowledge with the psyche fully involved in the process. First you will feel as if you were in the dark in the world of mind and spirit, bumping into things everywhere. The fact that questions like those asked by Vischer have arisen proves that we live in darkness of soul, in an existence that is grounded in the world of the spirit and touches on that world. But the element which thus comes up against the world of the spirit now needs to be differentiated.

If we truly live with such frontier issues, something enters into the soul, is brought to it by revelation, which previously existed as little for the soul as sensory perception based on a differentiated sense of touch existed for a creature that had not yet developed such a differentiated sense of touch but merely bumped into things. We have to live with and through those frontier issues, the countless, tormenting, sphinx-like questions, so that we may know that the methods we can gain through working with nature, the methods which truly meet the ideal of the modern scientific approach, only take us to the point, where soul and spirit are concerned, where we bump into those boundaries. From there, life itself must forward.

And it can move forward. This can only be empirical fact. I am talking about something which every thinker who bases himself on modern science has perceived only too clearly, too significantly. The time when the soul truly expands its sphere of life into these boundary areas of knowledge can only come slowly as we patiently feel our way. I have given examples of such boundary issues in a brief chapter I have just written in the book which is due to appear shortly.^[8]

Let me refer to another such fundamental boundary issue which we find in the work of Friedrich Theodor Vischer. It is an example of how someone who is beginning to live with the drama of insight and knowledge in himself in a very real way comes to the matter I have just been characterizing, inwardly feeling his way and not yet outwardly differentiated in feeling one's way in mind and spirit. When Friedrich Theodor Vischer was struggling with these issues, the time had not yet come for the soul to break through the boundaries it had met. Vischer wrote:

No mind without a nerve centre, nor a brain, say our opponents. We say: no nerve centre and no brain unless there has been preparation in countless stages, starting from below; it is easy to be derisory about the spirit bumbling about in granite and limestone — no harder than it would be for us to ask derisively how the protein in the brain manages to get to something as sublime as ideas. Human powers of insight lack the ability to establish levels or degrees. It will remain a secret how it comes about that nature, and the spirit must surely slumber beneath her, is there as such a perfect counter thrust of the spirit that we — please note his choice of term here —

get bumps and bruises from it; it is a forcible separation that seems so absolute that Hegel's concepts of being other and being outside oneself, however brilliantly formulated, really say practically nothing, simply covering up the abruptness of the apparent dividing wall. Fichte gives proper recognition to the fine edge and impact in this counter thrust, but no explanation.^[9]

There can be no more accurate description of this inner life. First it feels itself bumping into the world of the spirit when such boundary issues come up, and it longs to let this process of coming up against the world of the spirit become differentiated and be a real way of feeling one's way in that world, with, to use Goethe's words, a mental organ developing.^[10] Where Goethe spoke of eyes and ears of the mind, we might say that organs of touch^[11] arise in the mind at a most elementary level as we live in these things. It is truly a vital process, a growth process; it is not a matter of simply applying what one has previously learnt in the sciences; it is something as real as the way a child grows, but it takes the soul into regions it has not known before.

People are often mistaken about this. Thus the philosopher Bergson,^[12] who has grown famous, makes one of the absolutely basic errors in this field. Henri Bergson says we cannot comprehend the world with the analytical mind, and especially cannot comprehend the inner life in this way, for in the psyche, and in the whole of existence, everything is evolving, flowing, vital. What is he thinking? That what we need does already exist and we can look for it with powers we already possess. In this, however, he is greatly mistaken. It does not lead to anything that can truly explain the psyche, for the soul must go beyond itself; it must develop something it does not yet have. The soul does not think that the life which it is to explore does already exist, but that it must first be gained.

Many people are really scared — if I may use the term — of entering deeply into the inner drama of gaining insight and knowledge. They believe it will take them into the abyss of subjectivity, the abyss of individual nature. If they were really to enter into this abyss in the way which has just been described, they would find that in doing so they would find something inside themselves that is as objective as are the things we find when we consider the natural world. It is merely an illusion to think that in living through the drama of insight one person would find one thing, and another something else. In a certain respect individual experiences have to differ because they are different aspects, different views of the same thing seen from different sides. Yet if we take photographs of something from different angles and those photographs look different, this does not mean to say that the thing itself does not present something objective in those aspects. We should not be dogmatic about anything someone has gathered from the psyche in this way, making his particular formulation into dogma and believing in it as one believes in any dogma or law of nature. No, we have to be clear in our minds that however subjective something perceived with the mind's organs of touch may be, seeing that it represents a particular angle — if the methods I have presented only in principle are developed further, organs will truly develop in soul and spirit that may be compared to eyes and ears of the mind — if the world of the spirit is characterized on the basis of a mind that has vision of the kind I referred to in my book,^[13] then something described by an observer may be a subjective aspect; but if we accept it we approach the world of the spirit in the same way as we have a true image of a tree even if it is only from one angle. This is something that needs to be understood, especially in this particular field.

When human beings go beyond themselves in their inner life, something arises which I have described in my book How to Know Higher Worlds. There you find a detailed description of what the soul has to do so that it may go beyond itself in this way. Today I have, of course, only been able to give the principles. If you take what it says in the book to a certain level you will discover why I called the experiences, which are of a completely new kind compared to our ordinary conscious awareness, 'imaginations', seeing in images, and referred to the level of awareness which develops as 'imaginative awareness'.

This imaginative awareness has nothing to do with fantasy. Its content is new compared to what one has known before. 'Imaginative awareness' is a term like many others. What matters is that the imaginations or inner images we gain, enriching our inner life, clearly show that they are, well, let us say reflections of a non-physical reality, just as our usual ideas of things are reflections of outer physical reality.

I have now described the process in which the soul rises above itself at the first level to gain imaginative insight. With this imaginative insight one is in fact living in a state for which we have to use a paradoxical term, and this can of course be the subject of derision in view of general thinking habits today. It is that in uniting the soul with the living inner experiences thus gained we are living out of the body. This is the crux of the matter. And above all we learn to distinguish experiences which we have gained in this way, without making use of the body, from those gained in the outside world which we have perceived through the senses; above all, however, also distinguish them from anything by way of visions, hallucinations or illusions.^[14]

For this is something we must always remember. The way which is shown here goes in the opposite direction to the one which we may call pathological, the way that leads to illusory and visionary life. Those who find their way to a life in images know that anything we perceive with the senses, perceive with normal senses in the world of nature, is of a higher quality than anything that may present itself in visions or hallucinations. If we give ourselves up to visions we enter more deeply into our living physical body, becoming more closely bound up with it; we bring soul quality into the living body but we do not come free of it.

In the third lecture we will consider the human being as part of the natural world, and we will then realize why the contents of visions can be confused with perceptions made in the spirit. Today we are talking about the inner life, the psyche, and it is important to make the distinction quite clear — a visionary goes down into the life of the body, whilst someone seeking imaginative insight enters into a life that is wholly in the soul sphere, and this leads to experience lived independently of the body.

As I said, this is highly unusual in present-day thinking. Someone wanting to reach the world of the spirit on an amateurish basis, with amateurish ideas, would greatly like to think of this world by taking external sensory perceptions for a model; he would greatly like — we can see this in spiritualism, which is so disastrous — to have factual things in the spirit, just as one sees factual natural effects if one performs a physical experiment in a laboratory. He wants a tangible spirit. Yet the things we find in imaginative perception do not compare with anything tangible. In my book^[15] I compared this — one can only offer an analogy, for it is not the same — with the memories of past events which we think we call up from the depths of our inner life. The tenuous nature of such memories, which are entirely nonphysical, having soul quality, is the only thing in which it is possible to experience the spirit in which the psyche has its roots. It is just that the images seen independently of the body do not relate to anything one has known in the physical world. They have their own content which tells us that we have entered into a new, non-physical world, a world we did not know before. One gradually has to familiarize oneself with a very different way of inner experience, for the I will not have the support of the physical organs through which we gain our sensory perceptions. It takes some time to get used to this kind of life.

Above all it is this: I may have compared the images gained in the new way with memories of past events, but everything that arises by way of such images, and which therefore is a reflection of a spiritual reality, has one peculiarity which it is hard to get used to, and that is the peculiarity that the more perfect such a non-physical perception is, the less are we able to recall it afterwards. We are used to remembering things that have gone through our minds. Those non-physical experiences do not generate an immediate power to remember. The process is very different. I described it in the above book. It goes like this: If you want to have a specific non-physical image you have to prepare for this, exercising the soul so that it will develop the inner powers by which the image may be revealed. We can remember the things the soul does, what it undertook to gain that image vision. It is then possible to call the image up again. So once you have had a spiritual experience in imaginative insight you will not easily remember it; you have to go through all the inner preparation again; this you can remember. You can say to yourself: you did this, and you did that; do it again and you'll have the experience again. Only if we succeed in bringing copies of it, as it were, back to our ordinary conscious mind, to our ordinary thinking, as ideas will we be able to recall those copies. But the actual nonphysical image has to be new every time, otherwise it is not the real thing.

Another peculiarity is this. Ideas we gain in our life in the outside world are produced all the more easily the more often we produce them. We get a degree of practice in this, and these things become habit. This is not the case when we have living experience of non-physical images, genuine spiritual realities. It is rather the opposite. The more often we seek to have a non-physical image under the same conditions, the more vague does it grow. Hence you have the strange situation, really quite paradoxical, that students in the life of the spirit who make efforts to gain certain non-physical images will have them and then be surprised that they cannot have them again. The ability to produce something again is often lost very quickly, the second or third time, and we then have to make new efforts, over and over again, to call up something which is escaping us, as it were, having come to us just once from the world of the spirit.

You will find all the individual exercises that will help to overcome the problem in my book How to Know Higher Worlds, though even there it is just a brief outline of things I have said on the subject since.

Another peculiarity is that you will only manage to cope with such imaginative ideas if you have gone through inner training to develop a life of thinking, forming ideas, inner responses and of will that provide reference points, so that one may bring ideas into the non-physical images. If you do not pay careful attention to this, you may fall into inner confusion and darkness, though this would not be pathological. Again and again you come to say to yourself: Here you learn something out of the spirit which you cannot yet understand, for you have not developed concepts that go sufficiently deep for this. At that point you have to stop, you have to find another way, trying to take your ability to form ideas in the world of the senses further, so that you may on a later occasion understand what you have not been able to understand before.

In short, I could mention many more such characteristics. You come across lots of things that take you aback and are paradoxical compared to the inner experiences we have in our ordinary state of mind. Yet it is only when we have torn the soul element away, as it were, from the living body that we are in the world of the spirit. No one can deny this experience, which is spiritual.

With the development which I have been describing so far, you are able to gain certain insights. You come to see that apart from the physical body, which is part of us and which is the object of anatomy, physiology and of modern science altogether, something else is also truly our own. In my more recent books I have called it the 'body of creative powers', so that there may be no misunderstanding; previously I called it the 'ether body'.^[16] It is really a second element in us, and can never be perceived by ordinary sensory perception, ordinary inner experience. It can only be perceived if this inner experience progresses to become the capacity for vision in images. For this body of creative powers does not exist in space; it is something which lives only in time, but lives in time in such a way that everything which is active in our physical body from birth or conception to death, let us say, wells forth from this body of creative powers. We have a second body in us, a body of creative powers. It becomes a reality for us when we gain the power of awareness in images.

This awareness will not, however, take us beyond the principle which is with us from birth to death as our body of creative powers. This may sound odd, but that does not matter. We are able to go beyond it if we find additional ways of inwardly strengthening the soul, which has now become free of the body. Exercises have to be done again and again, with patience, to develop a completely new relationship to the principle we call the life of ideas or concepts.

In ordinary life we bring objects around us to mind by forming ideas of them. When we have an idea of something we think we possess whatever we are inwardly able to have of such an external object. This is a notion we must abandon when we come to gain experience in the spiritual realm. We need to be able, as it were, to put ourselves in a position where we let our ideas of things be like forces and powers that fight one another in the inward drama of gaining insight and knowledge. We have to develop the ability to let one idea enter into conflict with another. We must long to characterize anything we have characterized from one point of view also from another. At this level terms like materialism, idealism, spirituality, sensuality, and so on, all become empty phrases, for all of them, woven from the webs of concepts we have, prove to be like photographs taken from different angles.

We come to realize that in the realm of the spirit we have to deal with our concepts the way we work with our sense organs in the sphere of the senses. We walk around objects. We do not consider concepts as snapshots but merely as something which characterizes objects for us from one perspective or another, giving a one-sided view.

The spiritual scientist will therefore develop an inner tendency to characterize things from one angle, and then to characterize them also from the opposite angle. He will above all feel a longing to develop certain ideas and then refute them again, thus truly going through this inner combat. I am just giving some important inner aspects which one has to make progressively come true when a certain point has been reached at the frontier post of knowledge and insight.

The soul then continues to develop. It manages to develop the faculty I have called 'inspired insight' in my books. Please leave aside all superstition or prejudiced ideas with regard to this. The soul then separates from the body to a higher degree. Having gained this level of insight and knowledge one is not merely able to perceive the body of creative powers which is with us in time, from birth to death, but also spiritual realities that are outside our bodies, just as we see physical realities with our physical eyes. In my next lecture I will be speaking of the spiritual reality outside the human being. Now I am first of all going to talk about what the human being sees with this inspired insight, a spiritual reality that lies within him.

Something arises in inspired insight which does not live in our existence between birth and death; it lived before us, before we entered into the earthly body at birth, or, let us say, conception. It will live with us when we enter into the world of the spirit at our death. It has united with the physical genetic material we have from our parents and ancestors; it has penetrated this physical material. Inspired insight will truly allow us to perceive what preceded our physical existence at the soul level, what happens after our physical death, for we learn to see, in the spirit, the part of us which is wholly independent of the physical body. The body of creative powers is still bound to our physical existence; it will disperse when it is cut off from this physical existence. The principle which inspired insight is able to perceive does not disperse; it remains by itself; it is the part of us which goes through births and deaths. In the field of inspired insight the human being is able to investigate properly what connects him with worlds that are wholly of the spirit, what works most powerfully so that he becomes this particular human being when physical genetic material connects with his spiritual part.

The third ability we acquire is called intuition. This is not the kind of vague idea generally called an 'intuition' but something else. I'll just refer to it briefly. At the third level of spiritual insight you can become fully aware — this will happen at a particular point of time in our inner development — that you are someone else, that through the efforts you made as you progressed through vision in images and inspiration you have truly found an inner observer in you.

Something significant then occurs in the drama of insight and knowledge, as I have called it. At this point we may say: You can see that it is not only this physical body of ours which the spirit has helped to create; you come to see that our soul itself, with its feelings, tendencies, ambitions, affects and will qualities, has come to be what it is through spiritual processes. The drama thus becomes an inner stroke of destiny.

You may have destiny experiences in life that make you shout for joy or feel very low, you may know the worst and also great happiness — the things you experience when you perceive the development not only of the physical aspect but of also of the soul principle, are a stroke of destiny, an inner stroke of destiny that means more to someone who experiences it to the full in the drama of knowledge and insight than the highs and lows, pleasures and pain of destiny experiences in everyday life.

If this is possible, if there truly is this inner power to bring about change, so that the inner eye perceives not only the physical and bodily aspect out of the spirit but the soul principle itself within the process of spiritual evolution, then intuitive perception arises. A sphere is entered which encompasses repeated earth lives, the ability to look back on earlier lives on earth, and the certainty that this life on earth will be followed by others. Knowledge is gained that the whole of human life consists of successive lives on earth, with lives in the world of the spirit in between them that extend from death to rebirth.

With all this, the inner eye needs to be directed to something for which a relationship with the natural world outside has not really trained it. With reference to the natural world we always ask about the origin and cause of facts. When it comes to things of the spirit, questions as to origin and causes will not serve. When the realm of the spirit opens up to someone in the way I have mentioned, he finds that everything that has to do with growth, thriving, progression and development has retrogressive development mixed in with it, with existence progressively crumbling away and destruction in progress all the time. This is what made individuals who were able to see this — perhaps not in this modern way, but in the ways in which such things were known in the past — say that insight into the spirit takes us to the gates of death.^[17] You come to realize that conscious awareness, life in mind and spirit, and living in the spirit in full conscious awareness can only arise if a principle that makes existence crumble away enters into all our growth, healthy development and progression. You come to see that death is but a single major event which we can think of as divided up, broken up into its atoms, as it were, and happening in us all the time when we gain conscious awareness in physical life. In this world, to know is to enter a little bit into something that will come all at once when we go through the gates of death.

You get to know the relationship between the conscious mind and the process of dying. In doing so, you also get to know how this conscious awareness goes through the gates of death, and that death actually awakens us to a different conscious awareness. We enter into this when we lay aside our physical body. We lay this aside, as it were, merely in order to gain such insight in images, inspiration and intuition.

If you want to get a real idea of gaining insight in the spirit, you have to get used to seeing your relationship to the world in a very different way from the one you have been used to. Above all it is necessary to give up the idea that you can somehow find the spirit by interpreting the material world, looking at it critically in some way, and by finding laws based on the material world. The laws we discover in relation to the material world only apply in that world. You will not find the spirit by interpreting the world you perceive through the senses; when you are in the physical body you find the spirit in connection with the world of the senses; but you find it through independent life in the realm of the spirit.

Let me clarify this by using an analogy. When we read sequences of words, which are letters put in a row, we do not say: There's a vertical line, there's a horizontal line; we do not identify the letters but consider the row of letters or words as a whole, and an inner content then arises. This content has nothing to do with identification of the letters. You must have learned to read. And something quite different from the identity of individual letters arises in the reader's mind. You cannot find the spirit which you discover from the letters by looking in the printers' letter case. Nor can you find the life of the spirit by spelling out nature. You will only find it if you let the soul rise beyond itself and thus find the element which extends from the spirit itself into this physical life, in so far as the soul finds itself living in the physical world between birth and death.

You see, this leads to a psychology that can well hold its own side by side with the natural sciences. It does not transfer the methods developed in the study of nature to the psyche, nor does it stop at the inner life as we know it in everyday life. Instead it brings an objective principle into the inner life, and out of this the psyche experiences itself. The living body has also been born out of this principle, as we shall see in the third lecture.

These are first, elementary indications; you will have to refer to my books for the rest. They show how human beings can find the immortal element that lies in them, and how a psychology with this anthroposophical orientation truly guides us in this direction. Then such things as happened to Franz Brentano,^[18] the great psychologist who died in Zurich in March this year, need no longer happen. Brentano was a significant figure, but also a tragic one in the way he bore with his thinking. He came to the study of psychology at a time when the modern scientific way of thinking was developing. He wanted to apply this approach to the inner life. One can get no further with this approach, however, than to compare ideas as to how feelings want to rise in the soul, what attention is and so on in outer physical life. In his work on psychology from the empirical standpoint — in the first volume he wrote, which has remained the only one — Franz Brentano regretted the things psychology could not achieve, saying: What help is it to us, even if we are thoroughly scientific in our approach, to compare ideas, make associations of ideas, the way inclinations and disinclinations arise, and so on, if the great hopes held by Plato and Aristotle cannot be fulfilled. They hoped that with psychology we would gain insight into how the better part of our nature lives on when we have gone through the gates of death.^[19]

Franz Brentano regretted the fact that he did not have the means of tackling these problems. It is remarkable to see how he struggled with them to the end of his life. The straight, honest nature of his struggles is evident especially from the tragic circumstance I referred to in an obituary for Franz Brentano which appears in the third chapter of my above-mentioned book. He was always saying he would continue his book on psychology, the first volume of which had been published. The work was intended to be in four or five volumes. The first volume appeared in the spring of 1874. He promised the second for the autumn of that year, to be followed by the rest. He did not publish any of those, however. He wanted to master the inner life with the modern scientific method; he wanted to set about this in a straight and honest way. If he had been able to do so, if the modern scientific method had not been like a dead weight on his powers of investigation because he misunderstood it, he would have been able to enter through the gates into a life in the spirit that gathers something from the depths of the soul that cannot be there if one has only the methods of modern science.

We can see from the tragedy of Franz Brentano's life as a scientist — and of the lives of many others, but especially in his case, because he was such a significant figure who at the same time was absolutely honest — that there is a need for a psychology that can only be found through inner experiences gained out of the living body. Then the great problems can be considered again, issues that must be foremost in the minds of those who consider their own inner life — the problem of immortal life, if we find the truly immortal part by the methods I have described, and also the problem of free will, which we are going to consider later on in these lectures. These are the two most important and compelling problems. But look at the works on psychology published in recent years. These problems are completely left aside in them; indeed, they have disappeared from psychological studies, simply for the reasons we have been considering today.

There is more to it, however, than being able to work with those great questions. The insights psychologists are seeking with methods they have developed by going more deeply into the modern scientific approach can only be fully clear if one can consider them from the point of view which I have indicated. That is the way it is. Modern science will prove valid on the one hand, the science of the spirit and spiritual investigation on the other. But it is just the way it is when one is digging a tunnel from two sides and must have worked things out carefully in advance so that one may meet in the middle. Spiritual science and natural science must come together if the knowledge and insight sought by humanity is to be a whole.

Let me give you just one example of how ordinary psychology, too, can be conquered if we enter the higher regions which I have briefly outlined today. Among the questions considered by people who do research in psychology are those concerning memory or recall. It is enough to drive you to despair to see how the memory problem is dealt with in the ordinary approaches to psychology. There you can really see the frontier posts in the process of gaining insight. Someone has an idea which he develops from something he has perceived through the senses; this idea then 'goes down' into the soul sphere; it 'vanishes', as they say, and later the person is able to recall it. Where has it been?

I won't go into everything that has been said on the matter for centuries. On the one hand people say that such ideas vanish into the unconscious and then come up again across the threshold to conscious awareness. I'd like to know someone who is able to find any real meaning in such words as he says them. All meaning is immediately lost when you talk of ideas 'going down' and 'coming up'. You can say anything; but you cannot envisage it; for it does not relate to any kind of reality. Psychologists more inclined towards physiology will talk about 'traces engraved' in the nervous system or brain; these traces then 'call' the ideas 'up again'. People try painfully to explain how the idea which has gone down is dug out from those traces. As I said, it can drive you to despair when you consider the different approaches to psychology. Just think of how much serious, noble, genuine research effort goes into working on these problems. We certainly would not deny that such honest and genuine work is being done.

In truth, however, this simple fact relating to the inner life can only be seen in the right light if we consider it with the power in our souls that has the spiritual organs to observe the ordinary inner life, too, from the point of view taken in the world of the spirit. You then find that there is no question of an idea which I have 'going down' to anywhere or 'coming up' again somewhere. People altogether have the wrong idea of memory. An idea I form on the basis of something perceived in the world around me does not live in me as something real at all, but as a mirror image which the soul creates by means of the body's mirroring. We will go into this in the third lecture. And this idea lives only now! It is no longer there once I have lost it from the inner life. There is no such thing as ideas going down and coming up again, thus creating memories. The commonly held idea of memory is wrong.

What matters is this. Having sharpened the soul's power to see things in the spirit, you see — you can observe this in the spirit just as you observe things in the world outside — that something else is going on at the same time as we form an idea based on something we have perceived. It is not the process of forming the idea but this other, unconscious process running parallel to it which produces something that does not come directly to conscious awareness but lives on in me. So if I have an idea, a subconscious process develops that is wholly bound up with the physical body. When occasion arises to call this process up again, the idea forms again because the soul now looks to this process, which is a purely bodily one. A remembered idea is a new idea created from the depths of the living body. It is like the earlier idea because it has been called up in the unconscious process that had been produced in the living body. The soul reads the engram engraved in the body, as it were, when it recalls an idea.

This, then, does correct the ideas ordinarily held by psychologists. You now have the right idea instead of something perceived in entirely the wrong way in ordinary experience. I could go through the whole of psychology with you and show you many points where genuine insight shows that the inner experiences which people think they have prove to be illusory. People have quite wrong ideas about the inner life, and these need to be corrected by the soul coming free of the body and then observing its life from a truly spiritual point of view.

It is exactly with ideas like these, which on the one hand really make the spirit accessible to scientific study, that on the other hand the fruits of faithful hard work with the modern scientific method in experimental psychology and physiological psychology as well as other fields find their right place. Anthroposophically orientated spiritual science is neither hostile nor unsympathetic towards such work. Knowing that the ordinary methods developed in the study of the physical world cannot solve but only raise questions, real questions, work done in spiritual science can make the results of natural scientific investigation truly fruitful by casting a new light on those questions.

The work done in anthroposophically orientated spiritual science is truly moving towards natural science, like digging a tunnel from opposite directions. Another example will show this. Scientists with a Darwinian orientation have recently made some very interesting findings, which I am going to tell you about in a minute. But first let me say that the unconscious activity which underlies memory recall is something different from the powers of heredity or of growth, but, having developed parallel to the forming of ideas, it is also related to those powers. Powers that take effect at an unconscious level when we form an idea on the basis of sensory perceptions are related to the powers that grow in us. They create dispositions in the living body that can later be read, leading to memory recall. Genuine observation in the soul gives us a clear idea of how the powers of memory relate to those of heredity and growth. A bridge is built — we will be saying more about such bridges in the next few days — between soul and spirit on the one hand and the living body on the other.

Consider how Darwinian Richard Semon starts with heredity in his very interesting book, with the emergence of characteristics, and then brings these hereditary powers together with the powers of memory.^[20] The scientist thus sees a relationship between hereditary and memory powers. The psychologist has come to connect the unconscious powers that lie behind heredity with those of memory recall.

These things happen quite independently of one another. What Richard Semon called 'mneme' in his most interesting book agrees with the views held in anthroposophically orientated psychology, where consideration extends to regions in the human being that are also studied by modern scientific methods. We will speak of this in the third lecture.

What I have been saying today at an elementary level about the results of genuine spiritual experience in the soul that provide the basis for a more up-to-date psychology, must inevitably sound strange in many ways to people used to thinking in the way that is usual today. This is perfectly understood by someone who is in the midst of these things, yet perhaps one may also say that it needs more than just hearing an interesting lecture. You need to enter deeply into the serious process of spiritual scientific investigation. You will find that one's powers are used differently from the way they are in natural science, but that the route followed in anthroposophical research is no less serious, no less demanding than the route taken in natural scientific research. The fact is, however, that the fruits, the results of natural science only provide the starting point for spiritual research. We come to concepts, ideas and natural laws when we want to investigate the natural world. We make it our premise that the work done in natural science takes us to the frontier posts from which we set out to make investigations in the science of the spirit and in anthroposophical psychology.

I would say, therefore, that psychology based on anthroposophy should not be said to go against the justifiable demands of today's natural scientific way of thinking. Quite the contrary. It does not reject anything resulting from justifiable investigations in natural science. Nowhere does it oppose such justifiable science. However, it cannot stop at merely drawing logical conclusions from things that are already given in natural science. Spiritual science is not a philosophy where one merely wants to draw conclusions based on natural science. No! In anthroposophically orientated spiritual science we have to adopt a different device, the device that this spiritual investigation must follow from natural science not as an abstract logical conclusion, but as a live offspring.

The spiritual investigator holds the belief, which is stronger than the belief of many a natural scientist who rejects spiritual investigation, that natural science is sufficiently robust not only to lead to its logical consequences but to bring forth, from itself, as it were, something that is very much alive. This has its own vital energies and must thrive by having its own independent life. This is what the science of the spirit should be, a science which natural science itself demands.

Questions and answers

Several questions related to repeated lives on earth.

Ladies and gentlemen, the nature of the questions which have been asked is such that a brief answer cannot be satisfactory. One would indeed have to speak volumes to answer them in full. First of all we have the question:

What purpose does reincarnation serve?

Well, ladies and gentlemen, essentially the question as to purpose — I have to answer in a scientific way, otherwise it is just empty words — and the question as to reason — I am afraid I cannot go into the question as to whether teleology is justifiable or not — is a question arising in the physical world and therefore has validity in the physical world. Reincarnation — if we want to use this term for repeated lives on earth — I like to avoid jargon, which is why I spoke of 'repeated lives on earth' — is governed by laws that belong to the world of the spirit and have significance in that world. This is something people find most difficult to get used to — that in moving from the physical world to the world of the spirit one must also change, or metamorphose, one's concepts, and that concepts which apply in the physical world lose in significance, in importance, when we enter into the world of the spirit. Once you have started to know the nature of the spiritual world you do not really ask about the 'purpose of the human being' the way one would ask about the purpose of a machine, and certainly not about the 'purpose of reincarnation'.

I said in my lecture that the way of thinking developed in the natural sciences is essentially the way of thinking developed in relation to the physical world around us. It will at best lead to the right questions being asked. One must then, however, seek to obtain the answers from the world of the spirit.

Someone asking: 'What purpose does reincarnation serve?' will of course have a reason for asking. There is a need to know, despite the fact that the question as to the purpose is not really applicable in the sphere one is dealing with. I would, however, ask you to consider the following. I would like to say that I have to bring together the building blocks needed to answer these questions. The science of the spirit is not like something you can quickly make your own by using a small handbook. It is in fact a very comprehensive field.

When we ask questions in life, one way is to continue with further questions until we come to an end. But this may not apply in every case. You see I am asked a question like this one hundreds of times. On many occasions I have said the following on the subject: People wanting to go from Zurich to Rome may want to know the route. And indeed, if no one in Zurich is able to give them the exact route, in every detail, they may decide that they don't want to go to Rome after all. On the other hand there may be people who'll be happy to know the route from Zurich to Lugano, and once in Lugano will be satisfied to learn how they should go on from there, and later on again how to go further. This is an analogy. It is meant to say that when we are in one life on earth, this has relevance for subsequent lives on earth. We have a progression. We are going to gain things in other lives on earth that we are not going to gain in this one. We go through experiences that present different trials and learning experiences. If we were able to answer all questions in this life on earth, then this life would not generate future lives on earth.

For the science of the spirit, it is therefore a matter of presenting the fact of reincarnation, if I am to use that term. Just as an individual gives purpose to a particular life on earth out of a free impulse, so he will give successive purposes, with one arising from the other, to repeated lives on earth. And he will not imagine that he can define the whole compass of human existence — which involves a number of lives one earth — in one of those lives. You altogether get out of the habit of producing definitions meant to be comprehensive when you enter into the true inner life in the spirit. Definitions are quite useful in ordinary physical life; in the life of the spirit, where it is all about perspectives, we are reminded, when someone just asks for definitions, of the example of a definition given in Greek literature. Asked how to define a human being, it was said — for definitions must always refer to individual characteristics — that a human being was a creature with two legs and no feathers.^[21] The next time someone brought along a cockerel which he had plucked — a 'human being'!

Well, I do of course know the requirements for a proper logical definition. However, from the spiritual point of view, definitions show definite bias. So do all statements of purpose, of causality, and so on. Reality is something into which you find your way, in which you are alive and active, but you do not define it using biased terms. You will find the purposes in successive lives on earth. But when someone asks about the 'purpose of reincarnation', this lacks substance.

Question. Is reincarnation a product of ideas developed in the spiritual realm?

Well, ladies and gentlemen, one might say so. One will, however, have to take into account what I said in my book. The kind of ideas we have in our ordinary way of thinking are not really true ideas from the spiritual point of view. They have been deprived of life and are like corpses of ideas. This is the strange thing. Much more lives in the soul than does normally come to conscious awareness. Much of it is partly deprived of life because we would be unable to bear it in our ordinary way of thinking. It is then like the corpse of an idea. Hence the abstract notions we have. They are really only a reflection, something that arises and passes away again. We do not remember it at all, as I have shown in the lecture. Behind it, however, is the living, spiritual reality which enters into vision in images, which goes through death and does live in the powers of reincarnation. Perhaps this would answer the question.

Question. Does reincarnation follow absolute established laws rather than being the outcome of creative etheric powers?

Only life between birth and death, or rather conception and death, is the outcome of creative etheric powers. The principle we are calling 'reincarnation' is subject to much higher spiritual laws. It is difficult to say if it is 'established law'; it is simply a fact. Repeated lives on earth are a fact. 'Outcome of creative etheric powers?' Human beings only acquire an ether body as they are moving towards conception; they lay it aside again after death; the body of creative powers is not eternal, as I said in my lecture. But the powers to be considered when we speak of the laws of reincarnation do not enter into the human I's awareness nor do they enter into the sphere of the ordinary physical world.

You see, the way would open up for many people even in this realm if we were only to look for it in the right way. The point is — and I have spoken of this with reference to individual instances — that experiences gained in the world of the spirit seem paradoxical compared to those we have in everyday life. In many respects the things you find in the other world are completely different from those we know in the physical world. We have to say that with their capacity for forming ideas based on experiences gained in natural life, through natural events, human beings are hardly able to go beyond ideas relating to space. Honest and more accurate self knowledge shows how little we are able to go beyond concepts of space. Just consider, how do we gain ideas of time? Really from ideas of space. Changes in space, the sun's and moon's changes in position, and indeed the hands of a clock in our case — that is how we gain our ideas of time. In reality they are ideas of space. The spiritual principle, on the other hand, lives in time even in its lowest form, which is the body of creative powers. Here we need a real idea of time!

Very few people are able to get a real idea of time today. And one is even less able to get a real idea of the different velocities — not times, therefore, but velocities — that apply in the realm of soul and spirit. Our inner life depends on the fact that our thinking, the forming of ideas, for instance, goes at quite a different speed from our feeling, and this again goes at a different speed from our doing. These things — that different velocities are layered one inside the other in the inner life — actually cause conscious awareness to arise in us. Conscious awareness only arises where something meets with interference. This is actually why it is also related to death — for death interferes with life. But it is altogether the situation that interference occurs. This is why Bergson's view is so wrong, for instance, that one should always look to life and movement;^[22] instead we come to the nature of movement by impeding it, and to the nature of life by seeing how death takes hold of life. To enter into the essential nature of life is something different from having a view of life.

All this makes us realize that the nature of law itself changes when you enter into the life of the spirit, and many people find this highly inconvenient. They therefore do not even take courage and enter into that life with their concepts and ideas, for those concepts and ideas would have to change. In genuine spiritual investigation you essentially get to know this very, very well. I do not like to bring in anything personal, for personal elements have not much to do with being objective. But many years ago an important question arose for me which has proved fruitful in a particular field. Herbart^[23] and other psychologists applied arithmetic or mathematics to research in their field; they tried to calculate facts relating to the psyche. Eduard von Hartmann^[24] even tried to calculate facts that must be taken in a moral sense when he undertook to establish the basis of pessimism mathematically. He put all pleasures on the debit side of life and all negative experiences on the credit side, and then said: the negative experiences show a surplus; therefore life is bad.

I have shown the whole of this to be nonsense. You will find the proof I gave in my Philosophy of Spiritual Activity^[25] written in 1894. If you want to speak of calculations, you have to make quite a different start, not establishing the balance by subtraction but writing a division, a fraction, making all pleasure, delight, experiences that prove elevating in life the enumerator and all pain and suffering the denominator. Let us look at this division. When would life seem to be no longer worth living? If the denominator were zero, if there were no pain at all, the figure would be infinitely great. But the denominator would have to be infinitely great if the fraction were to equal zero. This means that life would no longer seem worth living only if the pain was infinitely great. This cannot be decided by any kind of abstract reckoning but only by life itself. Life does its reckoning in this way.

When it comes to the psyche, we cannot do calculations about inner events the way Herbart or Hartmann wanted to do it. Life gives the result, and when you get up into the worlds of the spirit the result divides up — a sum into summands, a fraction into enumerator and denominator. You get exactly the opposite. Here in physical life, you have the individual summands and enumerators and denominators and then get your result. There it is the other way round. You have the result, it is inner experience, and the individual elements that lead to the result go into the world of the spirit. So you see, many of our ideas have to be completely rethought if we want to cross the threshold from the physical world to the world of the spirit.

Perhaps the things I have said in connection with this question will give you the idea that this science of the spirit really is not something straight off the bat, nor is it the offspring of fantasy. It is something which, as I said in the lecture, needs no less effort to gain than any other kind of scientific work. Only the powers needed for this belong to another sphere. We therefore have to say that there is a law to the progression of repeated lives on earth. But the nature of this law is something we must first of all get hold of. This is why I said it is not a matter of interpreting natural phenomena but of truly rising above them so that we may live freely in the spirit inwardly. This, then, answers the question.

Now a strange question — strange after this lecture: Question: Which are the spiritual organs of touch?

Well, we should not think of this as something physical. I made it quite clear that it is something that exists in the realm of soul and spirit and can only be compared with something that arises from memory. If you want the kind of answer where you have the specific 'spiritual organs of touch' and are then looking for a generic term, you'll not achieve anything. Instead, we have to find our way through, as I have shown. The soul reaches limits, differentiates and develops 'spiritual organs of touch' which in the realm of soul and spirit can be compared to the organs of touch we have in the physical realm, just as we may compare 'eyes of the spirit' and 'ears of the spirit' with physical eyes and physical ears.

Question. Are there clear definitions of what we understand by 'belief'?

I would really need to give you the history and origins of the word 'belief' to make the answer complete, and then show how the different kinds of belief evolved from this. Let me say the following, however. In more recent times the meaning of the word 'belief' has been limited to 'taking something to be true' on a subjective basis — insight, therefore, that is not real insight but a subjective surrogate of insight. The word did not always have such a limited meaning. To understand the background to the idea of belief we have to consider the following.

In today's lecture I mentioned just briefly that the soul related to reality in a different way in earlier times. It has only come to stand apart from the reality of the natural world in more recent times. In those earlier times, when the soul was still more closely connected with the spiritual reality and had developed an inner awareness of soul content that was other than it has to be now in modern anthroposophy, people knew that if they took something to be true, this was not just a theoretical attitude, for their believing something to be true also had the power of living reality in it. If I have an ideal and believe in my ideal, this is not just a matter of letting the idea of the ideal be present in the mind; a power of soul connects with the ideal. And this is part of the human being's reality. Human beings are involved in creating reality. Here 'belief' means a positive way of generating inner power.

The concept 'belief' is presented in a similar way in Ricarda Huch's interesting book on Luther's faith.^[26] There, too, the concept of belief is found to be not just believing something to be true but connecting oneself with the reality as it evolves. I would like to say that when one is in the power of belief, one has something in oneself like the seed which a plant holds in itself; it is not yet a real plant but has the power to grow into a real plant.

Belief thus should not be the image or reflection of an insight but an element in the realm of ideas that connects with a genuine power, so that we are wholly within reality with our belief. And if someone were to insist that belief gives him no insight, he would nevertheless have to admit that if he uses the concept 'belief' in this way, the reality in it places him in the real world.

These are just hints, brief comments.

2
Anthroposophy and the Science of History

7 November 1917, Zurich

It is strange that history became a science during a time that was really least suitable for this. You can see this if you look more closely. My position will therefore be somewhat different today from the way it was the day before yesterday, when I wanted to establish links between anthroposophy and psychology. With psychology it was a matter of extending the area of natural scientific thinking to the phenomena of the psyche at a time when the more recent way of scientific thinking entered into human evolution. It was a matter of covering a field of phenomena relating to the psyche which had been considered in a different way before. The reason was that many people who were particularly involved in working in the sciences gained the impression, quite rightly so, that the spirit which prevails in modern scientific research was the only truly scientific one.

Now we have to say that when the modern scientific method is applied to psychology it is certainly brought to bear on something which is given. A true psychology may have to find completely different ways of investigation, as we have seen, but the object of research is given directly in the human being even where the modern scientific method is applied to psychology.

This would seem to be very different in the science of history. If attention is drawn to the facts that need to be considered here, facts we might almost call paradoxical, consideration must be given to something that is relatively little known or considered, which is that the science of history, as it is called, is of fairly recent origin. In the 18th century, those who developed and represented the concept of science certainly did not accept history as a science. The science of history is essentially a 19th century creation. It thus arose at a time when scientific methods had come to be acknowledged as having reached a high point in their development. 18th century people did not see history the way we do today. Let me refer to a typical statement that the German philosopher Christian von Wolff made in the 18th century. One could cite many others to show that at the time scientists considered history to be the recording of events but not something that deserved to be called a science. Wolff wrote: 'As historical works merely narrate what happened, it does not need much intellect and reflection to read them.'^[27] Methods of explanation, to put historical events in some order that made sense really, only came to be used to any greater extent in the course of the 19th century.

Among those who had come to be more and more immersed in the modern scientific way of thinking, it was Fritz Mauthner who in his big dictionary of philosophy expressed the opinion that the nature of history is such that it cannot be a science in the most radical terms. The article on history in this work is written very much from the point of view that 'science' is only possible in the study of the natural world. Reading it you find that the study of what we call 'history' is firmly said to be no science, and that it is even considered a paradox that, seeing that the methods developed in natural science were highly specific, history was to be called a science as well.

So far as people who think in the modern scientific way are concerned, one of the main premises on which they base their ideas as to what science is does not apply. What is the natural scientist's aim in his investigations? He mainly wants to establish such a configuration of the conditions under which a natural phenomenon occurs that the natural event follows from this and he will be able to say: If conditions are similar or identical, the same phenomena must recur.

This focus on the repeatability of phenomena is particularly important to modern scientific thinkers. In their view a proper experiment must be such that one is, in a way, able to predict the results one is going to see under specific natural conditions.

Now we might indeed say that when such demands are made on history as a science, it is bound to fare badly. Let me give just a few examples. A strange view developed recently among people who wanted to think in historical terms, and it was refuted in a strange way, I would say in a highly realistic way. People who thought they had a degree of profound historical insight into social and economic situations developed the view — especially so at the beginning of the present war — that under the present economic and social conditions the war certainly could not last longer than four to six months at the most. The facts have radically disproved their assumption! Many people believed it to be a view with a solid foundation in science. How often do we hear, when people consider present events that are important in the life of humanity and which they therefore want to evaluate: 'History teaches this, or that, about these events.' People consider the events, want to form an opinion as to how they should relate to them, how they should think about the possible outcome; and you then hear people who have done some study of history say: 'History teaches this or that!' How often do we hear these words today in the face of the profoundly disturbing, tragic events that have come into human evolution. Well, if history teaches what those people think it teaches, namely that it will be impossible for these events to continue for more than four or six months, we can say that this knowledge drawn from history is strangely contradicted by the facts.

Another example, perhaps no less typical, is the following. A person who is certainly not without significance became professor of history in 1789. It was a time which we might call the dawn of historical studies. Schiller started to teach history in Jena in 1789. He gave his famous inaugural address on the philosophical and the external mechanistic approach to historical events.^[28] In the course of this address he said a strange thing, something he believed he had concluded from a philosophical approach to human history. He believed he had developed a view on what we can 'learn from history', saying: 'The community of European states appear to have become one large family; sharing the same house they may bear malice towards one another, but one hopes they will no longer tear each other limb from limb.' This was a 'historical opinion' given in 1789 by someone who had certainly made a name for himself. There followed the French Revolution and the Napoleonic Wars! And if the lessons history had to teach had been learned, we'd also have to consider the present time in wanting to verify the statement that the European states may bear malice towards one another but will no longer tear each other limb from limb! Again a strange refutation of what people meant when they said that we can learn from history in order to form an opinion on present or future events. It is possible to give countless instances of what is suggested here. This is the one thing people say.

The other is that history, the course of events, must be 'scientifically penetrated' from all possible points of view. Did the 19th century really fare well with these methods? People who thought of applying strict scientific methods to history would no doubt be least satisfied when they came to ask themselves if proved useful in any way to apply methods that have their full justification in natural science to historical developments, so that they might be considered 'in the light of a science'.

We merely need to consider a few things. It will not be possible today — for it is certainly not my aim to criticize the science of history as such today — to go into every detail of the attempts that have been made to develop a method for history. There is the view that it is great men who make history; then the view that the great have been given their character and their powers by their environment. Another view is that historical facts can only be understood if we consider the economic and cultural background, thus letting events in human history emerge from that background, and so on.

Some examples of attempts to approach history with the way of thinking that has proved its value in natural science may serve to show how the attempt has really — well, if not failed completely at least given no satisfactory results. To start somewhere, let us take Herbert Spencer's^[29] attempt to apply the modern scientific approach to the evolution of human history. Spencer wanted to penetrate the whole of world evolution and the existing world with the thinking developed in natural science. He made a surprising discovery. He knew that the individual organism, a human organism, for instance, but also the organism of higher animals, develops from three elements of a cell — ectoderm, endoderm and mesoderm. Three elements or parts of a cell, therefore, from which the organism develops.

Herbert Spencer saw a similar process in the organism of evolving humanity, as it were. He assumed that different organic systems would develop from these elements as the historical organism of humanity evolves, just as the organic systems of the human body develop from the three elements of the cell. Spencer said that in the historical organism, too, you have something like an ectoderm, an endoderm and a mesoderm. This English philosopher developed the unusual view that in the historical evolution of humanity the warrior people, anything warlike in the world, developed from the 'ectoderm'; peace-loving, working people from the 'endoderm' and the traders from the 'mesoderm'. A 'historical organism' thus evolved from the interaction of these three kinds of people. According to Herbert Spencer, the most perfect community organism develops from the 'ectoderm' in the course of history; this is because the nervous system develops from the ectoderm in the human organism. This English philosopher thus saw the warrior class, the military element in a state, as developing from the 'ectoderm', analogous to the element that holds the potential for developing the nervous system in the individual human organism, and to his mind the most perfect country was the one that had the best developed warrior class. Just as the brain derives from the nervous system which derived from the ectoderm, so Herbert Spencer said that in a community the ruling class should come entirely from among the warriors. I merely want to mention this strange approach, and in view of the current situation make no further critical comments on Herbert Spencer's militaristic theory concerning the historical evolution of society.

Another attempt at bringing ideas taken from natural science into the study of history was made by Auguste Comte^[30] — I am limiting myself to the leading thinkers. He attempted to apply the laws of mechanics, of statics and dynamics, to developments in human history. Relationships between individual elements in a social system were considered under the heading of 'historical statics', whilst changes, movements or progression came under the heading of 'historical dynamics'.

Many more such examples could be given. Taking a critical look at these and many other attempts it can be shown that it is hardly possible to get satisfactory results by transferring scientific ways of thinking, which are strictly controlled in their own fields, to a study of historical developments.

Individuals who lived in the dawn, we might say, of historical studies tried to bring something like explanatory principles to the subject. We only have to think of one of the most magnificent attempts from that period. It was made by Lessing in his famous small book, written when he was at the height of his mental powers.^[31] His attempt is particularly interesting because he tried to approach historical developments not in a natural scientific way but by using the concept of education, something, therefore, that also has an element of mind and spirit in it. Lessing thought that successive historical events could only be understood if one saw the way humanity lived in the progress of history as an education governed by historical powers that were active behind the developments we are able to perceive.

And it is interesting to see how Lessing established cohesion among successive historical phenomena. It was precisely because of the way he established this that people would say: 'Ah well, Lessing was a great man, but he was past his best when he wrote his treatise on the education of the human race.' This was because he tried to make the succession of historical events a kind of inner event, at least in theory to begin with. This led to the idea of repeated lives on earth for the human soul. He looked back into past periods of history and said: 'The people who are alive today have lived many times before; in their souls they bring into this period the things they have taken up in earlier periods. The impulse which runs through historical evolution is something which lies in human souls.'

Taking this first of all as a hypothesis, we might at any rate say that infinitely many things in human evolution that would otherwise be riddles can be illuminated, even if only hypothetically, if we assume that human souls themselves take historical impulses from one period of history to the next. What has been a tissue of historical developments lacking in cohesion will then suddenly show itself to be a cohesive whole. This is the only way in which we can hope that individual historical data are no longer just there, side by side, but can truly be seen to arise one from the other, for we now have the principle that makes the one arise from the other.

The view Lessing expressed in his small book has not really been taken up, the reason being that the age of modern science was coming to its peak. For reasons which will be shown in the next lecture, people really had to be against the theory of repeated lives on earth in this age of modern science, and in this particular sphere it was quite right to be against it.

And so it happened that all kinds of attempts were made in the course of the 19th century. You need only think of Hegel's attempt to see the whole of historical evolution as progressive awareness of human freedom, and so on.^[32] We could refer to hundreds of attempts, showing that people tried over and over again to bring explanatory principles into historical evolution and thus make history into a science. There were, of course, also people like Schopenhauer, for example, who believed that nothing repeated itself in history, so that one could not speak of a science. History, he said, could only refer to successive data but there were no impulses in history that might serve as explanatory principles as is the case with the facts on which the laws of nature are based.^[33]

The powerful protest Friedrich Nietzsche made against history as such is still fresh in our minds. He spoke of 'historicism', meaning the acquisition not of the ideas of history but of a historical way of thinking, acquiring a way of thinking where people insist on 'what history establishes', wanting to work with this in their souls. In his view historicism sucks the soul dry, as it were, whilst there is need for the human soul to be productive and active in the present time, dealing with events as they come in a fruitful way. For Nietzsche, therefore, someone who only felt historical impulses was rather like a creature that must always go without sleep, which would mean that it could never bring fruitful vital energies into its development but would always only be consumed and worn down by something as destructive and enervating as living in historicism. Nietzsche's treatise on history's benefits and disadvantages in life is one of the most significant works to have arisen from his whole way of thinking.^[34]

These introductory words should merely serve to demonstrate how much the idea of history as a science is in dispute today, from all kinds of directions, and is so to quite a different degree as yet than psychology is, for instance. The question which must arise from all this is: Where do such things come from? On the premises on which the anthroposophically orientated science of the spirit is based we have to say: Because initially attention was not directed to the important fundamental question: What aspect of the human being are we concerned with when we speak of historical developments? Which part of the human being is involved in these historical developments? To answer the question we will need to look at the nature of the human being from the anthroposophical point of view, for this essential nature goes much further than our ordinary conscious mind is able to encompass.

My starting point — you'll see later why I have chosen it — will be a look at the inner life of the human being and the rhythmical way in which it again and again goes out of our ordinary state of conscious awareness. We must allow that state of conscious awareness to alternate with the sleep state. We'll be considering the subject in more detail when we come to consider the natural world from the spiritual scientific point of view in the next lecture. Today I merely want to refer to the aspects that can provide a basis for the study of history.

When sleep comes in the inner life, our conscious awareness is reduced to a level where we may almost speak of unconsciousness, though to someone able to observe this exactly, we are certainly not completely unconscious in our sleep. The world of sensory perceptions we have in full daytime conscious awareness and our world of feelings and active will come to a halt, they go down into the darkness of unconscious or subconscious life. Between the two states — waking and sleeping — lies the dream state.

This dream state is something most remarkable. 19th century philosophers tried to apply their minds, more used to natural science, to penetrating the nature of this mysterious dream world, which rises from the unconscious sleep state and is so very different from the experiences we gain in the world in our ordinary state of consciousness. The philosopher Johannes Volkelt, for instance, who wrote a book on dream fantasies^[35] in the 1870s, left the issue untouched as though it were a hot coal which one may pick up, only to drop it again immediately. Critics writing about his book who decided to take the matter seriously were actually accused of spiritualism.^[36] It is amazing what things people can be accused of!

What is the nature of this dream world which rises from the depths of our sleep? What are those images that move and flow in our dreams? The question can really only be discussed if one has the level of conscious awareness of which I spoke the day before yesterday. Someone who progresses from ordinary conscious awareness to being able to gain insight in images, through inspiration and intuition, that is, someone who truly is able to let his soul be out of the body and live wholly in the world of the spirit, will be able to have insight into what happens in the human soul when it lives in dream images. I can, of course, only give a general idea today, referring to some of the results obtained in the science of the spirit. To take this further you will need to have recourse to my books.

Studying dream life with the methods we have been considering here you come to realize that the sphere in which the inner life finds itself during sleep — from going to sleep to waking up again — is indeed separate from our life in a physical body. This is something one gets to know with spiritual scientific methods. You come to know the condition of the soul when it is out of the body. We are therefore able to compare life in dream images to this state of being out of the body which can be scientifically investigated. And we then find that a dream is really much more of a composite than we tend to think.

Anything that lives in the soul when it is dreaming has nothing to do with our present time the way our waking daily life has to do with the present time. They are something which is developing in our organism, in the whole of our essential human nature, like a small seed in a growing plant. The seed developing in the plant is the physical cause of the next plant. Wrapped up in our dream images — if I may put it like that — something emerges from the dim depths of sleep in the human soul which is not physical but is the foundation in soul and spirit for the part of us that will go through the gates of death, entering into the spiritual world to live through a life between death and rebirth before it appears again.

This seed is weak, however, so weak that it does not find its inner content out of its own inherent powers. It therefore only contains things that relate to reminiscences, echoes of the world we have lived through in the present or in the past. Spiritual scientific investigation of dream life shows that as with many things, the feeling people have, though it may be superstitious, that the future may often be revealed in dreams, is indeed a truth which they can sense, yet it is also a dangerous superstition. It is dangerous because the soul as it develops for the future, that is, the eternal in our soul, actually lives in our dreams. We may have a feeling that the element in us which is dreaming may not hold the idea of, but certainly the living potential for, the future of the human being. The content of the dream is taken from reminiscences and so on which are interwoven in a chaotic way. It is therefore superstition to want to interpret the contents of a dream in any other way than by the spiritual scientific approach, yet we have to say that the principle in us which is dreaming does indeed have to do with the eternal nature of the human soul. It is therefore only the content of dream life which makes us cherish illusions.

Progressing from ordinary awareness to the awareness I called vision, we come to insights in images, to inspirations. With the contents of a mind that is gaining insight in visions we are in a world of the spirit. This is the world in which the soul lives when it is out of the body and dreaming. But it is there in a childlike way, I'd say, in a way that is not yet perfect. It is present in that world the way the seed is in the plant as the potential for the next plant. Through vision in images and inspiration a world shows itself to us in which the dreaming soul is also at home.

People usually think human beings dream only when they are asleep. This is the kind of error that must inevitably arise when one develops one's ideas only in relation to the world outside the human being. But it is an error, an illusion. People who think more deeply, Kant among them,^[37] have had some idea that the principle present in the soul in sleep and in dreams is there not only in sleep and in dreams but is present throughout life. When we wake up, part of our inner life does indeed enter into the realm where the concepts based on observations made by the physical senses are present. We are wholly taken up with these, giving them our attention, for it is like a powerful light that outshines everything else that lives in the soul. We see it as the only content of the mind in daytime waking consciousness, as it were. But that is an error. Whilst these contents fill our minds, other contents that are entirely the same as the dreams that emerge from sleep during the night live on in the subconscious depths of the soul. We dream on whilst awake, but are not aware that we are dreaming. And though it may sound odd, the following is also true: We do not only dream on; we also sleep on. In the waking state, our conscious mind is thus at three levels — up above, at the surface, as it were, waking daytime consciousness, down below, in the subconscious, an undercurrent of continuous dreaming; and still deeper down we go on sleeping.

We can also state with reference to what we dream and with reference to what we sleep! We dream with regard to everything that does not come to mind in ideas or in concepts that can be clearly stated, but is discharged in us as feeling. Feelings or emotions do not arise from a fully conscious, waking conscious state of mind; they rise up in us from a world where all is dream. It is not right to say that emotions arise from the interaction of ideas. Quite the contrary. Our ideas are filled with something that rises up from a deeper inner life where we dream on whilst in the waking state. Our passions and affects also rise from a life of waking dreams, though the fully conscious life of the mind makes this invisible. And our impulses of will continue to be such an enigma in the way they well forth from the inner life because they come from depths of soul where we are asleep even when we are in the waking state.

Our fully conscious ideas thus develop in waking consciousness up above; our feelings are like waves lapping up from a subconscious state, a daytime dream life; and our impulses of will rise up from a sleep life. The significance this has for the development of ideas in the sphere of social life and of rights, of ethical ideas, and the significance it has when it comes to freedom of will is something we will be considering in the last lecture.

Today the emphasis will be on something else, however. Some sharp minds have realized that we will never be able to explain passions, for example, unless we first seek an explanation for the dream world. Passions, even the best and noblest of them, only live in human beings because they dream even when awake, and what people dream does not come to conscious awareness but laps up into it from the region where dreaming takes place.

One feels some hesitation in the present-day climate in speaking about another finding made in the science of the spirit. It does rather go against accepted views, but then it is also a fact that many developments in science were initially controversial. They ultimately won through. Thus the Copernican view of the universe only came to be accepted by a certain element in our culture in 1822.^[38] Perhaps the science of the spirit, or anthroposophy, may also have to wait a long time to gain recognition, this time not by that particular element but by modern scientists.

What is really going on, if we study the river of human life, cannot be reached with the concepts we go through in the waking mind, for it does not live there. It may sound controversial, but the impulses that billow and move in history are only dreamt by human beings. The principle that drives history is no more lucid than a dream in the human soul, nothing else. It is perfectly scientific to speak of the dream of evolution. We can see this clearly once we come to realize that it needs the capacity for perceptive vision to gain insight into the actual impulses that drive history. We need to penetrate those impulses with living research based on vision in images and on inspiration. The human being is part of history and plays a role in it. We are therefore dealing with something that cannot be observed in a way that allows concepts to be developed which are like the concepts we use in modern science. We are dealing with concepts that really only come to ordinary conscious awareness out of our dreams.

It would be easy to raise the objection that the science of the spirit lives out of fantasies, attributing important impulses to the products of sheer fantasy and indeed dreams. Well, ladies and gentlemen, that may well be so, but if the reality is something that must live as a dream in the human soul, we have to go and find this reality in the actual sphere where it can be perceived.

The objection which people who are dedicated to the thinking used in natural science have raised against considering history a science has in fact been that one is dealing with isolated facts in history but would never be able to understand what a historical fact actually is, and that one could not get the kind of clear picture of it which one does with the facts of nature, facts on which natural science is based.

This is perfectly correct, also from the point of view of spiritual science; but we need to take a much deeper view in spiritual science. We would first of all say: If you consider what historical impulses really are, they are not given if you direct your usual rational mind to them, an mind relating to facts in the physical world. Historical facts are only given if we direct image-based and inspired perception to nonphysical impulses that are not to be found in the facts of the physical world.

The insights brought to human awareness through the science of the spirit did not, however, arise entirely out of nothing in more recent times. People who have been wrestling with problems of gaining insight and have gone through inner dramas in the process, have already had to turn their attention, even if only for brief moments, to the things that are now given system and order in the science of the spirit. Again I could give many examples of how one individual or another has in a sense 'divined' one thing or another. One example which I have also given in the book^[39] due to be published shortly is the following.

In lectures given in 1869 which have since been published,^[40] the psychologist Carl Fortlage made a strange statement concerning the conscious mind and its connection with the phenomenon of death. He said: 'If we call ourselves living creatures, ascribing a quality to ourselves which we share with animals and plants, we necessarily take the condition of being alive as one that never leaves us, continuing on in us whether we are asleep or awake. This is the vegetative life of nutrition in our organism, an unconscious life, a life of sleep. The brain is an exception in so far as during the intervals when we are awake this life of nutrition and sleep is dominated by the life of consumption. In those intervals the brain is exposed to a powerful process in which it is consumed. It therefore enters into a condition which would mean absolute debilitation or even death if it were to extend to all the other organs in the body.'

This is a magnificent flash of insight. Fortlage is saying no less than that if the processes that influence the human brain were to take hold of the rest of the body in full waking consciousness, they would destroy it. We are thus truly dealing with destructive processes in the human being when it comes to conditions relating to everyday conscious awareness. Fortlage had deep insight. He continued: 'Conscious awareness is a lesser, partial death; death is a great, total state of conscious awareness, with the whole of our essential nature awakening in its inmost depths.'

Here we see the connection between death and conscious awareness intuited in a truly magnificent way. Fortlage knew that if we divide the event which happens once, when death comes upon us, into 'atoms', as it were, 'atoms of time' in this case, these 'atoms' would be the events that happen continually in our waking consciousness. In developing conscious awareness we develop an 'atomistic' dying process; death is the same process as the one which affects the brain at every moment of conscious awareness, only on a larger scale. For Fortlage, too, death thus was nothing but conscious awareness of the spiritual world awakening all at once. Conscious awareness is all the time killing us off in small steps, and this dying process is necessary for our ordinary daytime conscious awareness. So if we have a human being before us we can say — and Fortlage's feeling is fully confirmed on the basis of spiritual science — that the element of soul and spirit in this person is really something that consumes and destroys him. The vegetative life he has will hold destruction at bay until death comes. Once death comes, we have on the large scale what develops slowly, atom by atom, we might say, in life. Death is always in us, but we also have the vitality that fights death in us, and the soul enters into this vitality.

If we therefore consider the individual, living human being who stands before us in his body, this body is an outcome of the inner life. We are going to consider this in more detail in the third lecture. We have death; but for as long as the vital energies are active, death is continually prevented from coming in. It might be said to be lurking behind the phenomena and is indeed an important element in life, for life would only be at plant level if death did not kill this life off all the time, with conscious awareness arising in the body exactly because of this.

Once we get to know this peculiar relationship which death has to the vital energies in the human body, our perceptive vision grows sufficiently clear to allow us to form an opinion and indeed find meaning in the course of historical events. Normally they are told in history the way they have happened in the world, which is how history is usually presented.

What do events, fact following fact in the world, actually represent? Again I have to say something that may sound highly controversial. The facts of history do not relate to their soul content — which human beings only dream in the process of historical evolution — the way a body does that bears death within it, but rather like a body that is already dead, with the soul outside it. This means that historical facts no longer have soul in them. In human life, death comes when life in the body has run its course. The soul had been present everywhere in bodily life and then the body is alone, without the soul element. When it comes to historical facts the whole organism is mere dead body, a dead outer form compared to the historical impulses that are alive and active from one age to the next. This can only be perceived if we do not focus on the external facts but on the living principle, which is so alive that we cannot derive it from outer facts.

Let me use an analogy to make this still clearer. Let us assume someone believes — many people do believe this — that he only has to understand the facts of history as clearly as possible, the way we understand the facts in natural science, and he will be able to produce a science of history from the succession of such historical insights. Someone who believes this is like one who — however strange this may sound — if he had a dead human body before him would believe he should be able to extract the life of the soul from it in some way. It is not in there! Nor do historical facts hold the soul of history in them. We perceive historical facts with the rational mind which is bound to sensory perception and evolves from it. Yet we only see what is dead in historical developments when we use the rational mind. Human beings can only penetrate into historical evolution with their common awareness when they are dreaming; they can only see through historical evolution, through the actual inner life of history with imaginative and inspired awareness. Because of this, all available historical facts can only be presented in anecdotes and accounts. It is really true what the great Jacob Burckhardt^[41] said: Philosophy is non-history, for philosophy sees one fact subordinate to another; and history is non-philosophy — this is the term he used — because it only has to do with coordination, with facts being put side by side.

This gives rise to a particular attitude in historical thinking. To arrive at truly historical thinking we must use the awareness in vision of spiritual science to gain a clear view of something which definitely can not be learned in the ordinary course of history, something which is there in the process but does not reveal itself at all in the external facts, just as the soul does not show itself in a dead body.

The question then is whether it is really possible to see, using imaginative and inspired insight, what truly lives in historical evolution. Well, having referred to so many peculiar things already, I will not hesitate to speak of some of the realities. One of them is the kind of vision which I characterized the day before yesterday and also dealt with in more detail in my books. With this vision, this imaginative, intuitive and inspired conscious awareness, we gain a view of human evolution that is to the external facts as the soul is to the dead human body. I want to speak in the most real terms possible, for I am after all giving an example.

When someone tries to enter into the things which the mind in its ordinary awareness only dreams of, he will above all be able to delimit the historical process by finding important nodal points in historical life, just as one also finds specific sections in the individual human organism. Children get their second teeth in about their seventh year; they reach puberty at about 14. We can record such nodal points in an individual human life if we consider human physiology. These important changes mean a great deal more in the science of the spirit than they do in ordinary physiology, a science that never comes to an end in its studies. Similar insights are gained in history if one considers it from the spiritual scientific point of view. Thus — now quite apart from external facts, but merely by considering what happens in the spirit — we find that there was a period in European history, and human history in general, that started in about the 8th century BC and came to a conclusion in the 15th century AD. Events between these two points in time form a whole, in a certain respect, just as the life of the child does from his seventh year, when he gets his second teeth, to the time when he reaches puberty. One can establish a whole there, until a change occurs that makes a greater difference in the human organism than the events that happened in between. In the same way we can say that such major changes occurred in the 8th century BC and in about the 15th century AD. Seen from the point of view of historical study based on the science of the spirit, the period between them seems to have had a specific nature, special characteristics with regard to the spiritual reality that lay behind historical facts. This made the period a whole if we consider history from the points of view of spiritual science, something that belongs together.

I can, of course, only mention some aspects. Characterizing such things on the basis of spiritual science one can discover all kinds of details, and indeed things as real as the realities you get if you follow the system of plants in botany, and so on. Let me just present some general aspects.

During that period the life of humanity in general — to perceive this we have to consider the inner life of human beings, leaving aside physical facts — was such that the mind was still working much more by instinct than it does today. Anything people did in full awareness was still much more also an action of the body; it was still much more closely bound up with the living body. The mind still worked more by instinct. If you study the different things said in my books^[42] you will find that the inner life is classified, if I may use this rather academic term, into the life of the sentient soul, which is at a very low level of consciousness, still almost unconscious; the rational or mind soul, which nevertheless works in such a way that its life does not develop in full conscious awareness but still has instinctive character; and then the spiritual soul, which has full conscious self-awareness of the I, emancipating the I from the life of the body, the rational mind being no longer instinctive but taking an independent, critical approach to things. The rational soul was especially active in the people of the period we are considering, that is, people living at the time when the Greek and then the Roman civilization was evolving. And the inner life of people at that time, which led to developments in social life, history, the sciences, the arts and religious life — all this took the course it did because the soul life was characteristically such that the rational mind was still acting by instinct.

These are the general principles, but we can see the truth of it in individual details. Inwardly, in the spirit, one can actually describe how the difference had to come. In Greece, the instinctive mental life developed more in the direction of the living body. Ancient Greeks would see the body as ensouled, and also understood the way in which such an ensouled body was part of social life. In Roman times, the impulse for Roman citizenship arose from this specific constitution of the soul, and so on.

Living through this in an inward way one comes to the significant moment of change that can be so clearly seen in the 15th century. Events naturally happen gradually. The impulses only emerge bit by bit. The change that came in the 15' century is clearly evident, however. Human nature was truly revolutionalized then. This is something which only someone who looks at things in such a way will discover; others will always think of a succession of events when in reality history moves in leaps and bounds. The mind then came to relate to human nature in a very different way. It became emancipated, gaining greater self-awareness. Thinking only became more materialistic and sensual because the rational mind had lost its connection with the subconscious. Human beings sought relationships at national level, structures of community life and relationships between countries, and developments in the other areas of civilization that would arise from this peculiar separation from the instinctive life, something we are not aware of in our ordinary conscious minds, only dreaming of the rational mind growing independent of the life of instincts.

Let me just mention some more general aspects. With the approach used in spiritual science it is possible to go back to the time before the 8th century BC. This takes us to a different major period which extends back as far as the 3rd millennium BC, a period that also had its special characteristics, details of which can be established.

We thus gradually find something behind the physical facts that can only be observed in form of images, with a mind inspired and able to perceive in visions. If we are able to do this — something which facts can never give us, gaining insight into things that people normally only dream as they observe the facts and use the thinking based on the observation of physical facts — we come to the process aspect of history. This lives in the human dream level of consciousness and can only be seen more clearly if we have imaginative and inspired awareness. It is this alone which can show the facts in their true light.

Looking at a dead body you have to say that it had significance when the soul was still in it. Just as the soul casts its light, as it were, on the dead body, so we live in the light that illumines the facts when we approach things of the spirit with perceptive vision. Individual facts find an explanation if we illuminate them out of what we have gained in this way.

History thus cannot develop as a science unless we develop perceptive vision. If you think it would be possible without it, you are like someone who lets a light fall on an object, then, using some kind of mechanism to rotate the light, lets it fall on a second object, and a third, and then says: The second object is illuminated as a consequence of the first being luminous; the third object is illuminated as a consequence of the second object being luminous. This would not be true. It is the same light which illuminates each object.

That is how it is with historical facts. Someone who tries to explain facts through other facts, coordinating them, putting them side by side is, as Jacob Burckhardt said quite rightly, like someone who deduces that the light which falls on the second object comes from the first. He should see that it is in fact the same light which falls on the first, the second and then the third object. The explanation for the historical fact lies in the world of the spirit, and it is from this world that we must throw light on facts that will otherwise remain dead, just as objects will not be luminous unless we let the light fall on them that shines on all.

This does call for a radical change in our approach to history, but that should not surprise us. History became a subject at a time when natural scientists were, quite rightly, rejecting anything subjective. People did at first apply the methods of natural science in a study of history that may be said to have evolved at the wrong time — which, of course, is not such a good thing to say — but history can only prosper if natural science is complemented with the science of the spirit.

Then, however, we will no longer search through history in an ethical way, nor in the way many others have done, using abstract ideas. Ideas cannot make things happen; ideas are entirely passive. We must look for the truly real spiritual entities and powers that are behind historical developments. These can only be studied if we have awareness in images.

Now it is remarkable — once you have this guideline, light is indeed cast on what people might sense from a sequence of events, whilst someone who merely looks at things side by side will not find an explanation. Historical development becomes a science when the science of the spirit strikes like lightning from above. If it is unable to strike, people will be presenting progressively more anecdotal, which is not scientific.

It is interesting to note that Jacob Burckhardt wrote that it was approximately at the point in time when in the science of the spirit we would put the beginning of the period of which I spoke today — except that these are not exact points in time, just as puberty, for example, continues for some years — in the 6th or 7th century BC that a common element showed itself that extended from China through Asia Minor to Europe, and this was a general religious movement. Outer history has the facts: Because there was such a change, those events happened! Light is thrown on them. And concerning the end of the period, for what happened after the 15th century, Jacob Burckhardt spoke of the religious movement connected with the name of Martin Luther — again very strange. Once again there were major changes, showing themselves in Europe and at the same time also in India. With the science of the spirit we can see how something which is beheld in the spirit creates a mirror image for itself in the facts, for it illuminates the facts. History changes from being an enumeration of facts to being a genuine science.

We have to say that in this respect, too, many people have been longing to find the right way. Herman Grimm^[43] tried to take a spiritual approach to history but did not reach the point where one sees into the world of the spirit with perception in images. He used all possible means to discover some kind of historical impulses behind the events that had happened. It was as if he was feeling his way and arrived at a classification which he would repeat many times in his lectures at the university. He said that such historical developments as there had been so far should be divided into a first millennium — starting approximately at the time I have given for the period I have been describing — and then a second and third millennium. You see, he was feeling his way. His 'first two millennia' covered everything I included in the Graeco-Latin period, which ran from the 8th century BC to the 15th century AD. And our present life, which will continue for many centuries and can be seen to be a coherent whole if one uses perception in images, he considered to be the 'third millennium'. He tried to have at least a surrogate, I would say, for the vision that can be had in the spirit by saying that history is the 'work of the nations' creative imagination'.^[44] Unable to find the spiritual reality that is the driving power in historical developments he believed 'creative imagination' to lie behind historical events. He thus made it an illusion, but reminded us that the real impulses in history are only dreamt through by human beings in their ordinary state of conscious awareness.

Anything we are able to grasp with the rational mind with regard to history can only be the dead aspect. Again it is interesting to consider historians who may be said to have still been using their rational minds in an instinctive way and who did not seek to bring in all kinds of ideas from natural science in an artificial way, the way Herbert Spencer did, but were like Gibbon,^[45] for instance, who did use the rational thinking which is also used in natural science, and were still doing so in an instinctive way. They were able — and this was something which puzzled Herman Grimm^[46] — to observe and describe the periods of decline particularly well; those were periods when little soul quality remained. Gibbon thus wrote of a time which did in fact have much by way of soul quality, inner development and growth to it, which was the period from the beginning of Christianity and throughout Roman history, but described the aspect which he called 'decline'. Bringing his rational mind to bear, he described this whole evolution in the early Christian centuries as a decline. This is only natural, for when the rational mind is applied in the way in which it has to be applied in the study of nature, we can only see the decline in historical events. Gibbon was unable to see how something else, which had come into history out of the Christian impulses, was showing healthy growth in the midst of that decline. The way this works cannot be seen directly in historical events, however. It needs to be illuminated by the light provided through the science of the spirit.

Something else is also of interest, for example. Of course it is only possible to make history a science through the evolving science of the spirit. But the knowledge gained in the science of the spirit has always also come up in flashes of light in the heads of enlightened people, people of discernment. There is one really interesting phenomenon. In his historical and sociological lectures given at Basel University in the 1860s, Jacob Burckhardt would repeatedly refer to a historian, a historical philosopher from the first half of the 19th century who must have made quite an impression on him, even if he, Jacob Burckhardt, often went against his views. This was the philosopher Ernst von Lasaulx. He has never become widely known. Lasaulx wrote a strange book, and Burckhardt frequently spoke of this in his lectures.^[47] Lasaulx did have some feeling for the historical impulses that human beings normally only dream through, but since it was the age of modern science, he concerned himself with what I might call interpretation of the facts.^[48] Since he used his rational mind which was trained in modern science, he mainly focussed on the element of decline in the 19th century. There were, of course, also new developments in the 19th century. But these can only be seen with inspired and imaginative perception. At the very end of his book Lasaulx showed that he had some inkling of this. The things he said in his book are interesting beyond anything — forgive the words, but it is so. He considered European history from its beginning to the 19th century. And because of his modern scientific approach he was all the time describing decay, decline, the powers that really lead into the dying process. There are chapters in this book — if you read them they are like a description of powers of decline someone made prophetically in the 1850s, speaking of the powers that inevitably had to lead to the present situation, where the European nations of today are tearing each other limb from limb. We can say that no one else foresaw intuitively in such a deeply moving, magnificent way — his mind being focused on the element of decline — what has now proved itself to be such an outcome in the process of decline.

This kind of direct evidence is such that if you leave the sphere where you have direct vision of or dream the true historical impulses and instead consider only the separate external facts, it is as if you abandon waking consciousness and fall asleep, no longer seeing the element of growth and development, the pulse of which beats in history as the element that truly takes humanity forward. Once this principle of growth and development is recognized, history is lifted out of mere natural causality and assumes the rank of a science. We might say, therefore, that what Lessing felt dimly in his work, putting it clumsily, if you will forgive the expression, at the time and indeed incorrectly, is thus given a secure foundation. External facts show no cohesion. The element in which the human soul lives, lives as in a dream, becomes a continuous organic life in the spirit. I mean a life of spirit, however, if it is seen as the substance of history in the light of the science of the spirit.

You will then also discover, however, that the ordinary student is deceived if he considers historical development to be an organism. Doing this, one must often compare it with the development of an individual human life. In my young days I had a teacher who liked to compare the successive historical periods with human life — Persian and Chaldean history with the life of a young man; Greek life with the later part of youth; dawning full maturity with Roman life. The progression of history is often considered in analogy to human life. This is a distinct source of illusion regarding history. For if we come to see the evolution of the human soul in the course of historical development for humanity as a whole, that is, actually enter into the spiritual reality of historical developments, we can never perceive it the way we perceive the development of a human soul from childhood through youth to adult life and finally old age. The spiritual life which lies behind the facts of history does not develop in this way. It develops in another way. Once again we face a paradox. It seems paradoxical if it is put like this, though it is deeply rooted in the genuine spiritual scientific approach to which I am referring in these lectures.

It is possible to compare what shows itself, lives and can be observed as a whole in a given time in history with the periods in human life. Oddly enough, however, one should not compare the historical development with the development that goes from infancy and childhood through youth to adulthood but the reverse. You have to think of historical life going in the opposite direction. If you take the general state of mind for the period from the 8th century BC to the 15th century AD, for instance, this may be compared to the thirties in a human life. We can say that when people are in their thirties, the inner life connects with the body the way it did in the Graeco-Roman age that continued on into the 15th century (the constitution and inner relationship to essential human nature was different, of course). What followed in history cannot be compared to what follows on the thirties but to what went before. Compared to the life of a human individual, historical life thus goes from back to front.

In the course of its emancipation in our time, the rational mind does indeed relate to bodily life in a way that can be compared to the way the rational mind relates to bodily life for someone in his late twenties. A later period in history relates to the one that preceded it in such a way that we might dare to say the following. A young child learns from an older person who may well have worked in a more instinctive way through the things which the child is receiving in a later form. We always learn from people who have themselves been learning in their childhood. It is the same with successive periods of time when mind and spirit move on from one age to another. This progression in history becomes a phenomenon in the mind, though still at a dream level. Using Lessing's idea of educating the human race, we are dealing not with education from childhood through youth and adulthood to ripe old age, but rather with retrograde education of the human race. And it is because of this that progress, as we may call it, is able to enter into historical development. Human beings are younger, as it were, in their inner approach to such things than they were in earlier times, and this also gives them a greater degree of freedom and of unawareness, a more childlike approach to other people, and this brings everything we normally call progress into world evolution.

In conclusion let me draw your attention to one phenomenon — we have been considering many things today — to demonstrate what I have been discussing — and that is the strange, significantly progressive relationship which came when Christianity spread from the nations of the Roman Empire, who had received it first, to the youthful Germanic nations. A strange phenomenon arose. How can we explain it? It can only be explained as follows. Throughout the historical evolution of Graeco-Roman life, which was the first to be taken hold of by the great impulses of Christianity, experience of life was at a later stage. Christianity therefore took the form we see in Gnosis and the development of other dogmas. When Christianity came to people whose experience of life was at a younger level — entirely in accord with the way the mind evolved in the course of history, as I have shown — it assumed other forms. It became more inward; religious awareness emancipated, as it were, from the instinctive rational mind; religion as Christian religion became more independent; and later on the religious and scientific ways of thinking and awareness separated completely.

The whole process becomes explicable if we take it as a phenomenon relating to conscious awareness, so that the German mind, which has its foundation in a different soul constitution, took over Christianity from the Roman one, we might say as a child does take something from an older person. Roman predecessors, not Roman ancestors, of course.

I have only been able to touch on some points, and I know as well as anyone else how many objections may be raised to these brief indications. To gain insight and understanding of what is meant here, it will be necessary to take up the development of spiritual science in a serious way, and on the other hand give serious consideration to all the mysteries and sphinx riddles that come up in the young science of history. In my fourth lecture, which will be next Wednesday, I will add the things needed for practical life, for social life, intervention in social life, and understanding of the things that touch us so deeply in immediate experience, bringing pleasure and pain, and events that are so much on our minds at the present time with all its tragic events. We will then consider the consequences for these things as they arise from the historical point of view.

I would like to conclude today's discussion by pointing out how certain people with prophetic gifts instinctively also had this spiritual scientific thinking at an earlier time. They would instinctively come to the right conclusions regarding history. I am thinking of Goethe. He only considered historical problems occasionally, for instance in his history of the theory of colour, but he had a profound comprehension of history. Intuiting things, he formulated his perceptions in a different way from the one we have used here today. He was, however, able to gain the right approach to history because he had a feeling that humanity is really only going through historical developments in a dream, that is, experiencing them in the regions where feelings, affects, passions and emotions also arise. Goethe knew that all the concepts people produce relating to history, concepts similar to those used in natural science, cannot prove fruitful in human life, for they come from the region in our inner life where waking consciousness lives. This waking consciousness exists only for the world of nature, however. People live through historical events in the dream regions where passions, affects and emotions arise.

Before a human being thus comes alive in imaginative and inspired perception, and for as long as he considers historical developments in his ordinary state of mind, his soul and inner feelings can only be taken hold of by experience of history arising from the dream level of awareness. Abstract concepts and ideas coming from the rational approach used in natural science cannot really touch the human being. All this cannot bear fruit. The only fruitful perceptions are those that come from the same regions and are effective in the same regions where they are gained from history. This is the best thing about history. Because we dream it — Goethe did not conclude this but he sensed it — anything coming from history can also only take effect in the dream region of enthusiasm and the life of emotions. Goethe said that the best thing history is able to give us is the enthusiasm it arouses.^[49] This is significant as a way not of formulating the science of history but of real understanding, born from a poet's mind; this is something the science of the spirit must make its approach. For as long as we live in history with our ordinary way of thinking, we are not really involved in it. But if we meet it with enthusiasm and approach its phenomena in the way one does out of enthusiasm, we become involved in the life of history itself.

We shall only be able to learn from history the way we do from nature once we look at historical development with imaginative and inspired perception. To develop these thoughts further and apply them to nature and to social life will be our task in the lectures that follow.

Questions and answers

Following the lecture given in Zurich on 7 November 1917

Question. What is the situation as regards the materialistic view of history, with Marx, for example?

Well, with regard to this I have to say that in the science of the spirit, when we base ourselves on this science, the things I said in my previous lecture are and need to be taken very seriously. Speaking about the gradually developing inner approach to concepts as they are understood in relation to reality. I said that in our ordinary way of thinking we are satisfied once we have a concept that may be said to reflect reality. In the approach based on perception in images, we always have to seek to develop a whole number of concepts, which are like photographs taken from various angles. Anything established as a concept can never show the whole of reality, if we take the point of view of the spiritual world. Concepts can always only give one aspect of reality. That is also how it is with the most sublime philosophical ideas. In the ordinary way of thinking one is a pantheist or one is a monadist, to give you just two opposites. You recognize a divine principle that is alive and active in everything; this means you are a pantheist. Or, like the followers of Leibniz, for example, you recognize individual real monads; these interact to give the world as a whole.

A spiritual investigator cannot be a pantheist nor a monadist. Pantheism simply gives him a sum of concepts, and so does monadism. Both illuminate reality from different angles. Perhaps I may risk an analogy: a pantheist only concentrates on breathing out, a monadist on breathing in. Now we can't keep life going if we only breathe either in or out, but need to have both. In the same way the spiritual reality can only be grasped if we come alive in our ideas and know how to let both pantheism and monadism illuminate reality for us. If someone is just a monadist, like Leibniz, this is to a spiritual investigator like someone who asphyxiates from too much air he has inhaled. You asphyxiate. And if someone is just a pantheist, this is to a spiritual investigator like someone who wanted to breathe in a room that has no air in it. If you take up the science of the spirit, the life of concepts comes alive to you. You have to think of this relationship to the world of concepts as being as alive as possible. For when such a living relationship is established, you are wholly and in a very real way inside the mutual conflict and harmonious reconciliation of concepts, entering into spiritual reality. With our ordinary way of thinking we live in our concepts in an abstract way. Even the simplest of concepts will thus relate to reality in a new way.

Let me give you an example. Today we learn at school that solids are impenetrable. The definition given is that they are impenetrable because a solid body occupies a space which no other body can occupy. A spiritual scientist cannot say this. He can never base himself on definition of concepts but only on characterization. In this case he would say that something which occupies a space in such a way that no other entity can be in that space is a material body. He therefore looks at things the other way round, and because his concept is a living one he only applies it within the limits where it can be applied. He does not state things in absolute terms. This happens with the simplest lines of thought if one really takes the leap which I would like to call the leap across the threshold to the spiritual, non-material world. This must be taken very seriously. People still want to talk in abstract terms today when they speak of the spiritual world. But the whole of our inner life, the way of thinking, changes its constitution when we enter into reality. You enter into the reality of concepts and live it through. You see, for someone who thinks in an abstract way a rose he has put in water in his room is, of course, something real. But it is not real at all. For in real life no rose can exist unless it grows on a rose bush and lives wholly in the context of that rose bush. A spiritual investigator is therefore always aware that things have to be considered in their existing context. He will know that a cut rose is unreal as a concept.

Now consider this extended to the whole shaping, the whole structure of our thinking and you'll have an idea of the significant change experienced on crossing the threshold to the world of the spirit. There you find reality. There you get an inner idea of the full implications of concepts, an idea that comes alive to you. Messing around in the abstract world, which is what has to be done in natural science, you never realize how unreal the concepts are which you develop there.

On this kind of occasion I like to remember a lecture Professor Dewar gave in London at the beginning of the 20th century.^[50] From the point of view of natural scientific thinking, it was a brilliant lecture. Taking the point of view of natural science, thinking in physical terms, he construed the end state of earth's existence. This would come when so and so many million years had passed, temperatures had gradually changed, and so on. If you consider certain facts that present themselves today it is fairly easy to paint a picture of such an end state if you just draw the logical conclusions. Professor Dewar was quite ingenious in describing the way in which some substances which are not luminous today would then be luminous. If people applied certain substances to their walls, those walls would be giving off enough light that you could read your paper by them. It will be so cold by then, however, that one cannot imagine anyone printing papers then. Here we immediately come up against reality. But Dewar gave that picture. Things that would tear off today if you attached just a small weight, would have such powerful cohesion then that you could suspend tons of stuff from them, and so on. The whole had been properly thought through and it is certainly possible to construe an end state of the earth, with everything exactly described in physical terms. The lecture did of course make a great impression, for a physicist who was utterly familiar with physical concepts was here giving a descriptive picture of the earth's end state that seemed very real indeed.

A spiritual scientist's experience is that on hearing such a description he finds himself immediately guided towards concepts where a different light is thrown. What Professor Dewar was doing when he described this end state of the earth after millions of years, was arrived at in the same way as if you consider the consecutive states of the stomach and heart of a young person of 12, 13, 14 and 15 as it gradually changes, and then come to a logical conclusion as to what it will all be like in 200 or 300 years — the heart, the stomach, and so on. Now this may all be perfectly correct in natural scientific terms, that is, in abstract thinking. Only the individual will long since have been dead by then, and the stomach no longer there!

If we approach reality like this, side by side with the other view, which is truly ingenuous, and if we have living concepts, we can come to see that Professor Dewar's description of the earth's end state in some millions of years may be perfectly correct, but the earth will be dead by then and no longer in existence.

And it is the same thing if we go back 13, 12, 11 years and so on, to say how it was 150 years ago. Only the person was not yet alive then! This is the basis of Kant's and Laplace's theory,^[51] for they construed the beginnings of the earth quite brilliantly from the physical data, saying it was a nebula, and so on, from which everything arose. But the fact is that none of it existed at the time which one would have to assume for this.

This is where we move from abstract thinking to thinking in real terms. Having given a general characterization I may now say that the materialistic view of history with its concepts arose from a degree of necessity, considering that historical events were really only based on class struggles, with material interests brought into play. The concept of materialism does not have the same meaning in the materialistic view of history as it does in natural science. It developed because certain, entirely feasible concepts were created. One would, however, have to maintain a point of view where one asks: How much of historical development is covered by those concepts? They cover one stream only, a stream which in fact only came up in the 16th century.

People do not believe in authority today, of course they don't! They have done away with that. Yes, but 'science' is a powerful authority at the least. And if you swear by a number of dogmas, everything else is folly and miserable nonsense. Years ago I used to lecture to working-class people, giving many lectures over the years, including lectures on history. I tried to characterize history the way it shows itself, using an undogmatic approach.^[52] However, when I had gained a fairly faithful audience, which continued to grow — I can say this without boasting — some leading social democrats realized that I was not teaching orthodox Marxism, the orthodox materialistic view of history, but actually presented the peculiar view that the concepts of the materialistic approach to history only came to be used from the 16th century onwards. They actually could not be used before that. They came to be used out of the undercurrents in history itself, for that was the time when the rational mind emancipated, as I have shown. It was the time when human beings first emancipated from a more instinctive life and so on, with material interests providing the necessary counterthrust. We thus arrive at the materialistic view of history — even if only as one of the historical ingredients — which does allow us to throw a light on some of the phenomena. However, if we make this materialistic view the only one, we'll not have history as a result, for many other impulses have not been taken into account. The concepts developed in Marxism must therefore be seen as one aspect, providing a snapshot of reality from one angle. This has to be complemented with views taken from other angles. - Those leading social democrats then stopped the lectures.

It is characteristic of the science of the spirit that it can do justice to impulses that have inner validity, impulses arising in one sphere of culture or another, and is able to perceive their relative value. Error will immediately arise if we make a one-sided aspect absolute, basing all our explanations on it. This is indeed the point.

Life is such, of course, that people will stick to a concept. People altogether prefer to live in concepts rather than reality, in abstractions rather than reality. They are much happier if they have some concepts, and all kinds of things can then be pegged into these. But reality is not like this. Just as to have a tree you need to photograph it from one point of view to get one aspect, and another point of view for another aspect — I have to keep coming back to this analogy — so it is with reality as a whole, if we really want to take it the way it really is.

It has to be said that with material interests having entered so powerfully into historical developments in the last three or four centuries it is only natural that a materialistic view of history developed, representing the view that the outer course of history can be studied using the crudest concepts which are only appropriate for the natural world. However, everything you get that way is dead, non-living. I will be speaking of this again in my fourth lecture when I will mainly be considering ethical and social life. The lack of reality would soon be evident if reality were approached solely with such concepts. Then you would see that such concepts, if they were to take root, would kill reality; they can prove fruitful, however, if we consider them to be merely one aspect.

This is what I wanted to say with reference to this question. I could of course go on for hours on the subject.

Rudolf Steiner was asked to speak again on the process on which the recall of memories is based. He had described this in his first lecture.

I'll be coming to this again in my next lecture and can therefore be fairly brief now. Above all I'd like to say that people are mistaken in thinking that an idea I have gained now from something perceived — let us say I see an object and form an idea of it at the same time — will remain. All I gain, the after effect which remains when I turn my eyes away from the object, is mere mirror image and not something that will come back again. Something is there and it is then truly lost, just as a mirror image of me is lost once I have walked past the mirror. It is wrong, therefore, to imagine a reservoir in the soul into which the ideas might go, to be fetched up again later from this reservoir. Ideas do not remain, they are gone!

Yet when I form an idea, a subconscious process happens at the same time. This is subconscious where our ordinary conscious awareness is concerned but can be observed imaginatively. This process is responsible for what happens in the organism when occasion arises for something to be recalled. If I gain an idea of an object because it influences my senses, the idea arises; if I have an idea that arises from memory, it is exactly the same, except that it is not the material object out there which makes am impression on me, letting me develop the idea on the basis of that object. Instead I am looking inside, as it were, at what has been taken in unconsciously, and develop my idea from this.

Let me present it in a schematic way. I form the idea 'ten'; after some time the idea 'ten' comes up again; but it is not true that it is the same idea, that it has gone away and then come back again. What has remained is an unconscious engram. This unconscious engram, which has developed in parallel to the process of forming an idea, will remain. This is what I perceive when I have the idea again. So if 'ten' comes up, it is the result of an outside stimulus; when it comes up again, it is the result of an inner stimulus. Anything I remember I perceive from within. It is a process we can observe very well in the science of the spirit and which is very useful in education. Attentive teachers can observe it; all they need to do is to give their powers of attention the right direction.

Just consider how we learn things by heart. Observe it carefully. And you will simply see all the things people do to make sure the parallel process takes place! The idea is taken in, but they want the parallel process to go in such a way that it is drummed into something that remains subconscious. Observe when things are drummed in: the ideas will not lead to memory in some way, but a process which must arise to support the mere forming of an idea and does indeed lie in the subconscious sphere. And this way of working in the subconscious — just watch someone learning a poem by rote, all the things that are done to help the process — is something which a spiritual scientist observes directly. The light which is thus gained makes us see. Some people do all kinds of things when they learn by rote, striking their foreheads, and so on, and this certainly has nothing to do with their experience of the idea. If you go into the matter you'll find that this is an important border region between psychology and physiology. The next time we meet we will see how physiology with a spiritual scientific orientation can discover things there.

Just to indicate the direction, therefore I would say that ideas are first of all formed in a primary process under the influence of something perceived outside, stimulated by an object on the outside; or else as a memory, with the stimulus coming from inside. On the one occasion I am reading with my eyes looking outwards, as it were, and the other time I am looking inwards. If I read a book twice in succession, the idea is gained from the same book, but these are successive acquisitions.

Perhaps this will serve to characterize the situation. More will be added when I speak of the human being as part of the natural world in my third lecture.

Question. Surely the higher forms of conscious awareness must differ between individuals?

As I said the last time, it is easy to think this way — that one person develops these states of higher awareness in a different form than someone else does. This should not let us shy away from entering into what I have called the drama of perceptive insight. The individual aspect is only an intermediate state. One does indeed go through a powerfully individualistic period, but one is aware of this and overcomes it. After this one comes to the objective inner aspect. It is only if we do not observe accurately that we may say that one person says one thing, another something else. It is not like that. The differences are no greater than the differences you get, for example, when two travellers describe the same region. One of them concentrates on one thing, the other on something else. The descriptions do not seem similar at all; yet they describe the same region, and it would be nonsense to think that the descriptions are therefore not leading to objectivity, or that the travellers themselves had not considered things objectively. I would therefore say that certainly, one may easily think of an individualized experience in higher states of awareness. But that is only an intermediate state. In reality we come to the objective spirit if we are able to exclude the subjective element in an imagination, just as we overcome subjectivity in the study of nature and come to see it objectively. Read in Knowledge of the Higher Worlds and Occult Science how this subjective element is excluded as one comes to live in higher states of conscious awareness. You will see that this leads to an objective spiritual view in the inner life just as we come to gain an objective view of nature in the outside world. It truly is the case that in natural science, the subjective element is excluded as we consider the outside world, and in the science of the spirit, the subjective element is excluded as we consider the realm of the spirit.

3
Anthroposophy and Natural Science

12 November 1917, Zurich

Spiritual scientific findings concerning the natural world and the human being as part of this world

For the spiritual scientist, familiarity with current and recent work in other sciences is most important. If there is anything which right away establishes the need for an anthroposophically orientated spiritual science, it is above all the relationship which this science must have to natural science.

Among the attacks against the particular science of the spirit of which I am speaking those directed against my own relationship to natural science are always of special interest to me. It is easy to understand that opposition has to arise from the natural science side against an approach which, whilst it is firmly grounded in natural science, must in almost every respect go beyond that science. It is, however, strange, and certainly of some significance for the whole position held by the science of the spirit, that I myself have been repeatedly accused in recent times of not objecting to current research findings in the natural sciences but basing myself wholly on natural science. This objection is raised by people who see themselves as representing a 'spiritual scientific' approach. And I think I am entitled to say that with the scientific approach presented in these lectures, one finds oneself caught, as it were, between opposition coming from the natural scientific side and opposition coming from various rather vague, mystical spiritual sides that are almost equally vociferous.

I must say, however, that for the science of the spirit which I am representing in these lectures one does not just have to confess that it is indeed a matter of necessity that one bases oneself on natural science, but also that natural science, the way it is and has to be at the present time, has achieved things that provide stimulus and support in every respect. For this we not only are but indeed must be grateful. People who are working in the science of the spirit eminently need to come to an understanding with people who are working in natural science, for in a certain respect the science of the spirit needs to have the most recent findings made in natural science as a foundation if it is not to be amateurish, vague and unclear.

This may seem strange to people who have already got to know something of this anthroposophically orientated science of the spirit. But then I may well have to say quite a few things today that may seem strange from various points of view. I would therefore ask your forgiveness, especially tonight, if I consider it necessary above all to present spiritual research findings, and my only purpose in presenting such results will be to arouse interest. To furnish proof for every detail of what I am going to say tonight would require a course taking a whole week.

We need to consider the essence of recent developments in natural science if we want to establish the right kind of relationship to it, especially as spiritual scientists. Natural science does not, in fact, owe its character to what scientists themselves say are its great virtues, but to entirely different conditions and facts. The particular character which the natural scientific way of thinking has assumed over the last four centuries, and especially in the 19th century and up to the present time, is due to the fact that quite specific tendencies and gifts have arisen in the search for knowledge in the course of human evolution.

The origins of the natural scientific way of thinking are often presented like this: Well, for thousands of years in the past people looked at things in the wrong way, especially where science is concerned, and now — perhaps I won't use the commonly quoted phrase 'seeing how much wiser we are today'^[53] — but let me just draw your attention to how many good, honest and upright followers of the natural scientific way of thinking do believe that humanity has now been able to arrive at the 'truth', at the 'right view' where some things are concerned, and that in earlier times people had been entirely 'on the wrong track'.

Yet if we give some consideration to the essential nature of scientific development, we can see that it was not really the case that a sudden miracle happened in the 16th century, with people arriving at the one and only truth, but that from that century onwards quite specific gifts, tendencies and approaches to investigation arose. These tendencies, these human needs, this predilection, as I might call it, made people on the one hand focus attention on the natural world and on the other hand give their knowledge of that world the character which we must so greatly admire today, especially if we base ourselves on the science of the spirit.

One of the truly outstanding gifts to arise was the ability to observe tangible physical objects very accurately. Another tendency went hand in hand with this predilection and gift, and this was to give tangible, physical things preferential and indeed exclusive value, thinking that anything which went beyond this must inevitably take human beings into spheres that were somehow forbidden, spheres of vague fantasies, or, in short, into an abyss in their search for knowledge.

This is particularly evident if we consider the efforts made to make the human being himself an object of scientific study. These efforts went in the direction of applying the forces and laws that apply in the natural world outside the human being to the human being himself, that is, to see him purely as part of the natural world, the kind of creature that has shown itself to the scientific eye in more recent times. The triumphant progress of natural science extends not only to the natural, physical aspect of the human being but also to efforts somehow to study the human psyche, using scientific methods, and indeed to bring this, too, as close as possible to something governed by the laws of nature. And I would say we can see pride and satisfaction when a modern psychologist discovers that an irrefutable law of nature can also be applied, he thinks, to the inner life of man. I am speaking of rather extreme situations that go in this direction because I really want to make my point.

Someone who still takes the point of view that the human psyche is an entity in itself will of course also think that this human psyche, complete in itself, can come to expression through the power of will impulses — we'll consider freedom or the lack of it the day after tomorrow — using the organism. The idea that the psyche is the primal source of energy, as it were, for the movement and actions of the organism lives strongly in some minds even today.

People who think that they should think in purely natural scientific terms say to themselves, on the other hand: In the 19th century natural science arrived at one of its most significant laws, the law of the constancy or conservation of energy. This says that energies are converted in such a way that nothing new can arise in the system of energies, and nothing can in any way intervene in this system unless it is already part of it. If, it is said, the soul were able to set the organism in motion, it would need to develop the necessary energy. This would then have to be added to the energies the organism already has from food intake and other ways of relating to the world around it. The soul would have to be a source of energy, as it were; energy would have to come out of nothing, so to say, but the law of conservation of energy only permits energies the human organism takes in with food and the like to be converted to energy. A movement or the development of body heat thus cannot be anything but the conversion of food energies and other forms of energy that have been taken in from outside. Conflict thus arises with this law of the conservation of energy, which has played such a significant role in scientific developments during the 19th century, when one comes up against the idea that the soul can be the source and origin of some form of energy.

People were really pleased to have experimental proof that a 'reservoir of energy' capable of intervening in the process of energy conversion did exist in the soul. The experiments the well-known biologist Rubner^[54] did in this field with animals, and the continuation of them with human beings by Atwater^[55] are regarded with some satisfaction by psychologists to this day, I would say. Rubner showed that the heat energies and the kinetic energies animals produce are, according to the measurements made, nothing but the converted energies of food they have taken in, with nothing coming from a psyche. Atwater extended these experiments to human beings, selecting subjects who we might think should be able to do even better — people doing mental work, physical work, at rest, or developing inner energies. He was able to show that up to a certain percentage — always important in experiments — nothing that comes from inside the human organism derives from a reservoir of energies in the soul, and that the energies available had been converted from energies the human organism had to take in first. Psychologists like Ebbinghaus^[56] also stated, with some satisfaction, that there was no question of any form of psychology being in conflict with the law of conservation of energy.

Hundreds of other examples could be added, from many different points of view. They would show you how significant and characteristic the triumphant progress of the natural scientific way of thinking has become, even in our culture in general. It is thus easy to see why this triumphant progress, as we may call it, is still relatively recent and does not want to be held back at any point by something else, like the science of the spirit, for instance, and why it still has all kinds of tendencies — speak 'prejudices' perhaps — with regard to this that are extraordinarily difficult to deal with. If the necessity did not arise of its own accord from natural science itself for the science of the spirit to develop from it in its own way — as the child must of necessity grow to be an adult — it would probably still be a very, very long time before the science of the spirit would find anyone in the world of science prepared even just to listen when it comes up in one place or another.

No I have to make some critical comments my starting point today. One does, of course, always have to consider individual aspects, for I do not want to talk in abstract terms. Quite generally, I do not want to give general characteristics today but rather start with specific instances and use these to make my point.

If we review the character and the way of thinking and forming ideas which the natural sciences have assumed in more recent times, we have to say that this is above all ruled by the idea that the things we learn from nature must somehow come from somewhere that is separate from the human being. I'll not go into a philosophical discussion of this; but there is a borderline issue we must consider briefly. Not that I would consider it to be of quite specific significance for natural scientists today, nor do many natural scientists enter into discussion of this issue; no, the reason is that their desire for knowledge is going in that direction, unconsciously so, in a way, and can only be judged if we consider it with regard to its movement in this direction, or to this goal.

Let me take up an idea which no doubt originated in philosophy but lurks in many people's minds, and that is the idea of 'things in themselves'. The philosophical question in the Kantian or some other sense will of course be of little interest to natural scientists. But the whole direction, the whole endeavour in natural scientific thinking shows a tendency to go towards this 'things in themselves' idea. Irrespective of whether one is basing oneself on the earlier atomic theory, or on or modern theory of ions, of electrons, whether one takes one standpoint or another in biology, people will of course say from the very beginning that they merely wanted to know the 'laws of phenomena', leaving the 'things in themselves' to the philosophers, but the way in which the phenomena are approached, how they are in fact investigated, is based on the premise that there is some 'thing in itself behind the phenomena and that if one were able to go more deeply into the region made accessible by means of microscopy, let us say, or other scientific methods, one would come closer and closer to such a 'thing in itself'.

This notion gives natural scientific thinking its direction, at least at an unconscious level, for if you assume a world of atoms, for instance, or assume that ether waves lie behind the tapestry of colours and nuances of light that surrounds us, you are of course thinking that these ether waves belong to a sphere of the 'thing in itself,' as it were. Eduard von Hartmann, the philosopher of the unconscious mind who wanted to found a natural philosophy, actually made it a challenge, saying that the world of atoms and the like, or of forces behind the things we perceive through the senses, must be accepted by scientists as something on a par with the 'thing in itself.'

For a scientist working in anthroposophically orientated spiritual science this search for a 'thing in itself' behind phenomena, this whole trend — I am now not speaking of philosophical hypotheses but of this trend in natural science — is analogous to an attempt to see what is behind a mirror when one sees various images in it. It is as if one were walking round to the back of the mirror to see where the images have their origin. That origin does not lie behind the mirror, however. It is in front of the mirror, where we are standing. We are in the region where the images have their origin,^[57] and we would fall into the most incredible delusion to think we should reach into the back, behind the mirror, to find something that would be the source of the images. It may sound grotesque and be unexpected, but the ideas and concepts of natural science are based on the illusion that one has to reach behind the mirror. The 'thing in itself' is behind the mirror if one thus deludes oneself. But in reality it is not there.

Why is that so? It is so because as human beings we are not merely in an outer material world behind which there is a 'thing in itself', but right in the midst of everything on which this world is founded. It is just that not all of it comes to our conscious awareness. We are right in the midst of it! And analysing the phenomena of the natural world outside will not show us the origins, just as you cannot perceive the true nature of a person, get to know this mirror image as a physical human being, by analysing the mirror image of that person. Analysing the phenomena does not give insight into their essential nature. Instead we must intensively, if I may put it like this, go beyond the level at which our conscious mind works in everyday life. And this is done by the methods I have characterized in my first lecture here.

Our ordinary, everyday waking consciousness serves merely to develop the conceptual tools we need to put the phenomena in some order and system, establishing the laws'. To go beyond this, the conscious mind must first be transformed, developing powers that lie dormant in it. Then the imaginative, inspired and intuitive perception which I have tried to characterize as perceptive vision, perception in images, must arise from the depths of that conscious mind — nothing nebulous, of course, but in the strictly scientific sense.

We would never be able to learn something about the nature, the physical nature, of the human being by looking at a mirror image unless we also had self-awareness. We must therefore strongly feel ourselves to be physical human beings, we have to get a feeling for ourselves and know that it is I myself who is standing in front of that mirror. In the same way we cannot arrive at the essential nature of natural phenomena unless our inner life, which is right in the midst of those phenomena, grows so strong that it gains the ability to perceive things in a way that is different from ordinary waking consciousness. With regard to this perceptive awareness, perception in images, and so on, I would refer you to my last-but-one book.^[58] I would just say that, in principle, it is not a matter of a new organ in physical terms, but of developing a real ability to perceive purely in the soul realm, developing non-physical organs that add something new to everything the soul perceives in the world around it when in its usual waking conscious state. This is just like the newly opened eyes of someone born blind who has had an operation and now sees the world of colour of which he had only heard people tell before.

The task therefore is not to develop some kind of material hypotheses or draw conclusions concerning a 'thing in itself and get at something that lies 'behind the phenomena', but to strengthen our inner faculties so that we are able to see the essence in front of the mirror. It will, of course, be a long time before such perceptive awareness will be taken seriously by greater numbers of scientists, despite the fact that I have characterized neither a miracle nor anything that is not accessible to human beings. It is something everyone can find from their own resources, though it has to be said that present-day habits of thinking, inwardly responding to things and gaining insight are an obstacle when it comes to awakening such perceptive awareness.

I would now like to give you some of the results of this perceptive awareness specifically relating to the sphere we may call 'nature'. It will, of course, be necessary to speak of some things where it will not be easy to communicate with people who are firmly wedded to natural science. But perhaps this may be an occasion where it is permissible to speak of something personal. What I am offering here are not ideas that have come into my head, nor anything I have thought up. These are the results of years of investigations done in full accord with the more recent natural scientific developments; some of the things I am going to say — I would not have been able to formulate them like this even a short time ago.

My aim is above all to refer to things that are very real, going into detail. The theory of evolution, or 'descent', has had a considerable influence on scientific thinking in recent times. And it has to be said that anyone who is not an amateur in this field will know what fruit — leaving aside the shadow sides — this theory has borne for modern thinking, the whole modern way of looking at the world. Of course, if we really want to appreciate the nature of this theory we must ignore all the amateurish philosophical views into which so many scientific findings have unfortunately developed in recent times. 'Monistic' and other movements often arise because people know little of the form science has recently taken in the field in question. It is often grotesque to see how such efforts limp and lag behind scientific advances that can in no way be said to be in agreement with such things.

Yet when we speak of the theory of evolution, we also think of its early days, of all the great, idealistic hopes which Ernst Haeckel^[59] had for it in the 1860s and 1870s — I do not wish to either overestimate nor underestimate him — and which he passed on to his students. I am not so much going to refer to the radical conclusions Ernst Haeckel arrived at in his day, though his scientific achievements are tremendous and often also positive. What I would like to mention is that even cautious investigators who have entered into the field — among them Naegeli^[60] and Gegenbaur^[61] — not only became aware of the fruitful nature of this theory but also demonstrated this with reference to their involvement in recent developments in the sciences. I could give a long list of names. But something strange can also be noted if we consider the relatively brief history of the theory of evolution.

Great indeed were the hopes Haeckel and his followers had for the development of Darwinian principles in natural science.^[62] Consider the role which catchwords like 'theory of natural selection' and 'survival of the fittest' have played. Some people had such hopes for a view of the world where they might say that some vague powers full of wisdom intervening in world evolution had now been overcome. People would have to realize that powers that were like powers of pure chance meet others arising from sheer natural necessity in the developmental stages of one organism or another, resulting in selection, with the fit surviving whilst the unfit do not, and the fit thus might be said to get more and more perfect compared to the unfit that has dropped away; one should not, however, think in terms of any kind of teleological principle of purpose. To this day there are people^[63] who think they are representing modern views in saying that even if everything Darwin has presented in his theory of evolution were to disappear from this world, the progress made in disregarding 'higher powers', as Eduard von Hartman calls them, intervening in the purely inorganic laws of the realm of nature to let organic life arise^[64] — this progress cannot be undone.

Seen from a particular point of view, the thinking which has developed there, the thoughts that have come to human beings to liberate them from certain prejudices to which they used to be attached, are of particular value. But we have seen a strange thing. When Darwinism evolved, eliminating all the higher powers that were said to intervene in the evolution of organic life, Eduard von Hartmann's book on the philosophy of the unconscious appeared in the late 1860s,^[65] that is, when Darwinism was in full flower. I am not defending Hartmann, but this is simply a fact. Eduard von Hartmann was against a theory of pure chance. He said something quite different — powers giving direction, powers of a higher nature — must intervene in the lifeless, dead functions of purely inorganic natural laws if there was to be organic evolution. Selection cannot create anything new; anything new that did arise would have to arise from inner impulses; selection could only be made of things that already existed, removing anything unfit, but it did not have magical powers that would enable it gradually to let something perfect develop from something imperfect. Eduard von Hartman produced some brilliant thoughts in his refutation of Darwinism, which raised such hopes at the time, a theory of evolution in purely mechanical terms. People did not take the philosopher of the unconscious seriously because he was a philosopher and not a naturalist. They said: 'Well, he's an amateur and does not understand the principles of natural science; anything he has to say can be of no real value in the development of science.' Remarks like this were used to reject the things Eduard von Hartmann had to say.

Refutations addressed to this 'amateurish, dilettante philosopher' were published. One, was about the unconscious from the point of view of physiology and the theory of descent, was by an anonymous author.^[66] It was a brilliant refutation of Eduard von Hartmann from the point of view of Darwinism as it then was. Oskar Schmidt,^[67] Darwin's biographer, Haeckel himself, and others took a very sympathetic view of this refutation by an unknown, saying that it was excellent — this is more or less how we can sum up their views — that someone whom one could see, with every page read, to be firmly founded in the true scientific approach, was dealing with an amateur such as Eduard von Hartmann. This anonymous author — one dyed-in-the-wool Darwinist wrote — should just make himself known to us and we'll regard him to be one of us! Someone else, also firmly grounded in mechanical Darwinist theory, said: 'He has said everything I myself could say against Eduard von Hartmann's amateurism.' The man did say this. In short, the Darwinists made a lot of propaganda for this publication, which was soon sold out. A second edition had to be printed. This time the author gave his name — Eduard von Hartmann! From then on silence reigned among those who had previously praised the publication, and little further reference was made to it.

What follows may seem strange but I think it is all the more remarkable. One of Ernst Haeckels' most important followers, someone who as a student lived wholly in the then current theories of evolution that arose in connection with Darwin's name, was Oscar Hertwig.^[68] Last year, in 1916 — just consider how little time has passed since Darwinian theories were in full flower — Oscar Hertwig published a book that is truly exemplary as a scientific work. The subject is how organisms evolve — a refutation of Darwin's theory of random chance. Eduard von Hartmann is one of the people Oscar Hertwig says should be taken note of when speaking of different powers being active in the realm of organisms from those active in the inorganic world.

It certainly is strange to see that within a relatively short time someone came from among the best people who had been developing the old theory of evolution of the 1860s, 1870s and 1880s who actually refuted one of the fundamental principles of that theory. This should give some pause for thought to people who make up their own — 'monistic' — philosophies by just putting together amateurish ideas.

I now need to go into some definite issues relating not so much to the more recent theories of evolution but to theory of evolution as such. This may show you the position that has to be taken in anthroposophically orientated spiritual science. The theory of evolution is based on considering the facts and drawing the conclusion that something perfect, 'perfect' as we know it today, or, perhaps better, something with a more differentiated organization, has gradually evolved from something that was less perfect, less differentiated in its organization. To prove this, scientists refer not only to geology and palaeontology but also to embryology, the theory of individual development. Oscar Hertwig's new book is exemplary in so far as it offers a theory of individual development, though he does it by making comparisons with animal embryology. All theory of evolution must begin with the development of the individual; Haeckel established his biogenetic law to show that the embryological development of an individual shows the evolutional history of the species, so that the embryonic development of higher animals goes through the morphological and physiological functions, at a particular level, of the simpler animal forms that existed earlier.^[69]

Strange though it may seem, however, a theory of individual development where one seeks to apply its laws to the evolution of organisms in general will not provide the answer to a very simple question. I feel I must in fact apologize for speaking of something as commonplace as this; the matter has been discussed many times, but, as we shall see, it concerns an important principle. The question is, very simply: What came first in evolution, the chicken or the egg? The chicken comes from the egg, but — the egg can only come from a chicken.

The issue is of little importance today, when any facts you investigate take you into vagueness whichever direction you take. But it does have significance if we want to form an idea of the way in which individual development relates to world evolution. For in that case it proves necessary to consider that there must have been conditions in which the ovum, that is, the basis of individual development today, was able to evolve on its own, without descent from any kind of entities that had already reached some level of perfection. As I said, I can only refer to this briefly, but anyone who considers the issue in more detail will soon find that, though commonplace, the matter is of major importance.

If one is conscientious and honest in tackling this question, the concepts natural science has developed for embryology will not prove adequate. Somehow or other one finds oneself at what I have called the 'frontier posts of knowledge' in my first lecture, 'points' where one has to develop the higher powers of awareness in images. We might even say that such questions can provide significant stimuli for the development of inner powers that may otherwise well have continued to lie dormant in us for a long time. If we pursue the matter not using the approach where one seeks to reach behind the mirror but one where we consider the cause for the phenomena to be in front of the mirror, we find, as we progress to awareness in images, that even today it would be a serious error to say that the egg develops in the chicken through the chicken or merely because the chicken is inseminated. That is how it looks on the surface, in the mirror image, we might say. But if we develop awareness in images and are able to see what is truly there, we come to realize that the egg does indeed develop and mature under the influence of powers that come not only from the cock and the hen.

A scientific view based only on what is sense-perceptible and tangible cannot lead to any view other than that the interaction between cock and hen and the processes that occur in the hen's body lead to the development of an egg. But if you then want to arrive at views on such a matter you will arrive at rather mystical concepts — mystical in a negative sense, the kind of concepts many people work with, even Hertwig — an example being the concept of a 'germ, rudiment or potential'.^[70]

Speaking of such a 'rudiment', you can explain anything in the world by saying: Well, now it is there, previously it was not there, and the first thing to be there was, of course, the 'rudiment'. This is about as clever as speaking of a 'disposition' with regard to certain diseases which only develop in some people under the same conditions and not in others. So you see, one can always push things further back in this way. Unless you try and somehow get a clear picture you will merely arrive at a term that has no real meaning and lacks clarity. 'Rudiment', 'disposition' — those are the wrong kind of mystical terms that will only gain meaning if we are able to consider the reality that can be perceived in the spirit.

A mind with vision also sees all kinds of other things. Just as a blind person is able to see colours when he's had an operation, so a mind with vision sees all kinds of other things. And in the present case these other things it is able to see make it clear to us that although today it is still an egg which develops in the hen, it arises from powers that are not in the hen but are brought to bear in the hen out of the universe. The hen's body which surrounds the egg really only provides the native soil. The powers that configure the egg come from the cosmos; they come in from outside. Fertilization — I cannot go into the details today but they can be exactly determined — simply means that a possibility is created for the powers from the cosmos that are active in this site, giving them a reference point, as it were.

The egg which develops in the hen's body has been developed out of the cosmos and is an image of the cosmos. If you find this inconceivable and cannot think of analogies in other fields, just think what it would be like if you wanted to ascribe the direction in which a magnetic needle is pointing purely to forces inherent in the needle. We do not do this; we ascribe it to a terrestrial effect, that is, forces that have to do with the whole earth. Forces from the environment influence the magnetic needle. Here, in the inorganic field, discoveries can be made purely on the basis of sensory perception. It will need a science made more productive by the science of the spirit to show that powers influence the egg that must be looked for not only in the ancestry but out there in the whole cosmos. Many different results, which will also prove of practical value, will be obtained once it is taken into account that essentially the knowledge we have in outer natural science, however sensual and factual, is merely an abstraction, something people rely on because they do not know of the more effective powers.

A mind with vision sees powers that go beyond individual nature influencing every insemination and embryonic development. These could be described in detail. In my small publication Human Life in the Light of Anthroposophy^[71] I refer to this method of research in another field; today I want to refer specifically to this particular field.

I truly do not feel contempt for empirical scientists, as they are now called, but admire them greatly. The results gained with the empirical approach have yielded a much richer store of human insights, I would say hundreds if not thousands of times as many human insights than the rudimentary concepts one is able to use in natural science today. When an embryologist produces facts, especially if he has been using a microscope, which has been developed to an admirable level today, a spiritual scientist following his work will say to himself: Everything the embryologist is establishing as fact may be external, sensual and factual, but when he describes how the male germ unites with the female germ, and so on, how parts of cell nuclei are repositioned so that one thing or another develops — these descriptions are extraordinarily interesting and significant — someone taking the point of view of anthroposophically orientated spiritual science sees the footsteps in all this of a comprehensive spiritual influence that simply comes to expression in the changes which are apparent to the senses. If one wanted to consider the things seen under the microscope, with all kinds of staining methods applied, to be something that stood entirely alone, something one merely had to describe to know the processes of germ cell and embryonic development, one would be like someone who goes along a road where someone else has left his footsteps and believes that those footsteps were made by inner forces in the soil and not that another person had made them. The explanation for these footprints would be quite wrong if I were to say that there are all kinds of forces down there which push the forms up from below. Instead I have to assume that someone went that way, stepping on the soil. In the same way I must consider the spiritual principle if I want to come to the real facts. The spiritual leaves its final traces, and what we see under the microscope, using staining methods, comes into existence — please forgive the expression — as if by processes of elimination.

But when a mind with vision takes hold of the matter, we also come to something else. We come to compare this process, which arose on the basis of pure empiricism, purely external experience of the facts through the senses, with something that we can only get to know of through investigations made by a mind with vision.

In the first lecture I gave an outline of what happens in human beings when they use their thinking to process sensory perceptions further, when they develop ideas. A real process occurs in the psyche, but materialistic thinkers do not consider it to be real; they limit their investigations to nerve functions. Yet once perception in images has awakened we can follow this process, which has inner reality. We cannot do so if our minds are limited to the kind of abstractions produced in modern psychology and indeed in logic — that ideas 'connect', are 'reproduced', and so on. But if we are able to develop a psychology of the kind I outlined here in my first lecture and turn the mind's eye to this inner aspect of the way in which ideas develop and part of our feeling, this will give us something that belongs together with the discoveries our embryologist made in his field and in progressive cell development altogether. We then see in a way that is like comparing an original and its copy in a very factual way — on the one hand the inner process of forming ideas and the feeling process in the soul, and on the other hand the processes of insemination, division of the nucleus and so on, and actual cell division. We then see that the two have to do with one another — I want to put this as carefully as possible — have to do with one another in that the one represents in material form, as it were, what the other is in the sphere of soul and spirit.

Something else will also arise if we truly concentrate on this process in soul and spirit. We realize that it can only be the way it is in the human soul and spirit today, for the whole of our natural environment, with the human being within it, provides the physical body as a basis for it. If someone is truly able to see this in the spirit, the faculties that enable him truly to see the essential nature of something that belongs to the sphere of soul and spirit, will expand. We thus realize that under present-day conditions the organ which develops for forming ideas and feeling can only do so, in the way it happens today, on the condition that the whole takes place in the presence of a living human body. In its inner nature, however, the process shows itself to be one that moves back in time. Time becomes something real. It moves back in time. And you actually come to realize that what happens in us today when we think, and do part of our feeling, is indeed something which in the far, far distant past, when no such earthly environment existed, was able to develop on its own, without the human body.

This is the way — time is short, so I can only refer briefly, as it were, to the starting points for a road that goes far and wide — in which elements from the sphere of soul and spirit are related in a real way to the things that happen before our eyes in the sense-perceptible world. We then gain a very different understanding of the connection that altogether exists between sense-perceptible physical nature outside and the elements of soul and spirit that flow and billow through the world. If we then develop the things of which I have only been able to present the most elementary first beginnings, taking — if we proceed with the science of the spirit — not the external scientific approach of geology or palaeontology or Laplace's theory but the approach based on genuine inner experience in spirit and soul, we come to states of the world that go a long way back, when it was not possible to do external, physical things, like embryonic development from a physical cell, as we know it today, but when the things that could be real at that time were in a form that belonged to spirit and soul. You look back to an element of spirit and soul that was a precursor of what happens today in the physical world perceptible to the senses.

The element of spirit and soul has withdrawn into the cosmic sphere today, as it were. It acts by the roundabout route via the living body and in a hen, let us say, if we go back to our earlier example, it causes the egg to have the density of matter which it did not need to have in the dim, distant past. However, in that dim, distant past the element of spirit and soul was able to use these powers — which one gets to know, with no need to speculate or set up hypotheses; we get to know them if we observe the inner laws of ideation and thinking from the inside — without there having to be the environment of the hen's body, to create not a mystical 'rudiment' or 'potential', but a first thing. Later, when conditions changed, this needed to be protected by the 'environ-body' of the hen as it is today.

Someone working with the science of the spirit is thus on the one hand taking full account of natural science. On the other hand he has to go beyond it, beyond the things that are considered scientific today, not with speculation but with truly developed powers of insight through vision. These must replace theories and hypotheses — which are merely the outcome of speculation, thoughts that have been added — with things truly learned in the realm of the spirit. If one has advanced along this route, truly in such a way that nowhere are sins committed against facts that have been established in natural science, then the modern theory of evolution in particular will be seen in the right light.

I have to say paradoxical things at every step today, but I want to stimulate your thinking. I am exposing myself to the danger that people may hold me up to ridicule; but I want to stimulate your thinking. I merely want to say that this science of the spirit we call anthroposophy exists; it may not be accepted as yet, but it is able to offer research findings which, we believe, can be spoken of with the same scientific justification as the findings discussed in natural science that are based on sensory perceptions made with the help of microscopes and telescopes. It has to be said, not from presumption but because it is the way things are, that working with the spiritual scientific approach represented in these lectures one does not have it as easy, in many respects, as in working with natural science. So we can understand it if someone says: 'The things he is saying are really difficult to understand.' Comprehension will, of course, be easier if we only take note of purely factual elements, things that are immediately apparent; it is in the nature of the thing that understanding is difficult with the kind of issues I can only present briefly here. But with regard to practice, too, things are not so easy in anthroposophy. This is particularly apparent if we consider the human being as part of the natural world from its point of view, that is, not merely in theory.

As I said, I do not undervalue the theory of evolution. In fact, I believe it to be one of the most significant achievements in intellectual history. Attacks have come from people who did not understand these things particularly because in my book The Riddles of Philosophy and in other publications I made a strong case for justifying the theory of evolution. Just look in the second volume of my Riddles of Philosophy to see if I ever speak from a point of view that does not do justice to this theory of evolution. But things are not as easy in anthroposophy as they are in purely — as it is called today — empirical science. For if we consider the human being we have to say: 'The idea that the human being, as he is in his physical form, has simply evolved from animal forms which in turn developed from lower animal forms, and so on, this idea is utterly amateurish if compared to the view taken in the science of the spirit.

If we want to consider the human being as part of the natural world from the spiritual scientific point of view, we must first of all differentiate this human being — this may seem strange, but that is how it is. Taking Goethe's theory of metamorphosis further in a scientific way — anyone who has read my books will know that I have made special efforts in this field — one has to differentiate the human being. We cannot simply take him as a whole but have to establish a particular premise, which must, however, be a fully substantiated premise. It is this. We take the head on its own, realizing that the human being we have before us today can only be known and understood if we take the head on its own, with the rest as a kind of appendage organism — this just as an aid to understanding for the moment. The head on its own, therefore; we have to look for the descent, the origins, of this head as such. This human head — this is not entirely accurate, for the head does continue on into the trunk (this changes the situation; but after all it is only possible to speak in approximate terms about these matters). This human head, then, is indeed something with a morphology that has been transformed from other forms that lie immensely far back. We may say, therefore, that in so far as the human being has a head, he is descended from long way back. For the details I would refer you to my Occult Science and other writings. One actually finds that the entity which has gone through the transformations to make the present-day form of the human head possible must be sought much further back in time than the origins of all the animals and plants we have today. Considering the human being with regard to the head, we must therefore go back into a much earlier time.

The appended organism, as we may call it, has been added to the head — roughly speaking, for appendages existed even in early times. The head was the premise for its development. The principle which evolved, ultimately to become the human head principle, had the opportunity also to develop the remaining human organization which is close to the present-day animal body. The time when this organization evolved was also the time when general evolution had advanced so far that animals could develop.

This brings us to a strange theory of descent, though it is strange only compared to the ideas people have today. We have to say that in so far as human beings have a head they are descended from ancestors that went through a gradual transformation. In far distant times they undoubtedly had a different form from the one human beings have today, but it is really only the human head which is descended from them. It was during the time when general conditions for evolution made it possible to evolve creatures of the kind we have in the animal world today that the human being added to his human nature the elements that lie in his animal nature.

Again you have an early approach — for here, too, I can only give the elementary first beginnings — to a theory of evolution that arises if we do not believe the human head to have merely grown out of the rest of the organism, as it were, but rather that this human head is really the original part of the human being to develop, with the remaining organism added to it. It is because such an organism was added at a late stage in evolution that humanity entered into a line of evolution that may indeed be considered together with the line of evolution that was the descent of animal forms.

The discoveries made in the theory of evolution to this day provide genuine insights in this field. If one knows them really thoroughly, if one carefully — much more carefully than people are in the habit of doing in natural science today — considers also the work done in palaeontology, embryology, all the knowledge gained in the study of muscles, the investigations that can provide information on the way the human skull is built, then one is able to say to oneself: It is exactly the things not known from theory — meaning the theory modern natural scientists like Oscar Hertwig have refuted — but empirically, things that are there for us to see, which we only have to take up, letting the light that can be gained through the science of the spirit shine through them — all this offers tremendously far-reaching prospects. The modern theory of evolution has certainly served a good purpose and has not been just an aberration but on the contrary one of the most fruitful developments we have seen. In time to come it will really come into its own and prove immensely fruitful because it will cast its light incredibly far into the secrets of the universe.

If I might add something about the way I feel about the way the science of the spirit goes beyond pure and factual natural science, it is this: This theory of evolution from the second half of the 19th century is indeed the seed from which great, significant insights will come; the seed from which something will come that does not yet exist in general human awareness. And it is this which will in fact provide the best stimulus to develop a genuine philosophy, which takes its orientation from anthroposophy. This philosophy actually shows that the academic work which we think is final and conclusive and needs only be added to the facts perceived through the senses in order to explain them, that this academic approach — which we also find in a work as excellent as that by Oscar Hertwig and the works of others — does not provide real answers to our questions but only enables us to put our questions in the right way. Once they have been put in the right way they must then be answered. And the outside world will again and again provide answers if we know how to ask the right questions. If they are the right questions, the outside world will answer with the insight we gain through higher vision.

However, if I speak of a modified theory of descent, saying that we have to think of the human being the other way round, as it were, looking for his origin in the principle on which the head is based and having to make the head our starting point if we wish to understand the human being, whereas the matter is usually considered the other way round — when I say this, we must at the same time base ourselves on a genuine and true idea of the present-day human being. This brings me to another finding made in anthroposophical research relating to nature as a basis for the human being.

When people speak today of the way the soul relates to the human body, they really consider only the nervous system as the bodily 'tool', as it is put, though it is not a 'tool' — we'll be speaking about this the day after tomorrow — looking for it in the living body as a counterpart to the psyche. If you look at books on psychology today, with the first chapters always giving a kind of physiological preliminary to psychology itself, you will find that reference is really always only made to the nervous system as the 'organ of the soul'.

Members of the audience who have heard me on a number of previous occasions will know that I'll only rarely speak of personal things. But perhaps it is necessary this time, for I can only characterize the subject in outline. What I have to say on this is the outcome of investigations that have truly been going on for more than 30 years, taking account of everything that is relevant from physiology and related fields. Anyone with real knowledge of the findings modern physiologists and biologists have made in this field will find that they prove in every respect what I am going to tell you. To see the nervous system as something that is simply parallel to the psyche is to take a very biased view. No one has shown more clearly how biased it is than a scientist I hold in particularly high regard as one of the most outstanding psychologists, Theodor Ziehen.^[72] He, too, speaks mainly of the nervous system in discussing some of the relationships between soul and body, soul and the nature-related basis of the human being, and therefore comes to treat the emotional life — which properly considered is just as real as the life of thinking or ideas — as an appendage to the life of ideas. Theodor Ziehen does not really manage to consider the emotional life in his psychology. It is the same with other people. They will then speak of the 'emotional overtones of ideas'; the ideas, which have their bodily counter image in the nervous system, are 'emotive', they say, and one need not think of a separate bodily counterpart to the emotions.

Read the psychology of Theodor Ziehen or other books — I could give you a whole list of truly excellent works in this field. You will find that when these authors come to speak of the will, they actually have no possibility whatsoever truly to speak of the will, which is a wholly real sphere in our inner life. The will simply slips from Theodor Ziehen's grasp as he writes about physiological and psychological things; the will is simply disputed away; it does not exist for the author; in a way it exists merely as a play of ideas. Because of the existing bias, therefore, violence is done to something we quite clearly know from experience, just as serious violence is also done to other things in such investigations.

Yet if we really consider everything that has so far been achieved in physiology, this exemplary science — though much is still open to question and questionable — if we consider all the things that merely are not seen in the right light, we come to see — I can only refer to this briefly — that the whole human organism is counterpart to the whole human soul. In my latest book, Riddles of the Soul, which is due to appear shortly, or perhaps it is out already, I discussed questions concerning the limits of ordinary science and of anthroposophy, and this includes the issue which we are considering here, though again it is only presenting results. There is nothing to be said against the notion that the life of ideas has its bodily counterpart in the first place in the nervous system, though we have to see the whole situation very differently from the way it is seen in modern science; I am going to talk about this the day after tomorrow. When we want to look for a bodily counterpart to the life of ideas, we have to look to the nervous system for this.

Not so when it comes to the emotional life! I almost hesitate to put something so far-reaching in such brief words, something I have found in investigations taking not years but decades. When we speak of the emotional life, it is not possible to look for a connection between it and the life of the nerves the way we look for a connection between the life of ideas and that of the nerves. There is a connection, but it is indirect. The emotional life — this seems almost unbelievable if one takes the biased view commonly taken in modern science — has a direct connection with what we may call the breathing rhythm in all its ramifications, and this is a connection similar in nature to that between the life of ideas and the nervous system. In the nervous system one has to go into the finest ramifications; and the same applies to the rhythmical movements that originate in the breathing rhythm and then branch and divide everywhere, also influencing the brain. Comte's ideas on the mechanics of the human body are very interesting in this respect.^[73] The bodily counterpart of the emotional life must be sought in this rhythmical play of movements in the human being, all of them really dependent on the breathing rhythm, in rhythmical movements that also encompass the blood rhythm.

I know, ladies and gentlemen, that it must seem as if countless objections could be raised against what I have just been saying. All of them can be refuted, however. Let me draw your attention to just one of them — briefly. It would be easy to say, for instance: Well yes, the aesthetic effect of music depends on our feelings; but these feelings are aroused by sensory perception of the sounds, that is, a sensory perception of something outside, and the effect of this does of course continue on in the nervous system; so you can see — as the objection might be — that you are in error in saying that something which in its aesthetic effect is definitely dependent on our emotional life is connected with our breathing rhythm, when in fact the music is perceived by the senses and we gain this perception via the ear and the auditory nerve! This objection is illusory, for the real process is much more complex. Such things can indeed only be reached by the kind of vision that takes its orientation from the powers gained in an awareness that has vision. It is like this: In the brain, the breathing rhythm meets with the processes that occur in the nervous system. And the emotions we experience with music arise from this interaction, this encounter between the part of the breathing rhythm that extends into the life of the nerves and the structure of the nerves. The latter reacts to the breathing rhythm and this creates the feelings we have on hearing music. It is therefore possible to explain the feelings that are experienced properly if we consider the breathing rhythm, and the life of breathing altogether, to be the bodily counterpart to the life of feeling, just as we have to consider the nervous system to be the bodily counterpart to the life of ideas.

And now we come to the will impulses, to the things we do. If we examine everything people have been saying about the physiology, using the possibilities given when we are able to have awareness in vision, we find that everything which the soul experiences as our will expressed in doing has its bodily counterpart in metabolic processes. Life in the body is essentially made up of metabolic processes, breathing rhythms, and processes in the nerves; there are just two exceptions, which I'll refer to later.

The subject gets difficult merely because a nerve must, of course, also be shown to be such that the life of nutrition or of metabolism extends into it. However, it is not the nutrition nor the metabolism in the nerve which is the bodily counterpart of the life of ideas but something entirely different. I wrote about this in my book Riddles of the Soul: in so far as the nerve depends on metabolism it merely acts as a mediator of the will process.^[74] The fact that one system — metabolic system, rhythmical breathing process, nervous system — extends right into another, so that the systems are not side by side in space but change on into the other or extend into each other, makes it particularly difficult to study these things. Essentially, however, it is like this: In the nerve, the basis of the life of ideas is not the fact that it is touched by rhythm, nor the fact that it is provided with food, but yet another, very different inner activity. In the finest ramifications of the breathing rhythm it is this breathing rhythm itself which forms the basis for the life of feeling, and everything specified as metabolism in the organism, down to its subtlest ramifications, is the bodily counter image of will processes.

We have now related the whole of the soul to the whole of the human body. From the point of view of anthroposophical spiritual science, which I represent, I believe — believing this in no other way than the way one normally believes things in truly strictly scientific terms — that today we need only the facts known in physiology to substantiate fully what I have just been saying. I am convinced that the empirical sciences can be progressively developed further along these lines of orientation and will then prove immensely fruitful in all directions in life. Significant new ideas can be given in medicine, psychiatry and all possible kinds of fields if we take the whole of the human soul together with the whole of the human body in this way.

The zone of the senses, as I would call it, and the life of movement drop out of the context of the human organism in two directions. Modern science is on thin ice particularly when it comes to the theory of the senses on the one hand and the theory of movement on the other. Scientists working in psychology as well as in physiology understand very little, I would say, of these two opposite poles in human nature. This is because here human beings no longer belong wholly to themselves but partly to the outside world, with the soul living out into the outside world both in the zone of the senses, in the sphere of sensory life, and in the sphere of movement life. When human beings move, their movement involves a state of balance or dynamics that integrates the individual into the sphere or moving play of forces in the outside world. And when human beings go beyond living purely in their nerves and enter into life in the zone of the senses, that is, when their souls experience themselves right into their actual sense organs, it happens that the individual actually goes beyond his own sphere. The senses are bays where outside world extends into our lives, and we shall only have a sensible theory of the senses if we take this into account. It is something that cannot be gained by following the approaches taken in natural science today.

It has not been my intention to discuss general principles or offer general characterizations, especially in describing the relationship between anthroposophy and natural science and the human being's foundations in the natural world. Although it can be risky to do so, I have taken individual real findings and areas where results were obtained, in order to characterize how anthroposophy should be seen in relation to established natural science. We can see that prejudices and partiality will have to be overcome in the world of science before anthroposophy can be understood. Today, sensuality — I am speaking of views taken of sensual and factual things, not sensuality in the moral sense — is even more powerful than it was at the time when the whole world raised the objection to the views of Copernicus that they went against the evidence of their senses and refused to accept them. Copernicus went against the evidence of the senses, feeling compelled to establish something for the outside world perceived through the senses which the outer evidence of the senses cannot give us. In the science of the spirit we are compelled to go beyond the evidence of the senses in yet another respect. This is sure to meet with resistance many times over. In a lecture like this, one can only point the way here and there. I would ask you, however, to take this into account. It is only too easy to criticize such pointers from a fixed and established point of view. The indications I have given can of course be criticized to the nth degree; I myself would be perfectly able to raise all the objections that can be raised. On the other hand, however, you will be able to see that providing people do not want to prevent this, the truths that live in natural science can develop further so that the more profound secrets of the world may be unveiled in far-reaching revelations.

The day after tomorrow I will be speaking of the fruitfulness and significance of this for the whole of human life in its widest sense. My subject will be the practical application of this in the sphere of morality, of social and also religious life, political life, the theory of free will and other practical applications.

I had to risk getting misunderstood because I referred to individual and real findings. Many things today militate against human beings being able to rise to the regions of genuine and actual, true life in the spirit. Today people think that to be an enlightened person one has to say about the most profound question in our hearts, which is the question of immortality — this is something else I'll be speaking about the day after tomorrow — that this cannot be judged because man's ability to gain scientific insight does not go that far.

Fritz Mauthner, a man with a brilliant mind, has been writing about human capacities for insight in his German dictionary of philosophy. It is a stimulating work to read, for you feel you have entered a sphere where your mind goes round and round in circles without ever getting anywhere; if you think you have a quarter of a result, it is refuted and you are taken forward again, continuing to go round in circles. Mauthner, whose great merit it is to have shown how inadequate 'accomplished knowledge' proves to be wherever you look, even thinks that talking of the spirit was a crafty invention made by Hegel, saying more or less that Hegel infected philosophy with the concept of the spirit which we have today, and that the earlier concept of spirit was taken purely from that of the Holy Spirit.^[75] He finds that the situation with many who imagine themselves to be critical and particularly enlightened minds and indeed to be 'spirits/minds' [the German for 'mind' and 'spirit' is the same word Geist, tr.] — perhaps they won't put it like that themselves, for 'spirit' is something they do not accept; let us say therefore to be human beings who are at the pinnacle of knowledge and insight — Mauthner says that with many of them the situation is this: People want to use their rational minds and common sense to gain insight; but 'the rational mind is a silver axe without a handle, and common sense is a golden handle without an axe', and people somehow want to use these two imperfect things to penetrate the essential nature of the world!

People of that kind like to refer to Goethe's comprehensive concept of nature. Fritz Mauthner also quotes Goethe, suggesting that Goethe, too, considered the human being to be wholly part of nature. Yet even in the essay on nature, which Fritz Mauthner quotes, you find that Goethe said things like this about nature: 'It has been thinking and is always reflective', speaking not of the human being, of course, but of nature. The kind of nature Goethe thought of — yes, that one could accept! It is something different from the nature which generally is the subject of natural science today. If we then also consider what Goethe said to Schiller: 'If my natural laws are supposed to be ideas then I see my ideas before my own eyes',^[76] we can find naturalism acceptable in that spirit, for it's a naturalism that definitely does not exclude the science of the spirit but includes it. I believe that if what Goethe intended for the grand design of his theory of metamorphosis, which he developed to a high degree, but only in its elements, is taken further, developed and taken beyond into the realm of the spirit, it will be a real basis for a true science of the spirit with an anthroposophical orientation.

I know that what I have said today about the origins of man and the relationship between the human soul and body is in harmony with the Goethean approach, though the Goethean approach has been taken forward into our time and made scientific.

When people who seem to be enlightened in their criticism and refuse to accept any kind of genuine spiritual insight think they can refer to Goethe, one does have to say to them: Consider Goethe's approach at its deepest level. What you think you find in him, and also have in you, is described in the words Goethe directed to another scientist, a man of considerable merit, who had written:

Into inner nature
No mind that has been created can ever enter,...
Happy is he to whom
She shows but her outermost shell.^[77]

Goethe responded:

I have heard this repeated for 60 years,
I curse it, though only in secret; ...
Nature has neither kernel nor shell,
She is everything at one and the same time;
Examine yourself most of all
If you be kernel or shell!^[78]

If the human being develops his kernel or core in this Goethean spirit, he will also penetrate — even if it takes infinitely long, serious and honest investigative labour — to the core, the essence of nature. For this does come to expression in the human being. Seen rightly, it is this and nothing else which is reflected in the human being. Spirit is nothing else but nature's flower and fruit. In a certain respect nature is the root of the spirit.

That is indeed a truly Goethean approach! The science of the spirit will have to develop it scientifically.

Questions and answers

Following the lecture given in Zurich on 12 November 1917

Question. If conscious awareness correlates with death, what is the situation with animals, which also die, though one has to assume that conscious awareness is in all circumstances different from the way it is in humans?

When I am going to talk about practical aspects the day after tomorrow, I also intend — though again and again I hesitate to do so — to give brief consideration to various questions relating to a concept that is widely used today, the concept of the 'unconscious'. This does of course also play a major role in psychoanalysis, a method that is well known here in Zurich. Important and indeed crucial questions arise in this field, and the day after tomorrow we will see, or least lightly touch on, how the attempts made in psychoanalysis to answer these crucial questions relate to the questions themselves. Today I will merely take up the idea of the unconscious, doing so with reference to your question. Eduard von Hartmann made the 'unconscious mind' a philosophical term. He stated the basis of existence to be firstly the natural world, secondly the conscious mind, which, however, must always be grounded in nature, and the unconscious mind, which is wholly non-physical but, of course, unconscious.

The position is, however, that in the science of the spirit one does not know what to do with the idea of the 'unconscious' as such. 'Unconscious mind' is about the same in spiritual science as 'headless human being' in the natural realm. It is certainly possible to think of 'mind' in abstract terms as being without conscious awareness, just as we can think away the head. We can make a drawing of a headless organism.

There are actually people who suffer from hysterical partial blindness, that is, their blindness is not organic but hysterical, who suffer from the defect that when they walk in the street they see only the bodies of people and never see anyone's head. There are such people with this specific form of hysterical illness. They see only the body and no head, that is, nothing but headless people. You see, for some people, and they are exceptional, the evidence of their eyes would be that one might think human reality to be such that people had no heads. But of course that is not the reality. Thus the 'unconscious mind' is not real and can never be real. We'll talk about what follows from this the day after tomorrow.

We now come to the question you asked. Animals as such certainly do not have human minds, but they do have conscious awareness. Earlier on today I had occasion to say that things are not as easy, as a rule, in the science of the spirit as they are in today's established science, where things are considered more in terms of concepts rather than reality. Even when it comes to thinking, we have to proceed in a different way in the science of the spirit than one is generally used to today. Thus we read in our physics books that solids are impenetrable, meaning that if you have a solid at a point in space, no other body can be in that space. In the science of the spirit we cannot accept this definition as it stands but have to say, from this different point of view: A solid body or a life form which occupies a space to such effect that no other body or life form can occupy that space at the same time, is in fact impenetrable. Something given as a definition, if you like, simply changes into a postulate or something similar for the spiritual scientist.

It has to be clearly understood that animals may not have human minds but they do have conscious awareness. The point is that with our usual habit of thinking today we think that death equals death. People die, animals die, and plants, too, are allowed to die. The matter is not as simple as that when it comes to the science of the spirit. The fact that the concept is the same may not mean that the reality is also the same. Seen from an inner point of view, in its reality, human death is something very different from the death of animals. This is how we look at things in real terms! And to speak of the death of plants carries about as much meaning in the science of the spirit as if we were to speak of the death of a clock, which also 'dies on us' at some point; I think you'll agree that it can die on us. This would have to come to an end, therefore. That is not the concept of death. The concept of death includes many things that make human death into something very different.

We need to consider the following. Essentially the conscious awareness of animals is such that the things which human beings send into the zone of the senses, which I mentioned earlier today, and there experience separately, are not experienced separately in the zone of the senses by animals. The things animals experience in the zone of the senses are of the same kind as the things they have as their life of ideas. That strict separation between sensory perception and idea which we can make for the human being, cannot justifiably be made for animals. This can be seen directly if the mind has developed vision; on the other hand you can also see it in the anatomy and physiology. Let me just remind you that the animal eye, for example, is inwardly organized in a completely different way than the human eye. In humans, certain elements of the eye are taken back into the internal organization, more into the organization of the nerves; in animals they extend into the eye. You will find a pecten, or marsupium, falciform process, in some animals, physical anatomical structures that may be said to show how the vital principle enters into the zone of the senses in animals. In humans this vital principle withdraws. Human beings thus experience the presence of their soul in such a way in the zone of the senses — please take careful account of this — that they experience something very different here than animals do. This experience which humans have in the zone of the senses, which develops further into image-based, inspired and intuitive awareness and then again continues on in the life of ideas and of memory — this experience in the zone of the senses gives the human mind a very different colouring, if I may put it like this, than is found in the conscious awareness of animals.

It is altogether necessary to revise many concepts. If you ask someone today which ideas are the most spiritual, being least connected with the physical body as a basis, I think very many people will agree when you say that the most philosophical ideas are the most spiritual! You see, from the point of view of spiritual science it is the philosophical ideas that are most abstract, and mathematical ideas, too, which are more than any other bound to the physical body. If there were only philosophical ideas we could be absolute materialists; these ideas are really purely physical and only have significance between birth and death. Something which people generally consider to be most spiritual is solidly founded in the physical world and in the physical body.

What matters, however, is that humans, being endowed with souls, are involved in the life of the senses in such a way that here, where the outside natural world extends into them rather like a bay, because vitality has withdrawn, they are already experiencing death all the time. In so far as this zone of the senses is inwardly reflected, the result, the conscious result of this zone, penetrates the inner life with what I have called 'atomistic' death.

What I mean is this. The death phenomenon is blended into life in the zone of the senses in human beings, and this makes it justifiable to speak of death in conjunction with conscious awareness in their case. In animals we have to connect the gradual fading of reproductive powers with what exists as conscious awareness. Death comes for the animal when the reproductive powers have gone; in humans, the fact that the death phenomenon comes in later has been an additional gain which does not exist for any animal. Here the human being has quite a different basis.

What I would really like to stress is that we only gain the right insight into the situation between birth and death if we connect the specific nature of human conscious awareness, which has to do with that special experience in the zone of the senses, with the much more vital experience which animals have in the zone of the senses. Animal awareness does not have that added element, if I may put it like that, which is forever bringing about death in the human conscious mind.

Question. It is possible to say something from the point of view of spiritual science about the concept of entropy in modern physics?

Concerning the modern concept of entropy one has to say first of all that anything covered by this concept is above all merely abstracted from the view taken in inorganic natural science. If we define the term by saying that the final state of present evolution will come because more and more heat remains when mechanical energy is converted to heat energy, so that ultimately the state of the world can only be a state of heat, this is an abstraction taken wholly from the laws of the inorganic world. There can be no objection to this in itself from the point of view of spiritual science. People who follow the entropy idea know that in postulating this end state one also assumes there to have been an initial state; both logically and scientifically it is necessary to assume an initial state if one then lets everything drift towards such a heat death.

From the point of view of spiritual science, the situation looks like this. Again I am immediately considering something real. In the first place, the observations made in the science of the spirit do not connect at all with an idea which is widely accepted in speculations on inorganic nature, and that is the idea of the dissipation of energies, with people always thinking that the dissipation of energies may go on to infinity. Speaking of energies in terms of modern science, I thus always think of something that goes out into infinity. On the basis of experience gained in the science of the spirit, we cannot do anything with this idea, for from the point of view of this science, and considering their morphogeny, all energies prove to be elastic. This means that when they spread out, they do not dissipate into infinity but only as far as a certain limit from which they then return into themselves. This may, however, take such a long time that it has no immediate relevance for the earth period that lies directly ahead. In the science of the spirit one does indeed have to realize that the concept of dissipation into infinity is nebulous and that any form of energy that spreads does not dissipate into infinity but returns to itself. Applying this concept in the field of entropy, we have a final state which is the polar opposite, so that the dissipating energies may come back to themselves again, as it were. This, then, is one point.

The other is the following. If you look at my Occult Science you'll find that this state, which I refer to by the technical term 'Saturn state' is indeed shown to be entirely a state of heat. This on the basis of a system of spiritual observation which is a more developed form of what I have today been presenting in its elementary form. I go back and by spiritual scientific methods arrive at an initial state — which is not constructed but seen. The whole of evolution which follows arises from this heat state. When people arrive at an end state that is a heat state with their idea of entropy, this is an end state which I have to take as an initial state. The consequence is that there must then be a new beginning, starting from this. So there is no 'beginning and end', for beginning and end are merely a link in a sequence of evolution. The end state, when reached, would thus be merely the starting point for continuing evolution.

Question. Wouldn't it be possible that you could let the human being evolve as a simple organism in such a way that he does not arise first as a head principle, with an appendage added later? Modern scientists also work with very long time spans and an infinitely long period of evolution, and I think that with this it would be just as possible to have the human being arise as a uniform organism.

When one is dealing with such matters in a general way it will of course always be possible to say the kind of thing which the gentleman has just said. I would stress that today my aim has been to present positive and real findings made in anthroposophically orientated spiritual science, that is, to give individual examples of positive findings. One of them is indeed that if we do not want to consider the human being as solely part of the natural world, in a theoretical way — and this is what today's lecture was about — he cannot be understood if we use the approach that is generally accepted today. The human being is of course also seen as a 'uniform entity' if one sees him as a head principle with appendage — I did say I was presenting this only in approximate terms. What matters is where we look for the starting point for human evolution and not if we treat the human being as a 'uniform entity', that is, what we look for further back in time. If we go further back in time in looking for the principle which today appears in metamorphosed form as the head, this makes the human being as an entity in the natural world different from the way he is when we use the theory of evolution to place him in world evolution in the way it is done with today's banal Darwinism, a banal theory of descent.

It is not a matter of long time spans. Present-day hypotheses make these, too, hypothetical. Time can only have significance in an explanation if we are, as it were, configuring the before and after out of a real situation, and not simply postulating an evolutional sequence and bringing in time as something external. People presenting the theory of descent actually say that time is available to an unlimited degree. The question is, however, if anything that is available to us for such a thought actually also plays the same role in real terms when we consider the human being in absolutely real terms.

Reality organizes itself in such a way that the element I have called an appendage — the term is, of course, approximate — proves to be more recent in the process of evolution, with the head organism the earlier one. Time configures itself out of this. The lineage of the head organism goes back to far earlier times than something which is younger. It truly is a matter of having to make sure that our thinking must be wholly real in the field of spiritual science. Today I would emphasize once again that we cannot advance in the science of the spirit in any other way but by being able to relate to reality in a completely different way than is done in what is called empirical science today, a science which I would not underestimate. No one will be able to accuse me of underestimating it if they read my books. But one has to relate to reality in a very different and very real way.

Answering a question the last time I was here, I said that our ideas must be much more real. We'll also come back to this need for thinking in real terms when I speak about practical human issues and matters concerning the human psyche the day after tomorrow. Thinking in real terms means that with every idea we consider we are aware how far this idea relates to reality. You see, in abstract terms a rose I have before me is a real thing; and we may take it to be real. For a thinker whose concepts are fully connected with reality the concept of the rose can exist in no other way but that he is aware that in itself this rose is something abstract; in real terms it can only exist on a rose bush, and this in turn only in connection with the whole earth, and so on. A spiritual investigator will thus not present something as an isolated idea when in reality it is connected with something else but can be artificially taken out of this context. In pursuing his ideas, a spiritual investigator will thus always be aware of the degree to which the inner, substantial nature of ideas takes him into the real world. Here is another example, a paradox: you put a cell nucleus under the microscope to study it. You are studying it in isolation from everything that goes with it. A spiritual investigator will be fully aware of this; he knows that there is a difference if I look at a cell nucleus or a small animal under the microscope. I see the animal in its wholeness. Looking at a cell nucleus, however, I am not seeing something that is as real as that small animal, which does not grow larger and is thus a whole.

Having thus inwardly always the reality-character of the life of ideas in mind — that is one of the first preconditions for conscious awareness in vision. I made this clear in my book The Riddle of Man, published two years ago. This needs to be taken into account with such a question. I therefore said that the 19th century scientific theory of evolution has considerable merits to this day. But the issue is not dealt with in sufficiently real terms. If we want to study human evolution, it is not without significance where we start with this in the human being. It is not a valid objection, for instance, to say: 'Here I have a life form; in its present form this life form has special climbing feet.' There are life forms which in their present form — please forgive me for comparing a small creature with the human being, but we are in the field of science, and so it does not matter — so there are tiny creatures, lice — please forgive the rudeness — that develop special climbing feet. These feet are a product of later evolution. The original creature did not have them. They arose from adaptation to later conditions. It is important to realize that the original creature, living in different conditions, did not have such feet. This species of louse developed special climbing feet under later conditions. Many examples could be given. It is important, therefore, to see the real situation. Forgive me if I now move on to the human being. It is important to realize that the original form has the potential which in direct descent, in direct continuance, leads to the head organ, and that everything else is something acquired later. That is the real situation. And if we do not consider the human being in this way, we cannot understand him in the context of the whole evolution of nature.

Of course I can only refer to these things briefly. As I said, I'd have to give a long course if I were to give you all the details. Anthroposophy is still evolving today, and please do not consider it silly of me to say that it does not yet feel right to present anthroposophy in fully established courses. It needs to be done in form of suggestions made in individual lectures, and all one can do is refer to one thing or another. Because of this we have this imperfection which is the only possible thing in speaking like this. The things I have said, however, no more go against the view that the human being evolves as a uniform entity, than the evolution of lice that do not yet have feet to climb with into lice that do have them speaks against this being the evolution of a uniform entity. It is thus a matter of characterizing the evolutionary process, the special aspect of it. This is what matters in the present case.

4
Anthroposophy and Sociology

14 November 1917, Zurich

Spiritual scientific findings concerning rights and moral and social forms of life

You will have seen from the three lectures I have given here to characterize the way anthroposophically orientated spiritual science relates to three different fields of human endeavour in the sciences, that with this spiritual science it is above all important to develop ideas that relate to the reality of things and make it possible to enter into the fullness of real life in order to gain knowledge of that real world. We may say — and this will have been evident from the whole tenor of my lectures — that for a relatively long period in the evolution of human science, concepts in accord with reality have only been gained in the field of natural science that is based on the evidence of the senses. In some respects these concepts are exemplary scientific achievements. However, with regard to reality they only go as far as lifeless nature — I think it is reasonable to say this. Lifeless nature exists not only where it is immediately apparent to the senses but also as a mineral element in the life forms and mind-endowed entities that live in the physical world. In modern science, people have a grasp of things that is exemplary. I think we have very clear evidence of this in the applications of natural science in human life, applications that have been perfected and are tremendously successful. When concepts are applied to human life we can, under certain conditions, see how far they are in accord with reality. A watch cannot be constructed if one has the wrong concepts of mechanics and physics; it would soon tell us that the wrong concepts have been used.

This is not the case with all areas of life, and especially in the areas we are going to consider today, reality does not always immediately make it clear if we are dealing with concepts that are in accord with it, if they have been gained on the basis of reality or not.

In the field of natural science it is relatively safe to use concepts that are not in accord with the truth, for they will show themselves to be erroneous or inadequate for as long as one stays within the field of natural science, that is, theoretical discussion which may then also be put into practice. However, when it comes to social life, the life of human communities in any form, we have to consider not only how to gain concepts but also how to bring these to realization. Under present-day conditions there are spheres of life where inadequate concepts can indeed be introduced. The inadequacies of the ideas, notions, reactions and so on will then show themselves; but in some respect people living entirely with a natural scientific bias will be helpless in face of the consequences of such concepts. In a sense it would be reasonable to say that the tragic events which have now come upon the human race are essentially connected — more than one would think, and more so than can be even hinted at in one brief lecture — with the fact that for long periods of time people did not know how to develop concepts that were in accord with reality, concepts that could be used to encompass the facts of real life. These facts of real life have become too much to handle for humanity today. In many ways the inadequate ideas humanity developed in the course of centuries are being reduced to absurdity in a most terrible way in these tragic events.

We discover what really lies behind this if — let us now take a view that is different from those taken in the previous lectures — we first of all look at the way attempts have been made again and again in recent times to establish a general human philosophy on the basis of natural science, the way people have tried to introduce natural scientific thinking, so exemplary in its own sphere — let me repeat this over and over again — to all spheres of human life — psychology, education, politics, social studies, history, and so on.

Anyone who knows about developments in this direction will know the efforts people who think in the natural scientific way have made to apply the ideas and concepts they have evolved in natural science to all the above spheres of life. Proof of this is available in hundreds of ways, but let me just give some characteristic details. They may go some way back, but I think we can say that the trend they reflect has continued to this day and has indeed been growing.

Someone who in my view is an outstanding scientist spoke at two scientific gatherings in 1874 and 1875 on the sphere of rights, issues concerning morality and law, and human social relationships. In the course of those lectures he said some highly characteristic things. He actually claimed that anyone who in terms of modern scientific education has the necessary maturity ought to demand that the natural scientific way of thinking should be made part of people's general awareness, like a kind of catechism. The inner responses, needs and will impulses arising in human beings as the basis of their social aspirations would thus have to be closely connected as time goes on with a purely natural-scientific view of the world that would be spreading more and more. This is what Professor Benedikt said at the 48th science congress.^[80] He said the scientific view of the world needed to gain the breadth, depth and clarity to create a catechism that would govern the cultural and ethical life of the nation. It is his ideal, therefore, that everything in social life that speaks out of the cultural, heart-felt and will-related needs of people should be a reflection of natural-scientific ideas!

With regard to psychology, the same scientist said that it, too, had become a natural science since it followed physics and chemistry in casting off the ballast of metaphysics and no longer took hypotheses for its premises that were unfathomable for our present-day organization.

Many scientists — including Oscar Hertwig, whom I mentioned the day before yesterday, Naegeli and many others — emphasize again and again that natural science can only work effectively in its own field. The scientific ideas that are developed are such, however, that the way in which they are developed, as it were, prevents humanity from searching and striving for other spheres of reality than those that can at best be reached with natural science. I have quoted things people said some time ago, but if we were to quote today's speakers we would find that they are entirely in the same spirit.

It is reasonable to quote Benedikt, who is a criminal anthropologist, for although he wants to take the purely scientific point of view also in looking at social life, he still has so much purely naive conceptual material in him which is in accord with reality that much of what he says — really going against his own theoretical theses — does truly extend into the reality of the world. On the whole, however, one may say that this tendency or inclination to develop a whole philosophy based on natural-scientific concepts, which are excellent in their own field, has gradually produced a quite specific philosophy, and one might almost get oneself a bad name by actually putting the philosophy that has developed out of this tendency into words. Today someone may do excellent work in his field, and if he then establishes a philosophy he extends knowledge which in its own field is indeed excellent to the whole world, and above all also to areas of which he in fact knows nothing. We can certainly say therefore that we have an excellent science today and its contents relate to things which people understand thoroughly. But then there are also philosophies which generally speaking are about things people do not understand at all!

This is certainly not without significance when it comes to the sphere of social life. Here man himself is the reality factor. Human beings are in these social spheres and anything they do is indeed such that anything that lives in their philosophy of life does enter into their impulses and into the social structures and the way in which people live together. This is why the kind of things were created which I referred to briefly at the beginning today.

In what I am saying today, I want again, as in the first three talks, base myself more on individual aspects of real life, on findings made in what I call spiritual investigation. I hope that with the aid of these I will be able to show how we should approach the fields of social studies in spiritual research.

A particular problem arises for modern people who have scientific knowledge, and whose life of ideas is based entirely on scientific training, when they approach the sphere of social life and immediately have to consider a fundamental concept, which is the concept of human freedom. This concept, which doubtless has many nuances, has in some respect become a cross that has to be borne in modern thinking about the world. For on the one hand it is extraordinarily difficult to understand the social structure of today without having clarity with regard to the concept of freedom. On the other hand, however, someone who is thinking in the natural scientific way, in the thinking habits of our time, will hardly know what to do with the concept of freedom. We know that disputes concerning this concept go back a long way and that there have always been two factions, though the nuance has varied — the 'determinists' who assumed that all human actions are in a way predetermined, in a more naturalistic or some other way, so that a person only does things under an unknown yet existing compulsion or causality; then there were the 'indeterminists' who denied this and concentrated more on subjective reality, that is, on what human beings experience inwardly as they develop their conscious awareness, and who maintained that genuinely free human actions were independent of such fixed predetermination which would exclude the concept of freedom.

Considering the way in which natural science has developed so far it is truly impossible to make something of the concept of freedom in that science. Anyone who makes a training in natural science the basis for establishing a sociology will be forced, in many respects, to take the wrong view of that concept of freedom and produce a structure for life that takes no account of the concept of freedom, ascribing everything to particular causes that lie either outside or inside the human being. In some respects such an approach is easy, for it allows one in a way to determine the social structure from the beginning. It is easier to reckon with human actions if they are predetermined than if one must expect a spirit of freedom in the human being to play a role.

It would be wrong to present as a concept of freedom some kind of visionary concepts, vague mystical ideas that would tend to be more or less the opposite of what modern natural science has to offer. We have to realize that a science of the spirit is only justifiable if it does not go against the true meaning of progress in natural science. Because of this, I must again start today by relating the fundamental concept in developing social life, which is the concept of freedom, to such natural scientific ideas as can be gained with the help of the science of the spirit.

According to the customary natural scientific concepts, human beings depend for their actions on the peculiarities of their organization. These are themselves investigated, as I have shown the last time, by applying the law of conservation of energy like a formula to the inner life, and this leads to the concept of freedom being excluded. If it is true that human beings are only able to develop energies and powers by transforming things they have taken in, then it will, of course, be impossible for the soul to develop any energies and powers of its own — which would be the requirement if freedom were to become a reality.

In the science of the spirit it is, however, evident that it is absolutely necessary to put the whole of the knowledge gained in the natural sciences on a new basis in this particular area. Admirable factual discoveries have been made in the natural sciences, as I have also said in the preceding lectures. But concepts and ideas about nature are so narrowly defined that it is not possible to have a comprehensive view of those discoveries. In the last lecture I referred to the way in which the science of the spirit makes it possible to relate the whole sphere of the human soul and spirit to the whole sphere of the living body, and that it then emerges that we need to relate the actual life of ideas to the life of the nerves, the life of feeling to the ramifications and to anything depending on the breathing rhythm, and the life of the will to metabolism.

If, for a starting point, we take the natural scientific view of the relationship between the life of ideas in the human soul and the life of the nerves, someone familiar with modern scientific ideas will have to say: 'Processes occur in the life of the nerves; they are the causes of parallel processes in the life of ideas.' Since there has to be a process in the nerves — and by definition this has its causal origin in the whole organism — for every idea-forming process in the soul, the corresponding process in the mind cannot be free, seeing that the process in the nerves is apparently the result of causal conditions existing in the organism. It thus has to be subject to the same necessity as the corresponding process in the nerves.

That is still the view taken today. It will not be like this in future, seen from the natural scientific point of view! People will then look with very different eyes at certain new approaches that have already been developed in natural scientific research. It will however mean that the directions to be taken in research are indicated out of the science of the spirit, for this alone can make it possible to throw a truly comprehensive light on the findings made in natural science.

The strange thing the spiritual investigator finds is that the life of our nerves relates in a quite specific way to the corresponding rest of the organism. We have to say it is like this: In the life of the nerves the organism destroys itself in a specific way, it is not built up in it. And in the life of the nerves — if we take it as pure life in the nerves, not nutritional life in the nervous system — the first processes to be considered are not growth or development processes, but processes of involution, of destruction.

One is easily misunderstood in this area, for it is still completely new today. And in one short lecture it is difficult to bring in all the concepts that will prevent such misunderstanding. So I simply have to accept the danger of being misunderstood. What I can say is that the life of the nerves as such proceeds in a way that is completely different from all the other organic processes that serve growth, reproduction and the like. The latter mean development in the ascent. This includes the development of cells, the cell division processes we can observe in reproduction and growth processes, as something side by side with cells that are still in the life of reproduction, or at least a degree of partial reproduction. When the human organisation — it is similar for the animal organization, but this is only of minor interest to us today — extends into the life of the nerves, it partly dies off in that life of the nerves. Going into the life of the nerves, developing processes are broken down. We may thus say that even from a purely natural scientific point of view it is evident — and the life of the red blood cells runs to some degree parallel to the life of the nerves — that division processes come to a stop as they enter into nerve cells and red blood cells. This is wholly factual evidence of something which a conscious mind with vision is able to perceive: that the nerve cannot have part in anything that is in any way productive, but that the nerve inwardly brings life to a halt, so that life comes to an end where the nerve branches.

By having a nervous system, we are, as it were, bearing death in us at the organic level. To compare what is really going on in the life of the nerves with something else in the organism, I'd have to say, strange though it may sound: 'The unconscious processes in the life of the nerves cannot be compared with the process, for example, which happens when someone has taken in food and this food is processed in the organism for constructive development. No, the actual process in the nerves — as a process in the nerves, and not a nerve nutrition process — can be compared to what happens in the organism when it breaks down its tissues because of hunger.' It is thus a destructive and not a constructive process which extends into the nervous system.

Nothing of any kind can emerge or result directly from this nervous system. This nervous system represents a process that has been stopped, a process that shows itself in progress in the cell life of reproductive cells and growth cells. There it is progressive; in the neural organs it is stopped. In reality, therefore, the life of the nerves merely provides the basis, the soil, on which something else may spread.

The principle which spreads on top of this life of the nerves, extending over this life of the nerves, is the life of ideas — initially stimulated by the outer senses — entering into the life of the nerves. It is only if we understand that the nerves are not the reason for forming ideas but merely provide a basis by having destroyed organic life, that we understand that the principle which develops on the basis of this life of nerves is something foreign to the life of nerves itself.

The mind and soul principle developing on the basis of a life in the nerves which is destroying itself is so foreign to it that we may say: It really is just as when I walk along a road and leave my footprints behind me. Someone following those footprints should not derive the shapes he sees in my footprints from any kind of forces in the soil itself, coming, as it were, from inside the soil to produce my footprints. Every expression of inner life may be seen in the nervous system, like my footprints in the soil, yet it would be wrong to explain the life of mind and soul as something inwardly 'arising from the nervous system'. The life in mind and soul leaves tracks in the prepared soil, a soil that has been prepared by 'forgoing' the possibility of the nerve continuing its own productivity, if I may put it like this in symbolic terms.

Perceptive vision also shows the life in mind and spirit which thus develops on a basis of destruction, of a dying process in the human being, to be connected with organic life, initially the life of nerves; but in such a way that this life of nerves provides only the conditions, the soil, something which has to be there to provide the basis on which it can be active in this place. Seen from the outside, the principle which is active here may seem to arise from the nervous system, to be bound to the nervous system, but this life in soul and spirit is as independent of the nervous system as a child is of his parents when he develops independent inner activity, though the parents are, of course, the soil or basis on which the child must develop. Just as we may see the parents as the cause of the child if we look at this from outside, and just as the child is wholly free in developing his individual spirit and we cannot say that when the child develops independence there is not an activity in him which is in no way connected with his parents, we have to say in exactly the same way that the principle which is coming alive and developing in terms of mind and spirit becomes independent of the soil which it needs to thrive.

I am just referring briefly here to a system of ideas that will develop further in the course of time — the science of the spirit is only in its beginnings now — by taking certain ideas from natural science to their highest extreme. Those very ideas from natural science will not lead to the exclusion of human freedom but to a way of explaining and understanding freedom actually in natural scientific terms, for they will make people observe not only constructive and progressive processes in the organism but also those that are destructive, paralysing themselves in themselves. They will show that if the element of soul and spirit is to arise, the organic principle cannot continue in a straight line of development and so produce something non-physical. No, as the non-physical, spiritual principle begins to come into existence, this organic principle must first prepare the soil by destroying itself, breaking itself down, within itself.

When the ideas of constructive development, which are the only ones to be considered nowadays, have ideas about destructive development added to them, this will bring tremendous advances in the natural scientific approach. A bridge will be built that needs to be built because natural science must not be shut out today — a bridge from nature as it is understood to the sphere of social life which still needs to be understood.

A natural science that is incomplete prevents us from developing the concepts needed for the sphere of social life; once it is completed, its inner sterling character, inner greatness, will help us to establish the right kind of sociology.

I have thus presented, albeit briefly, the fundamental concept of social life, the concept of freedom. This has been set out fully in my Philosophy of Spiritual Activity, published in 1894, and the inner reasons given there accord fully with what I have now shown in a more natural scientific way. This is also evident from what I have written in my book The Riddle of Man^[81] which appeared almost two years ago. Let us now continue our consideration of the connection between man's life in spirit and soul and other spheres of existence.

The last time and today I referred briefly to the way in which this element of mind, spirit and soul is connected — as life of ideas with the life of the nerves, as life of feeling with life in the breathing rhythm, and as life of will with metabolic life. This only shows the connection in one aspect, however. Just as natural science will one day, when it has perfected itself in this direction, relate the threefold soul as a whole — as I have shown — to the whole bodily human organism, so will spiritual science be able to look for the connections of the human mind and soul with this spiritual principle, that is, in the other direction.

On the one hand, the life of ideas has its bodily foundation in the life of the nerves, on the other it is connected with the world of the spirit, a world to which it belongs. This world, with which the life of ideas is also connected, can only be discerned through perceptive vision. It is perceived by a mind that has reached the first level of this vision, which I have called imaginative perception, or perception in images. This is gained out of the soul itself, like the opening of an inner eye. I characterized this in my first lecture.

As the life of ideas relates to the life of nerves in the body, which is its physical foundation, so it also arises from the realm of the spirit, a purely non-physical world that is seen to be a real world when we come to observe this reality with that vision in images. This real world is not contained within the sense-perceptible world. It is, as it were, the first world that goes beyond the senses, bordering directly on our own.

Here one finds that the relationship which the human being has to the world around him, as he is aware of it in his mind, is only part of his total relationship to the world; anything we have in our conscious awareness is a segment of the reality in which we are. Below this level of awareness lies another relationship to the surrounding world, to the natural world and the world of the spirit. Even the connection between our life of ideas and the life of the nerves in the body has been pushed below the threshold of conscious awareness and can only be brought up from there with an effort if one wishes to characterize it the way I have done today. On the other hand the relationship of our life of ideas to the spiritual world which we can only perceive in images is also such that it does not enter into our ordinary conscious awareness, though it does enter into human reality.

In the human mind we have first of all everything that has been stimulated by the senses and by the rational mind which is bound to the senses; this is the usual content of the conscious mind. Below this, however, lies a sum total of processes that initially do not come to ordinary awareness, but arise as a spiritual principle, which can only be perceived in images; this plays into our soul nature just as sounds, colours, smells and so on play into the everyday life of our souls. Ordinary conscious awareness thus rises, as it were, from another sphere which itself can only be brought to conscious awareness if we are able to perceive in images. The fact that people do not know of these things does not mean that they do not exist in reality. Moving through the world we bear the content of our ordinary conscious awareness with us; we also bear with us everything that comes from the 'imaginative' spiritual world, as I'll call it for the moment.

It is of tremendous importance, especially at the present time, to understand that the human being relates to the world around him in this way. A field for research — I am far from underestimating this field, I appreciate its significance — and there was every reason for it to come up at the present time, has indeed come up at the present time. It is like a powerful pointer to man's relationship to the world around him which I have just characterized as the spiritual world of images, a relationship that is only little known so far. It is a feature of our present time that much comes to human awareness that can really only be encompassed with the means of insight given through the science of the spirit. Humanity is called upon to perceive these things today in that one's nose is rubbed in them, to put it plainly, with life taking a course where people cannot avoid seeing them. Yet modern people still cannot overcome their reluctance to tackle this with the means for insight provided by the science of the spirit. They therefore try to use the means of ordinary natural science or concepts developed in relation to other things to approach areas which today literally cry out for investigation.

The field I am referring to is that of analytical psychology, also called psychoanalysis, which is, of course, particularly well known in this city.^[82] What makes it remarkable is that a field opens up to challenge the investigator that lies outside our ordinary conscious awareness; it must refer to something that lies below the threshold of that awareness. People are, however, trying to work with what I may call inadequate tools in this field. As they endeavour to apply these inadequate tools also in practice — only therapeutically and educationally, to begin with, perhaps, but perhaps also pastorally — we have to say that the matter has more than theoretical significance. I am, of course, not in a position to discuss the whole field of psychoanalysis. That would need many lectures.^[83] Let me, however, refer to some of the principles, some of the real aspects in this context. Psychoanalysis is a field where investigation and social life meet in a point, as happens also in other fields of this kind which we'll be considering today.

Above all, and as you are no doubt aware, analytical psychology essentially has to do with bringing 'lost' memories back to mind for therapeutic purposes. The thesis is that the psyche contains certain elements that do not come to conscious awareness. It is then widely assumed that these memories have gone down into the unconscious or the like, and efforts are made to go and cast light below the threshold of consciousness by using the ordinary memory concept and enter into regions not illuminated by our ordinary consciousness.

Now I did already mention in these lectures that the science of the spirit has the task of illuminating the human memory process in a very major way. Again it will not be possible, of course, to avoid all the misunderstandings that can arise with such a brief review of the subject. I have heard it said, for example — several times, not just once — that psychoanalysis was really on the same road as the science of the spirit which I represent; it was only that psychoanalysts took some things in a symbolic way, whilst I took things which those enlightened psychoanalysts considered to be symbolic to be realities. That is a grotesque misapprehension, and you cannot characterize the relationship of psychoanalysis to the science of the spirit in a worse way than by saying that.

To understand this we need to take another look at the nature of the memory process. Let me emphasize once again that the process of forming ideas, the activity of doing so, is something which in the inner life of man essentially relates only to the present. An idea as such never goes down to some unconscious level of the mind, just as a mirror image seen when passing a mirror will not settle down somewhere so that it may come up again the next time you pass the mirror. The coming up of an idea is a phenomenon that begins and ends in the present moment. And anyone thinking that memory consists in there 'having been' an idea which 'comes up' again, may well be an excellent Herbartian psychologist, or a psychologist in some other direction, but is not basing himself on a genuinely observed fact.

What we have here is something entirely different. The world in which we live is filled not only with the sensory perceptions that enter into our present life of ideas through eye or ear. This whole world — and that of course also means the natural world — is based on a world that has to be perceived in images, a world which initially does not come to conscious awareness. The contents of this world of images act parallel to my momentary life of ideas: as I form an idea, letting these momentary processes take their course in me, another process runs parallel to them, with a current of unconscious life moving through my soul. This parallel process causes inner tracks to be left — I could characterize these in all detail, but have to limit myself to brief indications here — and these are observed when memory arises later.

When memory arises, therefore, it is not a matter of an old idea, which might have been stored somewhere, being brought back again. Instead we look inwards at tracks left in a parallel process. Memory is a process of perception directed inwards.

The human soul is capable of many things at an unconscious level which it is not able to do consciously in ordinary life. To compare the process that occurs when a 'forgotten' event 'comes back to mind', doing so in very general terms — let me emphasize this: in very general terms — with something else, I would say that it is quite similar to sensory perception using the outer senses. The difference is that with the latter I recreate my perceptions in temporary images that only exist for the moment. Anything I recreate from memory is a specific form of inner perception. Within myself, I perceive the residue of the parallel process; this has remained stationary. As a crude analogy, recall is a process in which the soul reads at a later time something that had gone parallel to the forming of an idea. The soul has this ability, at an unconscious level, to read in itself what had been developing when I formed an idea. I did not know this at the time, for the idea blocked it out. Now it is recalled. Instead of having a sensory perception of something on the outside, I perceive my own inner process. That is the real situation.

I am fully aware that a fanatical psychoanalyst — none of them see themselves as fanatical, of course, and I know this, too — will say that he has no problem in agreeing to this explanation of memory. But in fact he'll never do so when considering these things in practice. Anyone who knows the literature will know that it is never done and that this is in fact the source of countless errors. For people do not know that it is not a matter of past ideas that linger somewhere in the unconscious, but concerns a process that can only be understood if we understand the way in which an imaginative world plays into our world in a process that runs parallel to the life of forming ideas.

The first significant errors arise because a wrongly understood memory process forms the theoretical basis and is applied in practice in analytical psychology. When we penetrate to the real process of remembering, there can be no question of looking for elements in the soul which psychoanalysts consider to be pathological in memories that linger somewhere. It is a matter of perceiving how the patient relates to a real, objective world of non-physical processes, which he is, however, adopting in an abnormal way. This makes a huge difference, something which we must of course think through in every possible aspect.

Psychoanalysts who apply their natural scientific training one-sidedly in an important sphere of real life also fall into another kind of error. They use dream images for psychological diagnosis in a way that cannot be justified in the face of genuine observation. We need genuine observation and concepts that relate to reality so that we may enter into this strange, mysterious world of dreams in the right way. This is only done if we know that human beings have their roots not only in the environment in which they live with their ordinary conscious minds but — even in the life of ideas, as we have seen, and later we'll also see some other things — in a world of spirit. Our ordinary conscious awareness comes to an end when we sleep, but that connection with the world that remains at a subconscious level does not come to an end.

There is a process — I cannot characterize it in detail, time being short — in which the special conditions pertaining in sleep cause the things we live through in connection with our spiritual environment to be clothed in symbolic dream images. The content of those dream images is quite immaterial. The same process — the relationship of the human being to his spiritual surroundings — may appear as a particular sequence of symbolic images for one individual and as a different one for another. Anyone with the necessary knowledge in this field knows that typical unconscious processes in the psyche assume the garb of widely differing reminiscences of life in all kinds of different people, and that the content of the dream does not matter. You only come to realize what lies behind this if you train yourself to ignore the content of the dream completely and consider instead what I'd call the inner dynamic of the dream. It is a question of whether a foundation is first laid with a particular dream image, then tension is created and then an evolution, or whether the sequence is different, starting with tension which is then followed by resolution.

It needs a great deal of preparation before one can consider the evolution of a dream, the whole drama of it, wholly leaving aside the content of the images. To understand dreams one must be able to do something that would be like seeing a play and taking an interest in the scenes only in so far as one perceives the writer behind it and the ups and downs of his inner experience. We must stop wanting to grasp dreams by abstract interpretation of their symbolism. We need to be able to enter into the inner drama of the dream, the inner context, quite apart from the symbolism, the content of the images. Only then will we realize how the soul relates to its spiritual surroundings. These cannot be seen in the dream images which someone who does not have vision in images uses for reality under the abnormal conditions of sleep, but only through awareness in images. The drama that lies beyond the dream images can only be understood if we have imaginative awareness.

As you are probably aware, research in analytical psychology also extends — and in a way this is most praiseworthy — to mythology. Many interesting things have been discovered, and other things that are enough to make your hair stand on end. I won't go into detail, but it is important to see that individual scientists still work in such a way today that they one-sidedly develop a limited area, taking no account of scientific discoveries that have already been made, though these can often throw much more light on the matter than one is able to do oneself.

An old friend of mine who died quite some time ago wrote a very good book on mythology. He was Ludwig Laistner.^[84] After going right round the world, as it were, with regard to the origin of myths, he showed in a very interesting way that if you want to understand myths it is not at all important to consider the content, that is, what they tell — doing so in one way in one place and in a different way in another — or the actual images of those myths; no, in that case, too, it is important to let the dramatic events come to light that come to expression in the different mythological images. Laistner also considered the connection between mythological images and the dream world, doing so in a way that was still elementary but nevertheless correct. His studies therefore provided an excellent basis for connecting research into dreams with the investigation of myths. If in mythology, too, people were aware that it is merely images that come across into dream consciousness from the creative sphere of myths, images which arbitrarily, I would say, represent the actual process, that would be a much more intelligent way of working. As it is, people working in analytical psychology — and I do fully recognize their importance and that they work with the best and truly honest good will — attempt things that must be askew and one-sided because their means are inadequate.

There is very little inclination to go really deeply into things, and to get help from spiritual life to understand reality in terms that relate to reality. More recent research in psychoanalysis did, apart from the ordinary concept of memory and the kind of dreams that have their origin in individual life, also involve taking account of a 'super-individual unconscious',^[85] as it is called. At this point, however, a research method pursued with such inadequate means has led to a most peculiar result. There is a feeling — and we have to be thankful that such a feeling at least exists — that this inner life of the human psyche is connected with a life of the spirit that lies outside it; however, there is nothing one can do to perceive this connection in real terms. I honestly don't want to find fault with these scientists, and I greatly respect their courage, for in a present world which is so full of prejudice it needs real courage to speak of such things; but it has to be pointed out — especially because these things also enter into practical considerations — that there is a way of overcoming such one-sidedness.

Jung, a scientist of great merit who lives here in Zurich, has taken refuge, as it were, in trans-individual, super-individual unconscious spirit and soul contents. According to him the human soul relates not only to memories which the individual has somehow stored or the like, but also to things that lie outside its individual nature. An excellent, bold idea — to relate this life in the human psyche not only by the means of the body but also in itself to soul qualities in the outside world; it certainly merit's recognition. The same man does, however, ascribe what happens in the soul in this way to a kind of memory again, even if it is super-individual. You cannot get away from the concept of mneme, or memory, though we can't really speak of memory any longer when we go beyond the individual element. Jung puts it like this: you come to see that 'archetypal images' live in the soul, images of the myths evolved among the ancient Greeks — archetypes, to use Jacob Burckhardt's term. Jung says, significantly, that everything humanity and not only the individual person has gone through may be active in the soul; and as we do not know of this in ordinary conscious awareness, this rages and rises up unconsciously against the conscious mind, and you get the strange phenomena that show themselves today as hysterical and other conditions. Everything humanity has ever known of the divine and also of devilish things rises up again, Jung says in his latest book; people know nothing about it, but it is active in them.

Now it is highly interesting to look at an investigation done with inadequate means, taking a characteristic instance. This scientist has come to say, in an extraordinarily significant way that when people do not consciously establish a connection with a divine world in their souls, this connection is created in their subconscious, even though they know nothing about it. The gods live in the subconscious, below the threshold of conscious awareness. And a content of which they know nothing in their conscious minds may come to expression in that they 'project' it, as the term goes, on to their physician or another person. Thus a memory of some devilry may be active in the subconscious but not come to conscious awareness; it rages inside, however; the individual must rid himself of it; he transfers it to some other person. The other person is made into a devil; this may be the physician, or, if he does not manage to do this, the individual does it to himself.

From this point of view it is most interesting to see how a scientist comes to his conclusions about these things. Let us look at one of the latest books on psychoanalysis, The Psychology of the Unconscious by Carl Gustav Jung.^[86] He writes that the idea of God is simply a necessary psychological function of an irrational kind. Jung deserves great merit for acknowledging this, for it means that for once recognition is given to the nature of the human subconscious as being such that people establish connections with a divine world in their subconscious. The author then goes on to say that this idea of God has absolutely nothing to do with the question as to the existence of God. This last question, he says, is one of the most stupid questions anyone may ask.

We are not concerned with the scientist's own view of the idea of God. He may be a very devout person. What concerns us here is what lives in the scientist's own subconscious life of ideas, if I may use that term. Inadequate means of research mean no less than that one says to oneself: The human soul has to establish relationships to the gods below the threshold of consciousness; but it has to make these relationships such that they have nothing to do with the existence of God. It means that the soul must of necessity content itself with a purely illusory relationship; yet this is eminently essential to it, for without this it will be sick. This is of tremendous import, something we should not underestimate! I have merely indicated how inadequate the means are with which people are working in a quite extensive field.

I'll now continue my description of the human being and the way he needs to relate to his social environment. The life of feelings — not now the life of ideas, but the life of feelings — has its physical counterpart in the breathing rhythm, as I said, and on the other hand also relates to spiritual contents. The element in the spirit which corresponds to the life of feelings the way the life of the breathing rhythm does at the physical level, can only be penetrated, being a spiritual content, a content of spiritual entities, spiritual powers, with an 'inspired' mind, as I have called it in these lectures.

This inspired mind opens up not only the spiritual content that fills our existence from birth, or let us say conception, until death, one also comes to see things that go across birth and death and have to do with our life between death and rebirth, that is, of a spirit that is alive even when the human being no longer has this physical body.

Whereas the human being gains a basis for this physical body through physical heredity, the principle which is born out of the inspired world, creates its physical expression in the breathing rhythm. But into this life of feeling — whereas initially only elements coming between birth and death play into the life of ideas which the human being knows in his ordinary conscious awareness — enters everything by way of powers and impulses that has been active during the time from the last death to the present birth. This will be active again between this death and a new birth. The core of the human being's eternal reality plays into this life of feeling.

The third thing to be noted is that the human being's life of will relates on the one hand really to the lowest functions in the human organism, to metabolism, something which in the widest sense comes to expression in hunger and thirst. On the other hand it relates in the spirit to the highest spiritual world, the intuitive world, which I have mentioned on several occasions in these lectures. We thus do indeed have a complete reversal of the situation.

Initially the life of ideas is subconsciously in touch with the world of images, and with the life of nerves in its other aspect. In a world that projects beyond our personal life in a body as the core of our reality, the life of feeling goes towards the spiritual side. And the life of will, which comes to physical expression whenever there is a will impulse in some metabolic process, and therefore in the lowest processes in the organism, is on the spiritual side connected with the highest spiritual world, the intuitive world.

We have to enter into this region if we want to investigate 'repeated lives on earth', as they are called. Impulses that go from one life on earth to another cannot be grasped in images, let alone in our ordinary conscious awareness, and not even with inspired consciousness. This needs intuitive awareness. Impulses from earlier lives on earth enter into our life. Impulses from this life will enter into later lives on earth. The only possible character our investigations can have at this point is one of having developed a sense for real intuitions, not the wishy-washy kind of which we speak in ordinary life.

The complete conscious mind thus perceives the complete human being as he lives in soul and spirit in three ways — in ideas, feelings and will impulses, all of which rise up and go down again. For he has his basis in three ways in a living physical body and takes his origin in the world of the spirit. The science of the spirit takes us to the eternal in man not in any speculative or hypothetical way, but by showing how the conscious mind must develop if it is to behold the eternal core of the human being who develops in successive lives on earth.

This complete human being — not an abstract human being presented in natural science or by naturalists in an empty, abstract set of ideas that do not hold the whole of reality — this complete human being is part of a social life. Our ordinary conscious mind is able to understand the natural world outside in so far as it is not organic but something in the lifeless, mechanical sphere — in modern science this is often the only thing considered to have validity and be worth considering. This level of the mind is not able, however, to find concepts that are wholly viable when it comes to social life if they have evolved in the pattern used in everyday thinking. The secret of social life is that it does not develop according to the concepts we have in our ordinary thinking but does so outside the sphere of the conscious mind, in impulses that can only be grasped with the higher levels of conscious awareness of which I have spoken.

This insight can throw light on many things which in our present social life must inevitably end in absurdity because the concepts people want to apply to it do not relate to reality. So there we are today, with concepts gained from an education based on natural scientific ideas, and we want to be creative in social life. But this social life needs additional concepts that differ from those we have in our ordinary thinking — just as the subconscious life of the psyche presenting in psychoanalysis also calls for additional concepts.

In the first place three areas in social communities need to have light thrown on them through anthroposophically orientated spiritual science. I'll only be able to give a rough outline, for the science of the spirit is still in its beginnings and many things still need to be investigated. I will thus merely characterize the general nature of the strands we have to see running from spiritual scientific insights to insight into social life.

Three spheres of social life may be seen. The first sphere where what I have been characterizing just now applies, is the sphere of economics. We know that economic laws live in our social structure, and that we need to know these laws. Anyone involved in legislation or government and anyone who runs any kind of firm which is after all part of the social structure in life as a whole must work with the laws of economics.

The economic structure, as it exists in real terms, cannot be grasped if we apply only the concepts gained in the natural scientific way of thinking, concepts that govern practically the whole of people's thinking today. The impulses that are active in economic life are entirely different from those in the natural world, and that includes human nature. In basic human nature, our view rests on questions of need, for example. Issues concerning the meeting of needs are the basis of our external economic order. To gain genuine insight into a social community with its economic structure I need to perceive how depending on the geographical and other conditions the means are available to meet human needs. For the individual we start from the question of needs, but to consider the economy we must start from the opposite side. Then we do not consider what people need but what is available to people in a given area as community life develops. This is just a brief indication. Many things would need to be said if we wanted to consider the economic structure in its entirety. Yet the economic structure of a country or community, which is really an organism, cannot be dealt with by using concepts taken from ordinary natural science.

That may lead to some very strange things! Here it is reasonable to say something in particular because I am truly not just referring to it in the light of current events. People might object that I have been influenced by these current events, but that is not the case. What I am going to say now is something I spoke of in a course of lectures I gave in Helsingfors before the present war started.^[87] My reasons for referring to it now have therefore nothing at all to do with the war. I need to say this in advance, so that there shall be no misunderstanding.

At that time in Helsingfors — that is, before the war — I showed how we can go astray if we want to grasp the social structure of human communities wholly with natural scientific ideas. For my example I chose someone who falls into this error to the greatest degree — Woodrow Wilson.^[88] I referred to the strange way in which Woodrow Wilson — academic thinking had in this case advanced to statesmanship — said that if one considers the days of Newtonism, when a more mechanical view was taken of the whole world, one can see that the mechanical ideas which Newton and others had made current had also entered into people's ideas of the state, their ideas of social life. It is wrong, however, to consider social life in such a narrow way, said Woodrow Wilson; we have to do it differently today and apply Darwinian ideas to social life. He was thus doing the same thing, only with the ideas that are now current in natural science.

Yet Darwinian ideas are of as little use in understanding social structures as were Newtonian ones. As we have heard, not all Darwinian ideas are actually applicable in organic life. This remained at a subconscious level for Wilson, however, and he did not realize that he was making the very mistake which he had identified and censured just before.

Here we have an outstanding example of people unable to realize that they are working with inadequate tools that will not cope with reality when they try to master and understand social life today. Such a situation, where the tools are inadequate even as people make world history, is something we come across wherever we go. And if people were able to see through what is happening here, they would be able to see deeply into the deeper causes of the phrase mongering that goes on at present, reasons that are generally not apparent to the world today.

Economic structures cannot be understood if we use natural scientific concepts — whether gained from Darwinism or Newtonism — for these only apply to the facts of nature. Instead, we must move on to other concepts.

I can only characterize these other concepts by saying that they must rest on if not perhaps a clear idea, then at least a feeling of entering wholly into the social structure, so that ideas come up that belong to life in images. It needs the help of image-based ideas to get a picture of a real social structure that exists in one place or another. Otherwise we only get abstractions of no value that have no substance to them.

We no longer create myths today. But the power to create myths was an impulse in the human soul that went beyond everyday reality. Today, people must take the same inner impulse which our forebears used to create myths; they created, if I may put it like this, images of a spiritual reality out of powers of imagination that related to that reality; we must have ideas in images of economic systems. We cannot create myths, but need to be able to see the geographical and other situations of the terrain together with the given character of people, the needs of people, in such a way that they are seen together with the same power that was formerly used to create myths, a power that is alive and active in the spiritual sphere as the power to form images and which is also reflected in the economic structure.

A second sphere in social life is the moral structure and the moral impulse that lives in a totality. Again we go down into all kinds of unconscious spheres to investigate the impulses revealed in human moral aspirations — moral in the widest possible sense. Anyone wishing to intervene in this, be it as a statesman, be it as a parliamentarian, or also as the head of some firm who wants to take a leading role, will only understand the structure if he is able to master it with concepts that have at least a basis in insights gained through inspiration.

This is even more necessary today than people tend to think; intervening in this social aspect in so far as moral impulses are involved. These moral impulses need to be studied truthfully and in real terms, just as the impulses of organic life cannot be invented but have to be studied by considering the organism itself. If people were to think up concepts about lion nature, cat nature, or hedgehog nature, if you will, the way they think up concepts in thinking up Marxism today, or other socialist theories, and failed to study nature in reality, and if they were to construct purely a-priori concepts of animal nature, they would arrive at strange theories about the animal organization.

The important point is that the social organism also has to be studied in absolutely real terms where moral principles in the widest sense are involved. The forces of need that human beings bring into play — they, too, are moral powers in the wider sense — can only be mastered if we investigate the real social organism on the basis of ideas that have their roots in the inspired world, even if these ideas are only dimly apparent. Today we are still a long way away from such a way of thinking!

In the science of the spirit one comes to study the nature of the impulses that live among the people in Central Europe, Western Europe or Eastern Europe in real terms and in detail. One comes to see in very real terms how the different inner impulses arising from the social organism are just as real and well-founded as the impulses that arise from the physical organism. One comes to see that the way nations live together is also connected with these impulses that can be studied from deep down. In the science of the spirit one finds that the structure of the soul differs greatly between the West and the East of Europe, and one comes to know that such a structure must become part of the whole of European life. Let me remind you that I have been talking about the different soul structures that underlie European social life for decades, speaking out of purely spiritual scientific ideas.^[89] The discoveries made in the science of the spirit are confirmed by people with empirical knowledge who know the reality of life. Look in yesterday's and today's issues of the Nene Zürcher Zeitung [major Swiss paper] for what is said there about the soul of the Russian people and Russian ideals, taking a Dostoevskyan view.^[90] There you have complete proof — I can only refer you to this, time being too short for a detailed description — in observations made in an outer way of a result arising very evidently from something that has been put forward for years in the science of the spirit.

You then come to study social impulses and energies in real life. As it is impossible to master life with concepts far removed from reality, this life gets on top of people. They no longer know how to encompass life with concepts as abstract as those used in the sphere of natural science. These prove inadequate in the social sphere. This life, which is surging and billowing deeper down and has not been grasped in conscious awareness, has therefore brought about the catastrophic events we are now going through in such a terrible way.

A third sphere we meet in social life is the one we call the life of rights. Essentially the social structure of any body is made up of economic life, moral life and the life of rights. All these terms must be taken in the spiritual sense, however. Economic life can only be studied in a real sense if we think in images; moral life and its true content can only be studied with the help of inspired ideas; the life of rights can only be understood with the help of intuitive ideas, and these, too, must be gained from full and absolute reality.

We can thus see how the insights sought into nonphysical aspects with the science of the spirit apply to different spheres of social life. In the field of education, too, which essentially is part of the social sphere, fruitful concepts will only arise if we are able to develop image-based concepts so that we may see life which is as yet unformed in images that arise in us — not in the abstract terms that are so common in education today but on the basis of genuine vision in images — and also guide it on that basis.

The life of rights, concepts in the sphere of rights — just think how much has been written and said about this in recent times. Basically, however, people have no really clear idea of even the simplest concepts in the sphere of rights. Here, too, we merely need to consider the efforts of people who want to work entirely out of a training in the natural sciences, Fritz Mauthner, for instance, author of the highly interesting dictionary of philosophy.^[91] Read the entry on law, penal law or, in short, everything connected with this, and you'll see that he dissolves all known ideas and concepts, and also existing institutions, showing that there is no possibility whatsoever, nor ability, to put anything in their place. It will only be possible to put something in their place if people look for what they are seeking in the structure of rights in the world that is the very foundation of social structures, a world open only to intuitive perception.

Here in Zurich I am able to refer to a work in which the author, Dr Roman Boos, has made a start with looking at the sphere of rights in this way.^[92] An excellent beginning has been made in basing real issues in the sphere of rights on the situations pertaining to the structure of rights and the social structure and arriving at realistic ideas concerning individual details in the sphere of rights. Study such a work and you will see what is meant when we demand that social life as a life of rights should be studied in a realistic and not an abstract way, developing our ideas about it in real terms, encompassing it with concepts that relate to reality. It is of course harder to do than if we construct utopian programmes and utopian government structures. For it means that the whole human being has to be considered and one must truly have a sense of what is real.

I have made the concept of freedom the fundamental one in order to show that although we are looking for laws pertaining to the world of the spirit, the concept of freedom is wholly valid in the science of the spirit. It will not be easy, however, to study these things in real terms. For we then come above all to realize the complexity of reality, which cannot be encompassed in one-sided concepts that are like stakes put in the ground here or there. One realizes that as soon as we go beyond the individual person we must encompass this reality in concepts that are like the concepts used in the science of the spirit which I have described in these lectures.

Let me give you a powerful example. People like to live with biased ideas, concepts gained in their habitual way of thinking. When the first railway was built in Central Europe, a body of medical men — learned people, therefore — was also consulted. This has been documented, though it may sound like a children's tale. The doctors found that no railway should be built, since it would cause damage to people's nervous systems. And if people insisted after all on having railways, one should at least put high board fences on either side of the railway lines so that people would not get concussion when a train went past.^[93] This expert opinion from the first half of the 19th century was based on the habitual way of thinking at that time. Today we may find it easy to laugh about such a biased opinion; for those learned gentlemen were, of course, wrong. Developments have overtaken them. Progress will overtake many things which 'esteemed gentlemen' consider to be right.

There is, however, another question, strange though it may seem. Were those learned gentlemen simply wrong? It only seems so. They were certainly wrong in one respect, but they were not simply wrong. Anyone who has a feeling for the more subtle things in the development of human nature will know that the development of railways does in a strange way relate to the development of some phenomena of nervousness which people suffer at present. Such a person will know that whilst it may not be as radical as those learned gentlemen put it, the trend of their opinion was partly right. Anyone who truly has a feeling for the differentiated nature of life, for the difference between our life today and life at the turn of the 18th to 19th century will know that railways did cause nervousness, so that the learned doctors were right in some respect.

The idea of 'right' and 'wrong', which is still applicable to some natural event or some natural human phenomenon, does not apply when it comes to the social structure. Here it is necessary for a person to develop a faculty for more comprehensive ideas by training his inner abilities in a wholly different way. Those ideas need to encompass a social life that goes far beyond anything which one-sidedly abstract ideas taken from natural science — and they have to be abstract — are able to encompass.

Time being short, I have of course only been able to give brief indications that the sphere of social science, of economics, of social morality in the widest sense, law and everything connected with it, will only be mastered when people overcome the laziness which is such an obstacle today. For essentially it is laziness and a fear of genuine ways that lead to insight which prevent people from looking at the world in the light of spiritual science.

In spite of being permitted to give a course of four lectures, I have of course only been able to refer briefly to some things. I am fully aware that I could only give some initial ideas. It also was merely my intention to make the connection to the individual sciences known today in form of initial ideas. I know that many objections can be raised, and am thoroughly familiar with the objections that may be raised. Anyone who bases himself on the science of the spirit must always raise all possible objections for himself at every step, for it is only by measuring his insights against the objections that one truly develops from the depths of the soul the potential vision in the spirit that can cope with reality.

Yet though I am aware how imperfect the ideas I have presented have been — it would need many weeks to give all the details which I was able merely to refer to briefly as results — perhaps I may think after all that I have given some idea in at least one direction, and that is that spiritual science has nothing to do with stirring things up because one has some abstract ideal or other. It is a field of research which the progress of human evolution actually demands at this time. Someone who is working in this field of investigation and truly understands its impulses will know that it is exactly the areas that are demanded in the present time — like the field of psychoanalysis of which I spoke — which show, if truly penetrated, that they can in fact only come fully into their own if illuminated by what we are here calling spiritual science with an anthroposophical orientation. I wanted to show that this is not something dependent on sudden whims or vague mysticism but is pursued in all seriousness by people who are serious investigators, at least in their intentions. I therefore presented a number instances to show that current scientific thinking can gain a great deal from the science of the spirit which we have today.

I do not believe this science of the spirit to be something completely new. We need go back no further than Goethe to find the elementary beginnings in his theory of metamorphosis. These merely need to be developed further in the science of the spirit — though not with abstract, logical scientific hypotheses. They need to be developed in a way that is full of life.

As I myself have been working with the further development of the Goethean approach for more than 30 years, I privately like to refer to the approach called spiritual science with anthroposophical orientation as Goethe's approach taken further. If it were entirely my own choice, I'd like to call the building in Dornach which is dedicated to this approach a Goetheanum,^[94] to indicate that this spiritual science with anthroposophical orientation is not something new suddenly emerging into the light of day as something arbitrarily developed from a single case but something which the spirit of our age is calling for and also the spirit of human evolution as a whole.

It is my belief that people who have gone along with the spirit in human evolution have in their best endeavours at all times pointed to the principle which must today show itself as the fruits and flowers of scientific endeavour so that genuine, serious insight into the life of the spirit may be established. This must be done with the same seriousness and integrity which has also be brought to the development of natural science in recent centuries and especially in more recent times, a science which those working in the science of the spirit do not reject or denigrate.

My aim in giving these lectures has not been to fight other sciences or go against them in any way, but to show — as I said in my introduction — that I appreciate them. I believe they are great not only in what they are today but also in what may still develop. In my view it shows greater appreciation of natural scientific and other modern ways of thinking if one does not merely stay at the point where one is, but believes that if we enter wholly into everything that is good in the different fields of science, this will not only permit the logical development of some philosophy or other which then does not take us further than what already exists in its basic premises, but will be able to bring forth something that is alive. Spiritual science with anthroposophical orientation wants to be something which thus has life and is not merely based on logical conclusions.

Questions and answers

From the question and answer session^[95] which followed the lecture given in Zurich on 14 November 1917

Question. How does the lecturer explain the process of forgetting?

Well, this is something that can be dealt with briefly. The process of forgetting essentially is due to the fact that the process I referred to as running parallel to the forming of ideas and on which memory depends has a phase of ascent and one of descent. To be more easily understood I might mention that a process which is not the same, but exemplifies the process we are considering, was something Goethe called the 'fading away of sensory perceptions'. This fading away of sensory perceptions — when a sensory perception has come to an end, the effect of it is still there but fading — is not the process on which forgetting is based, but it helps to clarify the situation. It is exemplary, as it were, of the whole process which occurs there. Let me emphasize that I see this as a process which is mental and physical and not physiological, though it does extend into the physiological aspect. You will find more details about this in my books. But this process, too, has a phase when the effect dies down, and that is the basis of forgetting. The ascending phase is the basis of remembering, and the descending phase of forgetting. The process of forgetting is not all that surprising, I would say, if one takes the view of remembering which I have been presenting.

Question. What does it mean if someone never dreams, or is never aware of his dreams? How should we consider this phenomenon in psychological and anthroposophical terms respectively, that is, how does such a person differ from others in mind and spirit?

This is quite a problematical issue. It is easy for people to say that they never dream, but it is not really the case. What we have here is a certain weakness relating to the subconscious processes that give rise to dreaming. This weakness means a person is unable to bring up from the subconscious what is meant to be read from this subconscious, as I put it metaphorically. Everyone dreams. But just as there are other weaknesses, so some people are in a condition where it is impossible to bring their dreams up to conscious awareness. This weakness should not, however, be regarded the way we may regard an organic weakness, say. It can easily arise if the mind is outstanding in some other area. Thus we are told that Lessing never dreamt. In his case this would have been due to the fact that his was an eminently critical mind. By concentrating his powers as strongly as we know him to have done, thus using them in one aspect of his inner nature, Lessing weakened them in another area. We therefore should not see this weakness as something really bad; it may have to do with strengths in other areas.

To interpret such a thing 'psychologically' and 'anthroposophically' is, of course, one and the same thing for a spiritual scientist. It cannot even be said that someone with a certain weakness in bringing dreams to mind would also have a weakness, for example, relating to processes that are part of imaginative perception. This need not be the case at all. Someone may not have much of a gift for what is ordinarily called dreaming, and yet develop powers of imaginative perception and so on by using the methods I have given in my books, especially in Knowledge of the Higher Worlds. It may be the case that when he now uses his powers specifically for imaginative perception of the world, in full conscious awareness, to look into the world of the spirit — we might say clairvoyant insight if the term can be used without prejudice — this may actually suppress ordinary dreaming, though the reverse may also be the case.

I know a great number of people who use the exercises described in Knowledge of the Higher Worlds in their souls and experience a transformation in the life of dreams, which is also described in the book. Ordinary dream life is vague in its contents. It changes strangely under the influence of awakening imaginative perception.

The inability to bring dreams to mind thus points to nothing more than a partial weakness in someone's nature, and this should be regarded in the same way as when someone has strong muscles in another sphere, and someone else's muscles are weaker. It is something that lies entirely in the nuances of the way in which people are constituted.

5
Can a method of gaining insight into spheres beyond the sense-perceptible world be given a scientific basis?

8 October 1918, Zurich

When it comes to the life of mind and spirit, people often think they can learn something from philosophers. Richard Wahle, an official representative of modern philosophy, has said something rather strange about philosophy, and not only modern philosophy but also the philosophy of earlier times. He said that earlier philosophers were like people owning restaurants where various chefs and waiters produced and presented unwholesome dishes. Modern philosophy, he said, was like a restaurant where chefs and waiters were standing about uselessly and no longer producing anything useful at all.^[96] By 'chefs and waiters' Richard Wahle meant philosophers.

This is certainly a strange thing to say. In a sense, however, it was made in the state of mind which exists in our present time. Of course, we don't have to be so naive as to think that the public at large would always follow or listen to the views of isolated prophets and reflective philosophers. The significance of what philosophers are telling us lies in another area. We must take what they say as symptomatic. In a sense, though in a special sense, it arises from the general state of mind in a given age. And the impulses that are behind their statements lie in the subconscious souls of people in any given time period. Their philosophies develop on this basis.

In our present enquiry into the life which we live in mind and spirit it should also be possible to look at things differently from the way one would from certain natural scientific points of view. We should be under no illusion in this respect. The situation is that everything newly discovered, or of which people think that it might be found in the great philosophical questions, is considered from the natural scientific point of view by the world at large, at least at the sentient level. Even the things that well forth from the deepest depths of humanity's ethical and religious life have to have their own justification, as it were, before the natural scientific way of thinking today. In a philosophy where insights are sought beyond the sphere of the senses we must therefore above all always consider the scientific requirements of natural science as it is today. But it is exactly here that confusion and misunderstanding arise only too easily, we might even say naturally, with regard to what is meant here by a science of the spirit with anthroposophical orientation.

I would therefore like to begin this course of lectures by attempting to present the scientific foundations — at least in general terms — for the higher insights sought in this anthroposophy. I am afraid I have to ask your forgiveness especially for today's lecture which will of necessity be less popular than the three that are to follow. Some of the things I'll have to say today may sound rather abstract, although they are perfectly real experiences for anyone who works with this particular science of the spirit. Nor will it be possible to characterize every detail of the way in which proofs that will stand up to natural scientific scrutiny have to be found in the present time. The lectures that follow will have to provide individual evidence, especially also with reference to the element of proof in the science of spirit.

Misunderstanding arises above all because investigators and thinkers committed to natural science, and people who imagine they are creating a philosophy based on natural science for themselves in a popular way, tend to think that anthroposophy is in opposition to natural science. I will try and show that the science of the spirit which is meant here is not only not in opposition to natural science but rather pursues the aims of natural science itself, right to its ultimate consequences, taking the spirit of the method of proving things that is used in natural science further than people do in natural science itself.

Another objection that may easily come up, again is, I would say, the objection people will naturally raise when they confuse higher perceptive vision with all kinds of old-established traditions. This tends to come from people who only learn about these things superficially and from the outside, indeed from a long way outside. People will say that what one has in the science of the spirit are all sorts of mystic, that is — to their thinking — dark and unclear, notions and ideas that do not come from the part of the inner life where mature scientific thinking has its foundation. This is another objection which I need not deal with directly. It will have to disappear of its own accord when I am going to show where the starting point for the spiritual investigations under discussion lies, initially in the full inner life.

Spiritual science with an anthroposophical orientation must start from two things that need to be deeply rooted in the inner life. The first is a living experience that we can have especially in the study of nature, the rightly understood observation of nature. If you enter closely into the living inner experiences which the observation of nature engenders in the human being, and the simple demands it makes, you will find that on the one hand it makes good sense to talk about limits set to all insight into nature, whilst on the other hand it loses itself completely in misunderstandings. If we approach modern scientific thinking in a non-theoretical way, not with a belief in specific dogmas but in a state of soul that is really sound, if we come alive in our scientific thinking as we observe nature, with direct perception of natural phenomena and objects, we will realize that this modern science, and indeed any insight into nature, must come up against particular limits. The question merely is if these limits to scientific insights are also limits to human knowledge and insight altogether. Anyone who does not see things rightly on this point will be able to raise all kinds of objections, especially to spiritual investigation.

The task I want to set myself today is to show that although this spiritual science is intended to be the basis for a popular philosophy for everyone, whatever their level of education, it was necessary, before it was established, to give serious consideration to all questions concerning the limits of philosophy and natural science. Having set this task for myself, as I said, I must also specifically consider the questions as to the limits of scientific knowledge that arise in direct living experience when working with natural science, doing so in a seemingly abstract way.

Observing nature we arrive at certain assumptions and these evoke ideas where we have to say: Here are the corner posts of natural scientific investigation; here we can go no further, here we cannot enter wholly into the phenomena with our thinking, here limits are indeed set to our insight. I could mention many natural scientific concepts that mark the boundaries of knowledge. However, we merely need to take the most commonplace natural scientific ideas and we will find that they are too dense, as it were, so that the questing human mind is unable to penetrate directly into what we have there. We need take only two ideas, for instance — the idea of energy and the idea of matter. We look in vain for clear mathematical concepts concerning the nature of energy and above all also of matter if we base ourselves strictly on observation of the natural world. When we come up against obstacles such as energy and matter, for instance, as we study and observe nature, we get the impression — though in a somewhat different way, in fact a radically different way from that of Kantianism — that such obstacles are met due to our human nature itself. We feel inclined not to investigate the world outside but above all to ask, with regard to these questions: How is the human being constituted? How does it come to be due to our human nature itself that we have to come up against such obstacles when observing nature?

We then investigate — as I said, I am characterizing the route taken for conclusive evidence — what it is in the human soul that makes us come up against such limits. And you will find that there are indeed powers in the soul which prevent us from entering wholly into energy and matter, for instance, when seeking insight through thinking. The moment we truly want to enter wholly into them, the constitution of our own psyche prevents us from going all the way in our thinking. We need other powers of soul to take in such things as energy and matter and to unite with them. We need to bring in our sentient faculties, views, something related to feeling that cannot be reached in the immediate light of thought in our thinking. You then feel, in an immediate and living way, that this transition from thinking to dim feeling sets the limits for gaining ideas in natural science.

We ask ourselves: How do those powers of soul benefit us by preventing us, as human beings who want to live in a healthy way in our human existence from birth to death, from going beyond the limits set in natural science?

When we consider the character of those powers of soul we gain the impression that they are truly important and significant. Anyone wishing to be a spiritual investigator must get accustomed to making observations in the inner soul. With immediate observation in the soul we can perceive that the powers that do not allow us to penetrate energy and matter are powers that give us human beings the capacity to love others in the world.

Let us consider the nature of love. Let us try and penetrate the constitution of the psyche so that we may come to know the powers that give us the capacity for love. We find them to be the powers that do not allow us to enter fully with mere thinking, with cold observation, into comer posts of natural scientific investigation such as energy, matter and many other things. We would need to be very differently constituted than the way we are as human beings. We would be bound, as human beings, to have no ability to develop love for other human beings, for other entities, if it were not for those limits set to natural science. It is because of our capacity for love that we must inevitably reach our limits in natural science. Someone with insight can see this immediately in connection with natural science.

Then an epistemology arises which is much more alive than the abstract Kantian epistemology. Having gained this insight we look at the world and human insight into nature in a new and different way. We then say to ourselves: What would become of human beings if they did not have limits set to their natural science? They would be cold and without love! This is the first living experience that has to come for the spiritual investigator.

A second one must come with regard to mysticism. Just as on the one hand he turns to natural science in order to pursue natural science and the observation of nature in the right sense, and comes to realize why this observation of nature has limits, so he turns on the other hand to mysticism, not to make biased judgements about it but to gain living experience from it and to be able to ask himself in a truly living way: Is it perhaps possible gain through mysticism what cannot be gained through natural science — a sphere that lies beyond the limits of sensory observation? Can we enter wholly into our own selves — which is the way of mysticism — and come closer to the riddles of non-physical existence?

The spiritual investigator then discovers that there, too, a significant limit is set to human insight and perception. The inner way which exists to take human beings into the depths of the psyche does offer beatitudes; it also offers something like a prospect of uniting with the spiritual powers of cosmic existence. A spiritual investigator must, however, follow mystic experiences without bias. He will then find that his way cannot be that of ordinary mysticism, for above all such mysticism does not provide enlightenment on the essential nature of the human being as such. Why not? Entering wholly into our own inner life in the mystic way we find that certain powers strike back, I would say. We cannot go down. And someone who pursues observation in the psyche as seriously as one does in the science of the spirit of which we are speaking will be more critical in his approach than is the ordinary mystic. An ordinary mystic will very often believe that when he goes down into the depths of the soul he will find something that shines into those depths from a higher world, just like that, as one follows the way of ordinary mystic clairvoyance. A spiritual investigator who has developed a critical approach will know how memories, events that we recall, are always transformed in the ordinary life of the mind, and that these things are active and alive. People think that this element which bubbles up from remembrance of events is something that is not our own, something that takes us into a higher world as we pursue the mystic way. Spiritual research teaches us to perceive very well that essentially everything we meet as we go down there is our own life and activity. This has, however, had to go through many changes, so that we do not recognize things we have lived through years earlier. They appear in a different form. People imagine them to be original events. The potential for self deception in this area is enormous.

When a true spiritual scientist investigates this approach he finds that he recognizes and respects limits in the mystic approach just as much as in the natural scientific approach. And again he would ask himself: What prevents us from going down into the depths of our own souls, making us unable to gain insight into ourselves by using the mystic approach? One finds that if we were able to gain such insight with this approach, if ordinary mysticism was not almost always delusion, if we were to find our own eternal nature by using the approach of ordinary mysticism, we would not have the human capacity for remembering things. The element in us which enables us to remember things, something with a certain power of striking back in us which holds the memories of past events, prevents us from penetrating to those depths with the powers of a mystic. We need the ability to remember for a healthy life on this earth, from birth to death, and mysticism therefore cannot be the true approach to investigation in the search for self knowledge.

The spiritual investigator must therefore find the limits set in mysticism, and these exist in the place where human powers of memory well up. Just as it is true that we would not be human without the ability to remember and the ability to love, so it is true that, our organization being the way it is, we cannot find the supersensible that lies beyond the limit set to natural science in our ordinary conscious state of mind, nor can we find it by entering deeply into our own nature in the way of a mystic.

In the spiritual investigation with anthroposophical orientation of which we are speaking, we therefore look for the way that shows itself when we have lived through everything we are able to gain for the soul's constitution from these two experiences. These spur us on, and when they enter into the soul they urge it to observe. Initially the discovery made in the direction of insight into the natural world makes us ask ourselves: What is the situation in our dealings with nature? What is the essential nature of our insight into nature? Anyone who gains a clear, unbiased picture of this insight into nature will find that it arises when in our thinking we perceive what our senses are sending out in a living way towards existing nature. Wanting to gain insight we do not simply take existing nature as it is but penetrate it with our thoughts. We have a feeling of immediate justification in thus summing up our insights into nature in our thinking because the laws that govern events in nature shine out for us. We then have an immediate justifiable awareness that we are in a world that somehow is. In our perceptions we feel ourselves, too, to be entities that are in existence.

Philosophically speaking, it would be possible to raise many objections to this statement. However, it is not meant to apply beyond wider limits than those which arise if one wants to say nothing more than what a person experiences as he perceives nature in a thinking way.

The situation changes when we move away from sensory perception. It is something we do as human beings. We do not only perceive things through the senses but sometimes leave sensory perception aside. We are then reflecting, as we put it, taking our thoughts further. We live in an age where taking our thoughts further in this way, thinking without sensory perception, cannot be specifically developed on the basis of the kind of thinking that we can discipline ourselves to develop in the strict way of natural science. I am now speaking especially of a reflective way of thinking that has not arisen in an arbitrary way but arises exactly for someone who has accustomed himself to strict natural scientific observation of nature and to thinking those observations through. I am speaking of the kind of thinking in which we can train ourselves by means of natural scientific observation which is then taken further in reflection. It is a thinking that comes when we withdraw from observation but do so in full conscious awareness, and then also again look at whatever observation of the natural world gives us. This is the kind of thinking I mean. When you really enter into the nature of spiritual investigation with this way of thinking — in spiritual science everything is based on observation — an experience comes of which nothing less can be said but that people have had the wrong idea about it for centuries. An erroneous and therefore disastrous view about the experience one has to establish in the more recent spiritual science has arisen particularly among the most outstanding and astute philosophical minds.

To show what I mean let me refer to a philosopher of glorious eminence, Descartes,^[97] the founder of modern philosophy. His philosophy had the same basis as that of Augustine.^[98] Both thinkers found thinking itself to be the great riddle of existence. The world perceived by the senses was full of uncertainties to them, but they believed that if they saw themselves immediately as souls, as human beings, in thinking, there could be no uncertainty in what arose in their thinking. If one saw oneself as thinking, even if doubting everything, if thinking was nothing but doubt and one had to say: I doubt in my thinking — then the philosophers thought, one is in that doubt. And they established the thesis which shines out like a beacon, I would say, through the ages: 'I think, therefore I am.'

In the light of the immediate experience of genuine thinking which has been developed in the natural scientific discipline, nothing can be further from the truth than this. Anyone using the strictest form of thinking learned in natural science has to arrive at a different thesis: 'I think' — and this refers specifically to thinking where one has withdrawn from the outside world — 'and therefore I am not.' Any genuine position taken with regard to the spiritual world begins with realization of the truth that we get to know our non-existence as soul entities, the essential nature of our self, in so far as soon as we move to a thinking that is wholly abstracted we are not.

The spiritual science of which I am speaking has a problem in finding its way to human hearts and minds because it does make strange demands on people. If one were to ask people to continue along familiar lines, saying that awakening could come if one continued in the way that one had started, that riddles of supersensible insight would be solved — if that were the prospect offered, then things would be easy, considering the thinking habits of many people today. But this science of the spirit demands a change to a wholly scientific approach, and this would arise from the immediate living experience gained in an unbiased state of mind.

We now need to consider how the thesis 'I think, therefore I am not' can be established. For this, we energetically pursue in the science of the spirit the kind of thinking that leads to the erroneous thesis 'I think, therefore I am' (cogito, ergo sum). It would be as if we were attaining to thought and then not going any further. In the science of the spirit we cannot simply stop at thinking. Our thinking must be strengthened; we have to apply an inner activity to our thinking which may be called 'meditation'.

What is this meditation? It is a strengthening rather than a deepening of our thinking. Certain thoughts are brought to mind again and again until they have given our thinking so much inner density that thinking is not just thinking but becomes an event we experience like any other living experience that is more powerful than mere abstract thinking. That is meditation. Meditation calls for considerable effort. Depending on their individual disposition, people have to make great efforts, more or less, for months, years or even longer. The living experience of which I am speaking can, however, arise for everyone. It should provide the basis for spiritual investigation. It is not something arising from the living experience of the chosen few but something everyone can achieve. If we strengthen thinking in isolation, abstracted from sensory perception, it comes alive as much as do the events that happen in metabolism, for example.

Again we have a surprising result, but a result that can present itself to the soul in sensory experience as clearly as do the plant cells which a botanist sees so clearly as he studies them under the microscope. It is, however, an unusual experience which we then have in our thinking. This inner experience, the inner state of soul which we gain when we strengthen our thinking, can only be compared to the sensation of hunger. This may sound strange and surprising, but it may be compared to a feeling of hunger, though it does not show itself in the way hunger does when we are in need of nourishment. It is a feeling which is above all limited to the human head organization. But it is only this which will show us how the human bodily organization relates to thinking. Anyone who does not have this experience may have all kinds of strange ideas about the way human thinking relates to the human body. Someone who does have it will never say: 'This human body produces thinking,' for — and the fact is evident — this human body does not have the impulses in its generative powers that give rise to thinking. Destructive processes happen in the body when we think, as destructive, I would say, as those which happen when we get hungry and body substance is broken down and destroyed. It has thus been rather strange that people whose thinking is more or less materialistic or mechanistic have arrived at the idea that the body gives rise to our thinking. It no more gives rise to it than do the powers that are its generative powers, powers that constitute the human being. If thinking is to happen, therefore, destruction must happen, as in the case of hunger.

We must come to this surprising experience and only then will we essentially know what thinking is. We then know that thinking is not the unfolding of a reality of soul that may be compared with the outer reality perceived by the senses but that on entering into our own organization in our thinking we are entering into its non-real aspect and we cease to be as we enter into our thinking.

Then the big, anxious question arises: How do we go on from here? The science of the spirit does not give you theoretical points in investigation but points of living experience, points that challenge you to continue your investigations with all the strength of living experience. No one will be able to penetrate into the world of the spirit in the right sense who has not had the living experience of which I have been speaking and who has not convinced himself that in thinking we enter into non-being: 'I think, therefore I am not.'

Gaining insight into the world of nature thus has a remarkable result. We are unable to gain such insight without thinking. And so it is that something which presents itself to us as being in existence in a truly robust way, I might say, tells us of the non-existence of this, our own soul nature. When I come to speak of psychology the day after tomorrow, this line of thought will be taken further in a popular form. At present I have to refer to something that shows the same thing from the other side: I am not and I perceive that when I am thinking I am not in my thinking, that another experience is coming to meet this experience from a completely different side in the human soul. It comes to meet it in so far as something exists for the unbiased observer of soul that is not accessible to any form of thinking. Anyone who considers the history of philosophy with sound common sense, considering those who have seriously taken up the enigmas of human insight and life, will find that there is always and everywhere something in the life of the human soul where one has to say to oneself: However great your acuity may be as you apply perceptiveness trained in the natural scientific discipline, you cannot gain insight into anything that lies in your will.

The enigma to which I am referring is usually hidden because people will enumerate all the problems connected with the idea of free will. Schopenhauer, who showed great acuity in some respects but always went only halfway or just a quarter of the way, pushed the forming of ideas, which has to do with thinking, to one side and the will to the other. He failed to give sufficient consideration to the experience which the human psyche has with the will, for our thinking always fights shy of the will. We simply cannot get to it. There is, however, one thing in human life — this is apparent if we are wholly objective and unbiased in observing the psyche — where the will impulses rush up into the life of the psyche exactly at a time when it has nothing to do with the kind of thinking that develops in observing the natural world. We might say that the thinking gained from observing the natural world and the thinking that comes from the will cannot come together in the ordinary life of the mind; the chemistry is wrong. These two avoid one another — thinking in terms of the natural world and everything that comes from the will.

Because of this we perceive two completely separate spheres in the psyche — on the one hand our thinking, and especially reflective thinking in full conscious awareness; on the other hand the billows that rise up into the life of the psyche from unknown depths, coming from the will. We'll consider those depths shortly. The billows that come up when the fully conscious thinking gained from the study of nature fades away play into our inner life in form of dreams when we are asleep. We discover that the dream images that rise up in the inner life and truly have nothing to do with the conscious mind, creating images as if by magic that exclude fully conscious thinking, come from the regions where the will, which also cannot be grasped, rises in depths where the human being lives together with nature.

You might well say: You want to take us into the realm of dreams in a highly unsatisfactory way, Mr Spiritual Scientist! Yes, the sphere of dreams in indeed mysterious, and anyone who approaches it in a truly sound spirit of investigation will find vast numbers of things. Yet it is also a sphere which attracts people who want to find their way to the higher world as charlatans or in a superstitious way. Caution is therefore indicated. Above all it has to be said that anyone investigating the world of dreams with reference to the content of dreams is going in entirely the wrong direction. Many people are doing this today. Whole trends in science have thus been developed using inadequate means. If you study the life of dreams with reference to their content, careful observation must inevitably show that something happens between going to sleep and waking up, when fully conscious thinking falls silent. We cannot say if it is in the human being or in the world outside, but something happens and this rises up in dreams. People cannot, however, immediately say what it is that is happening. Sometimes it does not even come to conscious awareness. Without knowing it, you clothe something that does not come to conscious awareness in memories, reminiscences from everyday life in the conscious mind, memory images you can always find if you look with sufficient care and attention. Someone who wants to gain something from the content of dreams, either by wishing for a dream or by recall, is therefore always following the wrong track. It cannot be a matter of wanting to investigate something that corresponds to the content of dreams. The content of dreams really tells us no more about dreams than a child tells us when he wants to say something about the natural world. Just as we do not turn to a child's mind when we want to find the explanation for something in nature, so we also cannot turn to what dreams tell us if we want to explore the region that is active and coming into its own beneath the surface of the dream.

Approaches to gaining knowledge existed in earlier times of human evolution that can no longer be considered valid in the present age of natural science, possibilities of learning something of the world's secrets from the content of dream life. Those times have passed, however. I will have something to say about this in the later lectures. Today, someone who has disciplined his thinking by the methods used to observe nature will specifically need to bring the kind of inner experience to mind which we have in our dreams.

Just as enlightenment on reflective thinking can only be gained by meditation, so this enlightenment on the state of soul in which we are in our dreams is only gained by means of a specific activity in spiritual investigation. Just as we may call the other method meditation, so we may call this one contemplation. It is important to ignore all content of dream life, but try and experience inwardly how we are in the life of our dreams, how we then relate to the senses and their development, having on the one hand come free of the senses, but still having a specific connection with life in the senses, and how there is a specific connection with the whole of our inner organic nature. This strange activity and life of dreams can only be experienced if we try, privily, to go consciously in our mind through something that otherwise happens unconsciously in our dreams.

The question now arises as to why so little of this happens in the ordinary life of the conscious mind. There human beings do not give themselves to such an experience of dream life. Quite the contrary, with the aid of subconscious powers they erroneously cover their dream experience over with all kinds of reminiscences and memories of life. If we begin to enter truly into the subtle activity in which we find ourselves when we dream, doing so contemplatively and in conscious awareness, we find ourselves in a different life experience. This is much lighter, not as heavy as our experience when we move and act in the natural world around us. Getting to know this life, we also learn to answer the question as to why human beings cover dream life over with all kinds of images taken from life, why they make wrong interpretations, and would rather accept wrong ideas about dreams than truly enter into the activity of dreams. We come to realize that in this dream life the whole constitution of our life relates to sleep, and this is in exactly the same way as with meditation we have come to know what happens in the organism when we are thinking.

You come to realize that the human being does not want an unconscious feeling of antipathy to come up from certain subterranean depths with which he is connected. The dream impulse impinges on our soul nature and in doing so induces a subconscious feeling of antipathy in the soul. We might say that initially this is a feeling — this may sound strange but it is true — of surfeit which may be compared to the repugnance one has when there is a surfeit. People will not allow certain unconscious impulses of such antipathy to come up, suppressing them with images which they take from their own inner life and use to cover up their dream level of consciousness. We can only overcome the element which initially makes itself known there in feelings of antipathy, we can only learn to find the right attitude to this, if we use the state of soul which we have brought about by meditation on the one hand and by the contemplation I have just described on the other, to connect our thinking, of which we have truly perceived that it takes us into nothingness, with the element against which we first of all have that unconscious antipathy. These two things can be linked — thinking of which we have to say: 'I think, therefore I am not' which cannot enter into an inner soul experience that would be similar to the outside world perceived through the senses; this enters into the inner experience we gain when we first of all learn to overcome the antipathy I have described. Someone able to connect these two things — the antipathy which is felt and therefore covered over with dreams, and the element experienced in a hunger, a subconscious sympathy with something which we shall not get to know unless we get to know contemplation — is in the supersensible world. He will find the supersensible world through thinking, a thinking that initially took him to fearful cliffs, seeming to cast him down to the abyss of nonexistence, with the thinking in full conscious awareness which has been developed in modern science itself, and in the forming of ideas from which human beings shy away so much that they will cover them up with dreams. The way into the supersensible world is thus closely connected, as you can see, with inner experiences of the soul that we merely have to look for in the nature of the human organization itself. You see, they do seem to be far removed from what one would usually expect today. Think of the disappointments people have to go through especially in our present time with regard to their expectations. Who would have expected before 1914 the events which now affect the whole world?

The science of the spirit calls for a degree of inner courage, of the will to have a change of heart, to consider something which addresses powers of soul that go deeper than we are used to in modern thinking. These powers will, however, fully meet the demands of modern science and do anything but take us into nebulous mysticism. If human beings learn truly to use the fully conscious thinking trained through modern science and enter into the world of which I have now been speaking, a world that is alive and active beneath the world of dreams, they will find it possible to gain a view — not a concept, but a view — of the will, free will. One must have wrestled with the problem of free will — I have shown this in my Philosophy of Spiritual Activity — and have been looking for immediate living experience of the way that hides so mysteriously behind a sphere in our inner life into which our thinking is quite evidently unable to penetrate. Having wrestled with this, you also find the way to a vision of free will. You then find the way into the world of the spirit. For the fully conscious thinking of which we speak in the science of the spirit makes it possible not to weave those childlike, erroneous images, making them into dreams that cover up an unknown reality. This thinking enters into the spiritual reality, the world of images, that lies beneath.

Images then arise that are true reflections of the supersensible world of the spirit. Dreams cast shadows from the supersensible world into the world that has nothing to do with thinking. If we penetrate a little bit below the surface we can bring the reality which truly is there beneath the surface together with fully conscious thinking. Images then arise, but these are images of supersensible reality. And our thinking, which was already threatening to take us into non-being, arises again in the supersensible world through imaginative insight into the world of the spirit as I have called it in my book Knowledge of the Higher Worlds and also in my Occult Science.

This image-based insight, which initially provides images of a supersensible world, images of the spirits and powers that are behind the world perceived through the senses — this image-based thinking is no dream. You can see that fully conscious thinking shines through it, thinking of such power that initially it admits to itself: 'I think, therefore I am not.'

In choosing to make this transition, our thinking comes from the experience of non-existence to supersensible experience of existence in the spirit. This shows itself first of all in images, or imaginations, because we go down into the will. Because we then truly get to know the world which otherwise remains subconscious, we also penetrate beyond the images. We learn to manage the images in the way in which we otherwise learn to manage our inner life. Living in mere images then opens out into a form of life which I may called inspired insight. The term may meet with objections, because people connect it with all kinds of ideas from earlier times, though, as I have shown in Knowledge of the Higher Worlds, it has nothing to do with these. The true nature of the spiritual world begins to speak in the imagination, making itself known in its immediate reality. The imaginations are first of all images; but the human soul penetrates thinking, which was just about to founder in non-existence, with will experience. Ultimately we encounter the will. In the supersensible sphere, our supersensible will comes up against the supersensible will of the spiritual worlds and entities. Inspiration, inspired insight, comes. And the whole progression of imagination and inspiration can then also come to conscious awareness. I call the raising of imagination and inspiration to conscious awareness 'true intuition'. It is not the nebulous intuition of which people tend to speak in everyday awareness, but true intuition, when one is right inside the world of the spirit.

The later lectures will be about the different things we feel with regard to the human soul, with regard to the spirits and powers that are behind the natural world, behind our social, religious and historical life. Today I would still like to answer the question as to why this science of the spirit, which according to what has been said works with the kind of proofs that demand the best possible training in modern science, proofs that are entirely on the pattern of modern science — why is it so difficult for this science of the spirit to find a home in the minds of modern people.

We have to investigate the obstacles to the science of the spirit. If we do this, we shall discover why the following question is not considered: 'How does the science of the spirit actually provide proof of supersensible insights?' You see, the way I have described the path to you, spiritual scientific investigation provides proof firstly on the basis of serious scientific thinking, and then also by a route that is wholly in continuation of the modern scientific way. In spite of this, people will find all kinds of logical reasons that sound very good indeed when they first get to know spiritual scientific investigation of the kind we are speaking of here. Especially as a spiritual investigator, you often feel real respect for the reasons given by your opponents. These opponents are not considered the least bit silly by a spiritual investigator. Nor does one in the usual sense answer those attacks with any degree of fanaticism. We respect our opponents for we often find their reasons not silly but on the contrary, perfectly intelligent. On the other hand conventional scientists may again and again raise the objection against the spiritual investigation of which we are speaking that there simply are limits set to spiritual investigation.

We have seen why there have to be limits. It is because human beings need to be capable of love and memory. Just as we alternate between waking and sleeping in life, and the one cannot exist without the other, so spiritual investigation may take its place beside natural science, beside a life that needs to have the capacity for memory and love. The reason is that firstly, spiritual investigation makes no claim on anything that can be recalled — the day after tomorrow, when we will be talking about spiritual scientific psychology, we shall see what the situation truly is with regard to memory. The discoveries made in spiritual scientific research are the only thing the human soul is able to live in without a claim being made on something that otherwise is so essential in life — the power to remember. On the other hand we have to say with regard to the capacity for love that we increase our power of love by entering more deeply into the element which otherwise rises from the subconscious rather like antipathy, and that spiritual investigation therefore does not destroy the capacity for love but rather increases it. Just as waking and sleeping can exist side by side to maintain human health, so spiritual science may take its place by the side of natural science, for the reasons I have given. In spite of this, natural scientists or people who believe in gaining their popular view of the world on the basis of natural science will always point out, as clear proof, why there have to be those limits to natural scientific insight.

We are considering the objections that are meant to defeat spiritual science as a supersensible science. When the spiritual investigator himself uses the observation of soul which is necessary in order to become aware of all the things which have been said today, when he enters into the human inner life with this self observation he will find the following. Firstly, because thinking tends to cast the human being into the abyss of non-existence — initially non-existence in relation to the outside world perceived with the senses — and because human beings have a certain horror, if I may use the term, of thus entering into thinking, in so far as this thinking gains its true form when truly entered into, people have no desire to enter truly into the nature of reflective thinking with the aid of spiritual science. They shy away from thus entering into the nature of reflective thinking. They fail to realize, however, why they shy away from it. They do so from a subconscious feeling that is no less active and which one is unable to control exactly because it is subconscious. It is a certain feeling of fear, a subconscious fear of starting from such non-existence. At its opposite pole this subconscious fear generates lack of interest in natural phenomena in its spiritual depths. People do not want to look at natural phenomena in all the places where they evidently cannot be explained out of themselves. One has to go further and find their complement in quite a different direction. Lack of interest, stopping where one should really go deeper — that is the opposite pole of the fear. Again it is a subconscious lack of interest. This, ladies and gentlemen, is the one side of it.

On the other side there is this. How should one enter into that world where one feels one is losing oneself, into the subtle activity and essence which otherwise exists in sleep, in dreams? It is a world where we are no longer standing robustly in outside nature, no longer have the robust feeling of existence which we create for ourselves in the outside world perceived through the senses. You think you are losing your equilibrium, the firm ground under your feet. You no longer have the feeling that you had in relation to the world you perceived through the senses. In some way, if one is not prepared to move on, one gets into a state of weightlessness. One feels one is losing the ground under one's feet.

Again unconscious fear arises, and this is all the more effective because people do not have conscious awareness of it. The subconscious content assumes the form of moving images, ideas, masking itself. Just as in natural life the subconscious life of the mind masks itself in dreams, so do the subconscious fear and the subconscious lack of interest mask themselves. What is there in all truth in the so-called natural scientific view of the world when people reject spiritual investigation? In truth it is a subconscious lack of interest in nature itself. This assumes the mask of all kinds of excellent hypotheses, good logical reasons, speaking of limits of knowledge; only with all this one usually fails to note the real limits to knowledge, limits that have been presented to you today. The limits of knowledge often used as reasons, wrongly, in those views, are masking a subconscious lack of interest. And the good logical reasons, which, as I said, actually have to be respected by the spiritual investigator, because everything human can indeed be understood by him; these good logical reasons which actually always show a certain acuity of intellect — they too, are masks. People need something to suppress the subconscious, so that they will not feel or sense it — fear of the element into which the science of the spirit leads, though this alone holds the truth in it; this fear prevents people from penetrating to the grounds of existence with the science of the spirit. And this fear puts on the mask in human minds of logical reasons. The best possible logical reasons are produced. We cannot say anything against their logic; they are but mask for subconscious fear.

Anyone able to see through the way in which truly excellent highly respectable logical reasons come up, the outcome in people's minds of subconscious fear, with highly respectable reasons coming up for the limits of knowledge that are said to make spiritual investigation impossible, will see the great scheme of things differently. He will see above all the problems that must arise for a spiritual investigation where the aim is something which every human being is looking for at a deeply subconscious level, as we shall see in the later lectures. The science of the spirit is already presenting this to humanity in a view of the world that can be understood and will truly satisfy humanity for the future. Problems are still arising because people persuade themselves that they have good reasons to be against the science of the spirit, because they do not admit to their fear. They say there are good reasons why limits should not be exceeded in supersensible insight, and this is because they do not admit to their lack of interest in the actual phenomena of nature.

Someone who sees through the veil that shrouds the truth will see the world in a different way. He will also see this human life in a different way. But just as it is true that at a certain time the Copernican view of the world had to take the place of an earlier one, for evolution demanded this, so must the spiritual scientific view of the world come to the fore now and for the future. It will come to the fore, in spite of the obstacles which I have characterized in depth; it will be possible for it to enter into human hearts and minds, in spite of all obstacles, as happened also with the Copernican view of the world. This is because of two evident facts which apply at the present time. On the one hand there is the fact that we have entered into the age of natural science. We shall see in the third lecture that it is exactly the more exact our knowledge of nature is and the less we limit ourselves arbitrarily to a biased view, the more will it be possible to penetrate into supersensible science. The more natural science advances beyond the limits that are still set for it today, moving towards its ideals, the more will it open for itself the gates to supersensible insight. This is the one thing.

On the other hand we only have to look at the realities of life on earth today. We only have to consider the many surprises that recent times have brought for humanity to see what the present and the future demand of the human being in so far as he wants to be simply a human being on this earth. Human beings will have to rely on their own self in a much more intensive way, seeking much more intensively to find their inner equilibrium. This inner equilibrium has much in common in the soul with the equilibrium that has to be found when thinking enters into the world from which dreams will otherwise billow up — the supersensible world. Future humanity will need much more courage, much greater fearlessness also in the social sphere, in the general life of the world. At present humanity has gone asleep in a comfortable but biased way of thinking, forming ideas and developing feelings exactly on the basis of the great advances made in technology. There is hope that the time is not far off when many hearts and minds will find the strength and ability to focus on the inner life through the science of the spirit.

The science of the spirit is not based on theories, nor on abstract ideas. It does not rest on fantasies but always on facts. Even when its prospects are considered we base ourselves on facts. Convinced that this science has evolved from a serious approach to natural science, one feels certain that the progress of natural science will make human minds appreciate spiritual science in due course. The intention is to let it grow out of life, the most inward and powerful life. This gives one the certainty that the science of the spirit will be increasingly called for by human beings who in life — the life of the present and also of the future — will find a real need for the powers to be gained by it and that this science must enable them to enter into such life.

Questions and answers

Following the lecture given in Zurich on 8 October 1918

Question. Would it possible to give an idea as to how matter and energy' appear when seen from the spiritual world?

We have only been given until 10 o'clock and I'll therefore first of all speak about the first of the two, which is matter. If we apply the approach I have been characterizing today and this method of research to something such as matter, we find that human beings are always really between two submerged rocks — I have been characterizing these rocks in various ways today — two rocks where their whole relationship to the world is concerned. On the one people always feel the need to think of events and things in an anthropomorphic way, in human terms, applying their own inner experiences, and so on, to something outside them; or they feel the need to stay strictly with mere observation and not develop ideas at all. Most of you, ladies and gentlemen, will know how much these two rocks have challenged humanity with regard to human thinking through the ages. Especially when we come to something like matter and energy, we find that our usual views cannot get us past those rocks. You may imagine that when we approach these things, with the scientific approach completely changed, some things will prove to be exactly the opposite of the usual view.

To approach the concept of matter in the spiritual scientific sense, we will do best, first of all, to get a picture of what it is. It will merely serve to illustrate. If we have a bottle of soda water with carbon dioxide bubbles in it, we see above all the bubbles. The carbon dioxide is really much thinner than the surrounding water, and the bubbles are embedded in the water. One would like to say, relatively speaking, of course: They are carbon dioxide, but there's relatively less, compared to the water. So we really see an embedded nothing.

We now have to take a big leap. The same thing happens with matter when we look at the world in terms of spiritual science. The senses see something which occupies spaces, and this we call matter. The mind realizes that where the senses see matter, they are in the same position as we are with the carbon dioxide. We actually see something that has been cut out of the spiritual world. This something, cut out from the spiritual world, so that it lives in the spiritual world the way these carbon dioxide bubbles do in water — this we call matter. We really have to say therefore: What we sense when we come upon matter is fundamentally the perception that this is where the spirit ends. In the terms of spiritual science, we therefore do not have to consider this to be the most important thing but only the fact that where the senses tell us that we have come up against matter, this is where the spirit ends. Matter — surprising though this may be — should be described as the hollow spaces in the spiritual element.

Anyone who takes the analogy to its conclusion will know that hollow spaces also have an influence. One would not assume anything that is not filled out and therefore hollow, to have no effect. As you know, if the air is withdrawn from the recipient of an air pump, the vacuum has an effect on the surrounding air, which will whistle as it rushes in. In the sphere of things, therefore, being hollow does not mean being without effect. We need not be surprised then if we stub our toe against a stone, for in its materiality the stone is a hollow space in the spirituality that fills the world. So much to give an indication. It does not enlighten us about matter, but it shows the road we must follow to gain such enlightenment.

Question. How does the principle which you called 'will' tonight relate to Bergson's elan vital?" How does it relate intuitively to the methods of insight in spiritual science?

What I called 'will' today is nothing but the principle which many people deny, though everyone knows it from direct observation. It can never be grasped by thinking about it, however.

Psychologists who must be taken seriously, particularly because they are natural scientists — take Ziehen, for instance, or Wahle, or whoever you will — find it possible to show a degree of relationship between the structure of thinking and the structure of the nerves, the brain, and the like. You always see a degree of satisfaction when people succeed in expressing something which is spiritual in the structure of thinking in terms of organic structures, especially in scientific psychology. They are always wrong, of course. The day after tomorrow we'll see how strange it is for people to believe that the life of the soul comes from the brain. It is just as if one were to believe — if this is a mirror and you go over there and think that the individual who is coming towards us — which is our own image — must be coming from behind the mirror. It depends on the nature of the mirror — if it is level or curved — what kind of image comes to meet us. Still, there's nothing behind the mirror. Someone looking for something behind the limits set for us by nature, and behind the human brain, which merely mirrors the inner life, is just like the person who smashes the mirror in order to find the reason for the image that comes to meet him in it.

I have thus called 'will' what we experience in our ordinary inner life; it is an inner perception, but is more and more considered to be beyond comprehension. 'Scientific' psychologists find that the forming of ideas, thinking, has a structure that relates to organic nature. However, as soon they move on from thinking and go just as far as feeling and then to the will, they will say: 'Here we can at best speak of will or feeling as nuances' — Theodor Ziehen speaks of emotive colouring, ideal colouring — 'for here nothing can be found that might be analogous to sensory perception.' The will is thus beyond comprehension, though it evidently exists. It is denied only by people who do not go by reality but by the things which they say they are able to grasp scientifically. Only causality has validity in natural science, and as the will does not function causally they will say it does not exist. Something is there, however, and does not go by what can be comprehended. That is merely human prejudice.

I thus call 'will' a very real experience and have merely shown that something we know at the most common, everyday level can only be grasped if we use meditative thinking to go down into the world from which usually only dreams, which are remote from us, arise. Here a natural scientific method has merely been transferred to the spiritual sphere, but it does need to be understood in a different way from a mere fact perceptible to the senses. Bergson's elan vital is mere fantasy, mere abstraction. Taking the sequence of phenomena, thinking is applied to what is happening. We do, of course, have many reasons to think our way into what is happening, but that is not the way of a true science of the spirit. That way is one where facts, even if only spiritual facts, everywhere point to where we can find something, where something lies. It is not a matter of taking hypotheses, things one has merely thought up, into the world of phenomena.

Bergson's intuition is essentially nothing but a special case of the way which I have firmly rejected today as not being fruitful in spiritual scientific terms. I characterized how the spiritual investigator will know the mystic way, and have the mystic experience, but will show that the mystic way cannot guide him to true insight. Bergson only uses thinking, on the one hand, though it is evident that this does not penetrate to true reality. He gives an extensive description, characterizing it in every respect. He then abandons this thinking. In the science of the spirit we do not abandon this thinking but experience, in all intensity, an abyss into which this thinking appears to lead. We do not deny this thinking, which is what Bergson ultimately does, but look for another way. This is the way of getting out of the abyss which I have characterized, the way to rise again in a spiritual, a supersensible reality. Bergson simply says that thinking does not take us to the reality. He therefore continues his search by pursuing a special mystic way through inward experience.

The intuition at which Bergson arrives essentially does not lead to anything which is real. Today I have only been able to characterize the way of spiritual science. In the next three lectures I am going to characterize definite results, specific results that one gets, results that serve life and the whole of our humanity. Bergson keeps revolving around this: We cannot think, we must grasp the world inwardly. He keeps referring to intuition. But nothing enters into this intuition; it remains an indefinite, darkly mystical experience.

Many people are comfortable with this today, for it means they do not have to undergo what I said was exactly what is demanded for the science of the spirit — a truly radical change of mind, where one does not just want to indulge oneself mystically, but seeks to penetrate in all seriousness into everything of which people are afraid in their minds, because of certain premises, and in which they are not interested, which is all subconscious. Essentially Bergson does not even overcome his lack of interest but actually encourages it. Nor does he let go of his fear. For these intuitions do not lead to real understanding of the spiritual world; they do not go beyond an inward experience.

6
The Spiritual Scientific Make-up of Psychology

10 October 1917, Zurich

From the foundations of psychology to the vital questions concerning the boundaries of human existence

It is understandable that in this scientific age people want to turn to a scientific psychology, especially with regard to the major riddles of life and the world, the riddles of the soul. However, if one is able to sum up the present situation in scientific psychology it has to be said that it is going through a kind of death, for its traditions come from ancient times and whilst it is meant to be in many ways a science, without bias, people are in fact working with those traditions.

Speaking about the scientific basis of higher insight here the day before yesterday I mentioned the name of a present-day philosopher, Richard Wahle.^[100] He is not very widely known. Yet his views are extraordinarily significant, especially what he says about modern scientific psychology in his books. I would say that the approach used by this philosopher is of symptomatic importance especially for those who are able to think scientifically today. I won't say that he is someone likely to have much of an influence, nor that he has actually had much influence, but his approach is important from the symptomatic point of view. In many respects it could tell us the way in which we have to think today to be in accord with the demands generally made in science. I am therefore able to say that on the one hand the spiritual science of which we are speaking here can agree with what such a philosopher says with regard to psychology, although on the other hand, as we shall see today, it has to be the absolute opposite of such ideas. This philosopher is well versed in the way of thinking and the attitude to research which people can have now if they are highly educated in today's scientific way. That is why anyone who tries to approach the life of the psyche with the ideas that are current in science today will of necessity come to realize that the psychology which is generally on offer is dying.

In external terms this is evident from the fact that this philosophical psychology is gradually disappearing again from professorial chairs at universities, whilst at the same time there is a growing desire to put people who think in natural scientific ways, from physiology or another natural science, on the chairs previously held by philosophers. It is hoped by many that the enigmas of the psyche, which earlier on were to be investigated by a specific psychology, may be solved by considering the physiology of the brain, the physiology of nerve structures and the like.

If we really go into all justifiable natural science to be found in psychology, we realize that in the usual psychology people speak of many things that really can no longer be said to be valid ideas today. They speak of forming ideas, of thinking as such, of feeling, of will impulses, memory, attention, and so on. And if we try in all honesty to go into the things this psychology offers in this respect, to meet the needs of the human soul, the vitality the human soul needs, all we have in the end are really just words. And we have to say that if we consider the historical evolution of human cultural life we can say to ourselves — I can only mention it here, for today's lecture would be too long if I were to give the proof — that in earlier times, when those concepts of thinking, of memory, attention and so on were first created, people had very different ideas about natural phenomena, ideas that would indeed serve to understand the inner life in a way adequate to those earlier times. But things that were established then and have become like spectres that still haunt psychology, turn into mere word shell, mere word, in the light of the scientific thinking which all human beings have today, albeit subconsciously, if they have made any effort at all in culture and academic learning.

Something else also comes into this. For centuries, we may reasonably say, psychology has developed in the academic caste, and within this academic caste has assumed the form we get today in the usual lectures or publications on psychology.

Someone wanting to learn something out of the fullness of life about these most important existential questions which after all culminate in questions as to the divine nature of the cosmic order and as to immortality — someone seeking information concerning these questions in modern psychology will be disappointed. Franz Brentano,^[101] a serious and profound investigator of the psyche who died here in Zurich last year, made great efforts to gain insight in psychology, but remained caught up in the old ideas about the psyche that have become mere words. He said a very important thing: If we look at modern psychology it will be found that psychologists think they can try and establish insights concerning the development of ideas, concerning feelings and will impulses, and also concerning attention, love and hate; yet if they seek to stick to natural science they will not go beyond this circle. Franz Brentano went on to say that however much one might say about these elementary aspects of the inner life, none of it could replace the great question which Plato and Aristotle put long ago: whether it is possible to discover something about the part of our inner life that remains when the mortal bodies which hold that inner life pass away in death. This is what an acknowledged expert in modern psychology said.

In the science of the spirit which takes its orientation from anthroposophy, the aim is to achieve a renewal of psychology on the basis of what I said here the day before yesterday. The aim is to go beyond mere word shells and investigate the reality of the inner life. The way this is done does, of course, still have to take fully into account today the objections and opposition that may come from conventional psychologists. One must be able to wrestle with everything that exists in the recognized approach to psychology. On the other hand the conditions I have outlined for the renewal of psychology should lead to knowledge of the psyche, a view of the psyche that can now truly feed the souls of striving humanity in a much wider sense and can — to use a commonplace term — be popular in the best and highest sense of the word.

Psychology must be taken out of the academic caste where, to put it metaphorically, it has become guilty of falling into abstractions. These may be brilliant, but they cannot in any way provide psychologists with insights into the boundary issues of human existence which justifiably are of burning interest in the inner life of man.

Human thinking has changed completely compared to earlier times, when the ideas used in psychology which have now become words originated. Because of this, the new psychology must also let go of the starting points people wanted to use in their desire to continue further and further into the realm of the psyche. There must be new starting points. These are such that having come to them we can only base ourselves on premises like those of which I spoke the day before yesterday, and that means remaining true to the way of thinking that has been trained in the natural sciences. We cannot simply ask: What is an idea? We cannot simply want to observe what ideas are, what thinking or will are, or what memory is, and so on. Just as modern natural science in laboratory and clinical practice starts from entirely different premises than the natural science of earlier times, so psychology must relate to the realities of life which, however, must first be distilled out, I would say, from the wholeness of human life.

Initially there are two moments in human life where the newer psychology should come in. From there it can then go back again to concepts of idea, will and so on, so that they in turn will gain full soul value. These two starting points or moments are, however, most difficult to observe, truly no easier to observe than many a process in nature that will only reveal itself when one uses carefully prepared methods and experiments. These moments flit past in human life, and their nature is such, in a way, that it is impossible to take hold of them in conscious awareness. We must first train our minds, as it were, so that we can catch hold of them. They are the moments of going to sleep and waking up.

Going to sleep and waking up are the moments in human life when the whole state of consciousness changes and the human being moves from one state of soul into another that is radically opposite. I need not say much to show that these brief moments are difficult to observe. For when we go to sleep our conscious awareness goes, and we therefore do not observe the moment of going to sleep. When we wake up, we can sense that we are tearing ourselves away from some kind of life in progress; but anyone who tries to pick up experiences he had in sleep with the conscious mind will very soon and very easily discover that he fails in this.

Here we can only train soul observation, using the means I briefly referred to the day before yesterday and about which I am now going to say more, to observe the moments of going to sleep and waking up. This training must involve a degree of strengthening, greater power given first of all to the life of ideas itself, and then also to the life of will. But the inner processes, subtle processes in the psyche, that will give such strength and power to the life of will, do differ quite considerably from anything we are used to in our everyday inner life.

The other day I called the process which strengthens the life of ideas meditation. If you use methods given in my Knowledge of the Higher Worlds and also in my Occult Science and other books to let ideas and conscious awareness be present in the mind, thinking not just in the usual sense but resting on your thinking, doing so more and more, you let your thinking enter into the soul and your soul into your thinking in a completely different way than you usually do. You then strengthen the life of ideas to such effect — as I said, details of the methods are given in my books — that you can form ideas in a way that is as lively and active as you normally know only when your mind is involved with sensory perceptions of the outside world.

Goethe had an inkling, even if initially it was only an inkling, of this way of forming ideas — having taken up something Johann Christian Heinroth^[102] had said, for Goethe considered his own thinking too be too object-bound. He was able to say that he believed he was gradually able to think in such a living way that the inner strength and inner intensity of this thinking was equivalent to the mental activity which otherwise only exists when we consider the natural world outside us with our eyes, use our ears to follow events in the natural world, and so on.

It is possible to strengthen the life of ideas so much and be so intensive in this that we may say: This life of ideas itself becomes a form of direct vision; the activity is like that of direct vision; and the life of the senses is taken into the sphere of ideas in such a way that the senses are not involved although the vitality of their life is retained.

This is one aspect — strengthening the life of ideas. As you progress further and further in this a power of observation will indeed develop which is unknown in our ordinary state of mind. We need this if we are to investigate the moment of going to sleep and that of waking up in the way in which we investigate objects and events in everyday life using the methods of natural science.

It will also be necessary to train the will in a certain way. This can only be done by self control as we pay attention to something in life that is usually little regarded. In ordinary life we go along, accompanying anything we perceive in the world outside with our inner life experience. Now it is necessary to go beyond this to something else. We must turn our attention to the fact that our inner life is changing, being transformed, developing year by year, month by month and indeed day by day and hour by hour. We do not normally bring this development process in the life of the psyche into the sphere of the will. We let it flow on. With a little bit of self education we do take care to get rid of habitual faults and acquire certain virtues, abilities and so on. Something very different will have to come into our life, however, if we are to gain the self control of the will of which I am speaking. People must be able to gain the inner insight that there is something in them which they can bring into the will, I might say, bringing it into the will in such a way that self cultivation, self control will look very difficult to them, yet at the same time also appear as desirable as only the acts of will relating to wholly inevitable drives in human life normally are.

Let us look at this from another point of view. There are today particularly many people who consider themselves capable — well, maybe I am putting this in somewhat radical terms, but you'll find such a radical view justifiable if you think more deeply about our present time — of reforming the whole world. They have ideas, as it were, as to what should happen so that people could live together happily, the social order in life was right, and so on. An enormous number of programmes exist in this area. In reality more or less everyone is a kind of reformer in his mind as soon as he begins to think about the outside world; it is just that the world does not give them the opportunity to bring their reforms or perhaps also their revolutionary ideas to realization.

Here indeed the will impulse, the desire extends to the world outside. We must know, however, that there is something in the human being to which intentions and impulses may be directed just as well that will take the individual from one period of life to another, and indeed just from one week to the other. We must know that in no way do things get going on their own in the human being, the way he mostly wills it, but that human beings are able to use their will to follow their development in time. And when the will comes in with such method in that area, the way I have described it in the books I have mentioned, you get that inner strength, the inner vision, a direct vision of the will element which we will never gain in our relationship to the outside world. You get the direct vision of the will which has to be added to the strengthening in the life of ideas I have just mentioned if you are to be able to observe the moments of going to sleep and waking up.

However, before you come to investigate those moments of going to sleep and waking up, having strengthened your inner life, you come to realize that the concepts humanity has today, and these cannot be the concepts of the old way of looking at nature, will only give you a view of the life of ideas that leads human beings to non-reality, their feeling life into confusion and their life of will to incomprehensibility.

Essentially what we have to say has also been said by the philosopher I mentioned when he spoke of philosophy having come to an end, of philosophy dissolving, handing over to physiology, and the like. He already had a feeling, though it was not entirely clear, about the concepts we are able to have today, concepts that are infinitely useful in the study of the natural world around us and for introducing to human life what is really the most essential content of a new civilization. He felt that these concepts, useful as they are when applied to outside things, do not answer the question, when we want to study the soul: What are the ideas we have of things? But it is because of them that in the life of ideas we can directly come to the 'I think, therefore I am not,'^[103] and discover the non-reality of the inner life.

We come to realize that the more we enter into the life of ideas, the less are we able to say what the soul is if we consider the life of ideas merely the way it is in ordinary life and not in the way of which I have been speaking. We come to realize that the life of feelings we know in the ordinary life of the psyche is confused, and that the life of the will is wholly incomprehensible. Hence the interesting phenomenon that it is exactly people who think in the natural scientific way as they write works on psychology that are highly significant today believe they are able to say something about the life of ideas when they are in fact considering the physiology of the brain. They then reach a point, however, where they say to themselves that the physiology of the brain does not determine anything. Read the relevant chapters in Theodor Ziehen's book on physiological psychology^[104] and you'll find that what I have been saying is true for a renowned natural philosopher of our time.

We have to say, therefore, that this natural scientific way of thinking more or less shows what Schopenhauer also did not perceive, or only half perceived, though he had an inkling of it. This is that the will is something we cannot reach with the ideas of recent times, and that it is something incomprehensible.

It is a good preparation for the newer kind of psychology if we understand this non-reality of the soul in the life of ideas, this confusion in our life of feeling, this incomprehensibility of acts of will. Having gained clarity in this way — paradoxical though this may sound, but we have after all gained clarity about one thing — we can penetrate further. We can then use the thinking which has been made more acute, stronger, through meditation, and the life of the will that has subjected itself to self control to pay real attention to the moment, let us say, first of all of waking up. The moment of waking up can then enter into the field of observation in the soul in a quite specific way. We will experience something when considering the waking-up process that cannot be experienced in an untrained inner life. If we have gained the necessary calm by training in the way I have mentioned, we will be able to establish immediately after waking up that the whole of the inner life which was there in the unconscious on waking up has gone away. Only it does not have one quality, this life which the soul has in the time from going to sleep to waking up — it does not evoke memory of itself. You realize this when a significant moment arises: All the time you were asleep you let the soul flow in the same life in which is also flows when you are awake; but this flow of the soul in sleep does not become imprinted into your power of memory. It is therefore forgotten as you wake up. This is the essential point.

Memory is important in everyday life — as I said the day before yesterday. Forgetting is equally important, with the soul's experience such that it can also forget what it has lived through. It is important for the development of the soul principle, for its continued flow between birth and death, and so on. Indeed, it is only if we are able to observe the moment of waking-up in this way that we get an idea of the significance which sleep really has in the life of the human soul. We come to realize that our life could not continue if it were wholly filled with things that become memories and that the memory principle loses its power to let our life flow on. We need to fall asleep in order that we may forget what we live through in the time when we are asleep. Our ordinary, everyday inner life will feed the soul and give it life if it is forgotten, not if it is remembered. Remembering things depletes the soul. Forgetting restores the vital energies of the soul.

This is how you get a definite insight into the vital process which is reflected in our waking up. And with this you perceive the inner life, though it really takes the form of a review in reverse. But now the ordinary conscious awareness was there between going to sleep and waking up is not poured out over it. You gain tremendously much in thus being able to perceive the inner life of the soul, for it will give you the basis for a level of understanding.

No one can truly grasp what it means to say: I form an idea, and what it means to say: I develop a thought in my soul, unless he is actually able to observe the moment of waking. For when we progress from merely being awake, merely living our life in the waking state, to active thinking, to developing an idea of a thought, this is qualitatively, though to a lesser degree, exactly the same inner process as waking up. You need to strengthen the transition from the sleeping to the waking state in order to know the waking up, and you have then created a basis for yourself for the principle that will answer the question: What actually happens in my psyche when I form an idea? The power we develop in the soul when we form an idea is the same as the power we must develop, though much more powerfully so, when we wake up. When we wake up, it is the unconscious mind which does it. And what the unconscious does as we wake up comes to conscious awareness if we make the inner effort that lets us think and form ideas in conscious awareness and with a will.

Here we get a quite specific view concerning the way in which ideas are formed. The mere shells of words that have come from an earlier psychology are given real content again. We realize that forming ideas is a weaker form of waking up that comes whilst we are in the waking state. This is an important insight. If we connect this insight into the nature of ideation with the nature of the waking-up process, it becomes possible to make the ideation in our everyday life, which otherwise really takes us into the non-reality of inner life, into something that is real. By connecting ideation with waking up, it becomes possible to relate to a factual element that does not depend on us.

Having made the connection with this waking-up process and thus got to know the nature of ideation, let us turn to the moment of going to sleep. Just as meditation is a special help in exploring the moment of waking up, so self control over the will is a special help in exploring the moment of going to sleep. Control of the will makes it possible to enter into the process, observing our going to sleep, truly observing how something happens as we enter into sleep that is similar to the forgetting that comes on waking up, becoming aware that memory of the inner life is extinguished during sleep. Otherwise we may always be in dispute, saying that somehow the body is always involved in what the soul experiences in sleep. If we are able to grasp the moment of going to sleep consciously, by controlling the will, we find that we enter into the same inner life which we leave when we wake up, but that we enter into it in such a way that all possibility of perceiving things through the senses comes to an end. We then come to realize what it means to say that on going to sleep we enter into a realm that lies beyond the senses. We come to know this because we find that on thus entering into the other realm we experience something that cannot come to conscious awareness in the kind of conscious awareness we usually have in our inner life. This is bound to the organization, dependent on the organization, between birth and death. We find that we become independent on the organization, something about which illustrious people may be in dispute for ever. The matter needs to be observed; we then find that on going to sleep we enter into the realm that lies beyond the senses.

And we then see the difference which exists between the inner life when we leave it on waking up and the inner life into which we enter on going to sleep. They are the same in so far as they are supersensible by nature; but by means of the observation I have characterized we note an essential difference. An analogy will help you to see this.

The difference is like the way a child differs from an old person. Both are human beings, but they are at different stages of life, different age levels. In the same way both forms of inner life are supersensible by nature — the inner life from which we rise on waking up and the inner life into which we enter on going to sleep. However, the inner life into which we enter on going to sleep is the 'child', and the inner life from which we waken is the one which has grown 'older'. We follow a road from going to sleep to waking up. The inner life changes so that — no analogy is ever perfect — the element into which we enter is similar to the one from which we wake the way a child is similar to a very old person, both being human. This is a subtle difference that has to be noted. It provides something of a basis on which we can come closer to an important element in our investigation of the inner life, and that is the life of feelings.

The life of feelings, a mere collection of words in our customary psychology today, can only be truly understood if we study it on the basis of which I have been speaking, that is after we have come to perceive the supersensible inner life by observing the moments of waking up and going to sleep. There is one other important aspect of going to sleep which we must consider before we come to the life of feelings. We have to ask: What is it, really, that changes in a specific way in the inner life as we go to sleep? What is the effect of leaving the reality perceptible to the senses on going to sleep and entering into supersensible reality? It is the transformation of the will. And the process which is a more powerful one when I go to sleep also happens to a lesser degree when I resolve something in my will. We cannot grasp the will unless we do so on the basis of the going-to-sleep process.

The reality of the will in the depth of our inner life is wholly beyond comprehension in our life of ideas, just like anything that happens during sleep. This is why you do not find anything about the will in natural scientific works on psychology. It cannot be grasped because the life of ideas does not go that far. But if we know the process of going to sleep, we know that our ordinary inner life becomes submerged in an act of will, though to a lesser degree than it does when we go to sleep. Every resolution is a lesser form of going to sleep that happens when we are fully awake.

If we keep apart these two realities — waking up and going to sleep — one of which becomes explicable in relation to the life of ideas, the other with reference to the life of the will, which becomes explicable if we consider the process of going to sleep, we can begin to take a real look at the enigma presented by our life of feeling. A possibility arises of bringing clarity into the confusion which we usually see in the life of feelings. How do we bring clarity into something? By means of perceptive insight. There is nothing else. I could bring detailed epistemological proof, but that would take us too far today. With perceptive insight, clarity is brought into something if there is a clear and real distinction between the one who perceives, the one who is gaining insight, and the object perceived.

This is what makes the life of feelings always confusing for our ordinary life in the psyche. In everyday life we do not need to distinguish between two things unless we wish to gain perceptive insight into the ordinary life of feelings. These are two things of intrinsic value and they are opposite to one another, just as we are opposite to the world we perceive outside through the senses — world perceived through the senses there, human being there. In the same sense two things are opposites in the life of feelings. Which are they?

We can only perceive them, subject and object, if we are able to investigate them on the basis of ideas gained in the way I have been describing. We then come to perceive who it is who actually feels, and we discover what can actually be perceived in the life of feelings. The remarkable fact emerges that the one who feels is always the one — and this does seem a paradox — whom we have not yet lived through. If we feel something now, at this moment, it is the human being in us whom we are only now beginning to live and will continue to live tomorrow, the day after tomorrow, next year, and until we die. When we feel, the subject, which is otherwise unknown, is our life, which is in us from the moment when we have the feeling to our death. And we perceive the life we have lived through from birth to the moment when we feel — a vast prospect in investigation, that the life of feeling lies in this starting point.

You can do a number of things — I would not talk about these things in this way if I had not done these investigations in many different fields; a large number of investigations and challenges lie in this field — you can do a number of things to prove what I have just been saying in a wholly natural-scientific way. You only need to take sensibly written biographies and relate them to the requirement I have just mentioned. Take a sensible biography of Goethe. Consider Goethe in 1790; study him the way he was from 1790 until his death in 1832. Try and get a clear picture of the specific things Goethe went through from 1790 until his death, and consider the way in which it would have been perceptible in Goethe's life of feelings in 1790. Then consider his life, his inner life, the way the outside world touched him, from his birth in 1749 to 1790. And in getting a clear idea of how the Goethe from 1790 to 1832, who was already there, inwardly perceived during one moment in 1790 what he had lived through earlier — every feeling. Every feeling we have is such that our future essential nature perceives our past essential nature.

You can also do other things. You might try and develop an eye for people whom you saw die, where you had the opportunity to share their life, perhaps for a short time, from a certain point in time until their death. Try and bring this clearly to mind — how they lived then and what their human nature was. And then try and get a clear picture — you'll always be surprised by the result — for instance of the situation being one where death was approaching, the actual character, of how the essential nature was poured out over the life of feelings.

These are two possible ways. Other things become apparent in a genuinely natural-scientific way, though this comes close to the most profound and inward interests of human nature when you investigate what I have so briefly referred to as the life of feelings. The life of feelings, the essential nature of feeling, will then not be the empty shell of words which we have in ordinary scientific psychology today. If you want to simply inwardly observe feeling in all its confusion, you cannot in fact observe anything. Just as you cannot scientifically observe water unless you separate it into hydrogen and oxygen, so you cannot observe the life of feelings in a scientific way unless you are able to separate it into what the human being was before he had the feeling and in what comes afterwards, unless you know the active principle which lies deep down in there like a seed, just as the seed is active in this year's plant for the plant that will grow next year.

Studying the life of feelings in this way you will find that your ideas come to be filled with real strength. And you will gain a psychology for the life of feelings which is alive from the very beginning, which we live everywhere, and which we fill with life ourselves. And if we know that anything we feel in a moment does not exist in isolation, then the moments in our inner life will also be connected with the whole process of our development from birth to death. Future and past in our development on earth will then come together in every single feeling, even the least of them. In the same way, though it is best to do so only after investigating the life of feelings, you can, under the conditions I have given, turn to the life of ideas. The results will be even more surprising, the reason being that people will consider them paradoxical because it is something they do not know, neither according to the ideas which arise in the ordinary way in our inner life nor according to the ideas held in modern science.

If you discover that every forming of an idea, of a thought, is a attenuated form of waking up, and if in your inner observation you bring together the active element in the forming of ideas and the waking-up process, then connecting a mental image with waking up, which is a true activity, you enter into a current in your vision that carries you along, showing you that waking up, too, is an attenuated form of something more powerful. This other, more powerful element which you then perceive just as if, having seen the image of a person, you then meet the real person, is the insight that the forming of an idea and every waking up is a recapitulation, attenuated to become an image, of something we may call entering into life on earth through conception and birth.

The thread you have thus spun simply widens out as an inner connection has been made in your perception between waking up and forming an idea. The power gained in this way widens out, so that you do not observe the two in isolation but in their whole context. It widens out because you realize that in forming ideas as such we do not live in reality but have an image. Yet the very insight that we have an image, something that is not real, gives us the strength to come to something that is real, and we find that every time the forming of an idea or waking up is a process of entering into the physical world, a process attenuating reality to image, going through the process of putting on a physical body, of going through conception and birth.

You then realize where something comes from that has occupied the minds of serious investigators for a very long time. If you make the effort to consider what has occupied human minds from the time of Locke, Hume and Bacon, you will find that these investigators were never in a position to form adequate ideas about the way the life of ideas relates to the real world outside which we perceive through the senses. They were unable to find an answer to the question as to how, when we observe the reality outside, using the senses, the idea which is supposed to correspond to that reality enters into the human mind.

If one has the preconditions of which I have spoken, you'll realize that there is a problem about this question as a question. I might characterize this as follows. Let us assume someone makes the observation that carbon dioxide is exhaled by human beings. If he then assumes that the carbon dioxide comes from the lung and has therefore been produced there, he has the wrong idea. It is equally wrong if a superficial view, which is of course quite natural for our ordinary inner life, leads to the thought that the power to form ideas comes from the body. It certainly does not come from the body!

Whatever may be active there in the body, in the inner life, it is only image attenuated to image on entering into the life of the senses. And the power we have in us when we form ideas is the same power — this is what you will discover — that was active before you ever came in contact with the world perceived through the senses at your conception. It is the power which shines across through time, from the period before birth and indeed conception. This is thinking in us, and not we ourselves in the here and now. This is why scientists were unable to discover how the forming of ideas comes to human beings. Because of this we also find that the forming of ideas is something unreal. From birth, or conception, the forming of ideas has transformed its reality into bodily life. The spiritual, supersensible principle active in us which can only show itself as we wake up and as we go to sleep, when we are not in our bodies, now lives powerfully in the forming of ideas. Gaining insight into the way ideas are formed we are taken to life before birth, to life outside the body. This is done in a wholly scientific way which we have learned to use in modern natural science.

There is no need to malign the more recent science of the spirit with its anthroposophical orientation by saying that it rehashes old ideas taken from Buddhism and the like. It does not do so. Instead, inner strength is gained in the life of the psyche by consistently adhering to the natural scientific way of thinking. However, being thus consistent it takes us beyond what natural science itself can give. When we truly grasp the process of forming ideas, we see it to be image, an attenuated image of what we lived through before we were in a physical body, when we were in the world that lies beyond the physical before we were born or conceived.

From the world of ideas a tangible bridge is created to the ability to grasp the supersensible and immortal human being. The boundary questions in our existence are found if we grasp the elementary phenomena of the inner life in the right way. It is this which truly matters.

We can then also observe the following in more detail. How is it, really, with this pre-birth life that has faded to become ideation? We may ask ourselves: What would happen if what is not real but mere image in ideation were truly to enter into the life of the body, not as image but as reality?

Now we come to something that is highly significant. Taken out of its spiritual scientific context it will of course seem rather odd at first, and I'll therefore first look at something that is closer to hand. If we make the life of ideas into immediate reality we get something that is particularly common in natural scientific research, except that people doing such work do not see it in its whole cognitive context. For when we do experiments we are not looking at the natural world, we are looking at something the human mind has put together. However, whenever we force nature into our experiment we actually have to kill its living reality. We really have a nature before us that we have killed when we do an experiment; for the experiment is entirely made up according to the non-real methods the human mind uses in forming ideas. If we take this further, of course, it will help us to realize what would actually happen to us if the forming of ideas did not enter into our lives in an attenuated form, remaining merely an image of the pre-birth existence we had before conception, but if it were to be reality, the kind of reality we have in the field we perceive through the senses in life, it would immediately kill us.

That is the situation in life. Something we live through in an image or an idea and which is an echo with image character, if I may put it like this, of our non-physical life before conception, would kill us if it were to become as real as the living human body. It would be a poison in us, penetrating us as we would be penetrated if we were to produce an artificial human being and force him through our blood and through our muscles. We see that in the natural context the non-physical enters into us as a reflection of itself in image form.

We may then move on to consider the will, complementing the thought which is thus stimulated from the one side.

We investigate the will by considering it in connection with going to sleep. We find that when we are awake during the day an attenuated going-to-sleep process is present in every act of will, so that we go down into the non-physical world. When we have established this link between the act of will and the process of going to sleep, we have again gained the power in our investigation to continue the steps we took in observing the psyche with regard to going to sleep. What we had so far gained in taking those steps then widens out, for our observation will extend not only to going to sleep but to death. And we come to perceive what dying means for the human being.

In science, things like these are often taken the easy way today. Concepts like death or dying are more or less treated in a way that would be like saying: A knife is a knife. And they give you a razor to cut up your meat. A knife may be a cutting tool, but a razor has to be used and handled differently from a table knife.

Death is today seen as something people want to investigate as such. The approach used in the science of the spirit is less easygoing, for here one aims for reality and does not seek to shape reality according to preconceived concepts and ideas. Here one must ask specifically: What is death in the plant world? What is death in the animal world? What is death in the human world? For death does not equal death, just as knife does not equal knife. People like to denigrate the science of the spirit by saying that its concepts are confused, dark and nebulous. Its distinguishing characteristic is, however, that one always seeks to enter into the most open fairway, and this science demands clarity, succinctness and unbiased observation as preconditions for human ideas. People who say that in the science of the spirit one works with confused ideas are merely bringing their own confused ideas into the science of the spirit.

Once the bridge has been built between the act of will and the process of going to sleep, looking at sensory perception takes you forward across this bridge to see what death is in the human being. You then find that the powers that take the human being out of the world perceived through the senses at the moment of death also take effect in the human act of will, though not in the fully developed but rather in a more embryonic form. Every time we will something, making our intentions come true in actions, we configure something that relates to dying the way the child relates to the old man in terms of being human.

This also builds a bridge between the principle which in form of elementary soul phenomena dies in the will in our everyday conscious awareness, with this will an attenuated dying process just as forming ideas is an attenuated process of getting born and being conceived through the soul. It is merely that forming ideas has image quality, whilst will intent is embryonic. Will intent is a reality; it is not image but reality. But it is an act that is not as yet completed. If it were to be complete, if the act of will were to be fully grown, it would always be a process of dying. What makes the will into will is that whatever evolves in will intent remains embryonic and does not enter into existence in reality. For if it were to develop further from the embryonic state of will intent and gain full strength, it would always be a dying process. In our will intent we are potentially dying all the time. We bear the powers of death in us. And for someone able to penetrate the soul as an investigator, every act of will is an attenuated dying process that has remained embryonic.

In the genuine observation of the psyche which has developed more recently, an elementary act of soul thus also makes the connection with the great boundary riddles of human existence. We then come to perceive not only the triad of being born, waking up and developing a thought but also the triad of will intent, going to sleep and dying. We can actually gain our orientation from the going-to-sleep process by investigating this process, where we enter into the sphere beyond the senses, withdrawing from the senses; here we have the process of dying in embryo. And we perceive dying to be a transition from the world perceived through the senses to the world that is beyond the senses. Will intent can only be perceived in its embryonic state because we have previously realized that on going to sleep it is the young life of the soul which the soul perceives. Otherwise we would never be able to bring the embryonic nature of will intent before the inner eye in any way whatsoever.

You see that thinking, feeling and will intent are understood on the basis of facts. By becoming facts in the anthroposophically orientated psychology that must evolve, they take us at the same time to the great boundary issues of human soul life. No one is fantasizing about some kind of immortality but an investigation is made into the nature of ideation. This will in one respect take us to immortality, to life before birth. The will is investigated. It takes us to immortality after birth. And when these are taken together we come to immortality as a whole, the eternal quality of human nature which has its roots in the world beyond that perceived by the senses.

Through meditative life — I can refer to it only briefly — we thus come to perceive more and more how unreal the ordinary I is, for it has wholly and entirely given over its existence to the body. And in pursuing this non-reality in a way similar to the way in which we have pursued the other elements that come into the inner life, we also gain insight into repeated lives on earth, an aspect which seems so incomprehensible to people today — the repeated lives on earth through which the human being goes, with lives in the world of the spirit coming in between.

This general outline which, as I said, does still sound strange today, need not necessarily be taken to be the logical conclusion. For someone who takes the route of genuine study of the psyche which has been characterized today, the insights that take him through the forming of ideas and through the will and bring the non-physical to such immediate, factual reality out of the moments of going to sleep and waking up, lead to the realization that we go through repeated lives on earth.

Having shown you how the connection can be made from a psychology that once again is concerned with realities to the great boundary issues of human existence, I still have to point out to you that the state of soul on which this is based and which must enter into scientific research again if we are to have a true psychology, must indeed evoke a quite specific constitution of the inner life for specific elements or moments in doing research, but not for the whole of everyday life. For to gain true insight in the way I have been describing today we must be able to attach special significance in life to our waking up and going to sleep. It means we should not merely live the inner life as something that happens by the way, which is how we live through it in the ordinary way. We must strengthen our thinking in the way I have described and gain self control in the will so that we live the inner life to a higher degree than we live our ordinary lives. The precondition for this investigation of the soul is a state of soul which is little known in everyday life. It will be easiest for me to characterize it in the following way.

If you are really active in ordinary life and not a lazy person, you will after a certain number of hours during which you have been awake feel the need to sleep, to be at rest and sleep. Just as you live through this physical existence in your ordinary waking life, so you need to be able to live in such a natural, matter-of-course way through the inner life as an investigator of the psyche, an inner life that comes with strengthened thinking and self control in the will.

Then it must also be possible for certain phenomena to occur. For example the kind of thinking which we are accustomed to in ordinary life can really go on and on without hindrance. Sometimes it might really give one the horrors, especially when one hears people gossiping over their tea cups or other things, to think of the ways in which people can go on thinking all the time, accompanying external life with their thoughts. This is something you cannot do with the inner life that takes you into the soul's reality in the way I have described. When an investigator of the psyche works the way he is meant to do in anthroposophy, so that he will truly obtain the kind of results I have spoken of today, he will very soon feel — in the way he is working, for example, with regard to anything he seeks to elicit from the element or moment of going to sleep and waking up, so that he may then develop it further with greater acuity of thinking and to support the will — he will very soon feel, with as much necessity as we otherwise feel when we have done hard physical work with our muscles, hands and arms, that he cannot go on working. That is the inner feeling one gets after doing investigations in the way I meant today for just a short time. You can't go on, you need to relax. And you find this relaxation in everyday life. Care is thus taken to see that the true psychologist does not turn into a dreamer or solitary visionary, an eccentric. If he investigates the soul in the right way, which I have described, he will speak of getting tired in the soul just as the physical body grows tired if we labour long and hard in the ordinary sense. And just as you need rest and sleep for this, so you need here to change to everyday life, the absolutely cheerful, hard-working and quite ordinary everyday life. We need this in a healthy way, not in the way of an eccentric. The investigator of soul and spirit needs this as much as we need sleep in ordinary life.

Someone who does not dream up all kinds of fantastic and unreal things about the life of the psyche but enters into the true nature of it in the kind of serious way I have described, with simple phenomena taking us to the most sublime questions of immortality and indeed to accepting the truth of immortality, will never be someone who is useless in ordinary life. Entering into the world beyond that perceived through the senses demands that he stands firmly, robustly in waking life, taking it fully and soundly, just as sound waking life calls for a change in the form of sleep. This is the one thing, There are other things as well, which I must leave aside today. But I wanted to speak of these difficulties to show the kind of inner condition one has to develop if one wants to be a true psychologist in the newer, anthroposophical sense.

I would have liked to have seen a possibility to speak directly about natural science, social science, about religion and history, which would complement this quite appropriately. But it is not to be, though there is a suggestion that further lectures may follow.

You will have seen — this is what I'd like to say in conclusion — that with psychology, too, even if it is based on anthroposophy, it truly is not a matter of somehow just talking and talking, using confused ideas, but that even where we consider the question of immortality, it must be a matter of proceeding in a serious and properly trained way in the psychology that takes its orientation from anthroposophy. However, it will be possible for this serious, specially trained approach — where we still have to struggle today to come to terms with ordinary psychology and therefore use the kind of expressions I have been using today — gradually to take us closer and closer to the popular way of thinking. For this psychology will take matters of the soul out of the scholar's study. It will be possible to offer the results of its investigations to every human heart and every human soul. We'll not face the danger of really only counting on abstract, prepared questions such as What is the forming of ideas? What is will, memory, attentiveness? What is love and hate? Instead it will build a bridge from the ordinary everyday phenomena of forming ideas, feeling and doing things out of the will to life before birth and after death, to the life that exists beyond sensory perception, if I may put it like this, and human immortality.

Such a psychology will be able to meet the hopes — as the psychiatrist Brentano^[105] called them, though he himself did not find them fulfilled — the hopes of Plato and Aristotle that psychology will help us to know something about the best part of our essential nature, something which remains when the mortal earthly body decays. Brentano, a great mind, attempted to develop such a psychology on the basis of scientific thinking. He did not want to move on to genuine investigation in the fields that go beyond sensory perception. Since he was however honest enough to go only as far as he was able to go, this led to the remarkable result that this scientist wrote the first volume of his psychology in 1873, promising his publisher — the first volume appeared in the spring — that the second would follow in the autumn, and then the third and the fourth. Those further volumes never appeared. To anyone who knows Brentano's story — I described it in my obituary, which is the third chapter in my book Von Seelenrätseln — this was not only for external reasons but the fact that Brentano felt a need to approach phenomena of the psyche with concepts that were not the traditional ones. Yet for the reasons I discussed the day before yesterday, which still live in the subconscious of people today, he shrank back from making the transition to investigative work in the sphere beyond anything perceived by the senses. When this transition can be made, we shall have a psychology that will interest not only academics but can be grasped by the whole of humanity. It can be the basis for a truly healthy human life, for it will not stop at things that can only be made interesting in artificial ways in a scholar's study but will pour forth on everything that wells up in every healthy human heart, the soul of every healthy human being as a need to gain insight in the spirit. The psychology of which I am speaking, a psychology that goes into spheres beyond those perceived by the senses will be a popular psychology for everyone as the basis for a healthy religious life.

Anyone who knows psychology and its present situation will be able to say to himself — and I would like to conclude with this as something that throws a light, as it were, on our time and into the future — anyone who knows what can be gained with supersensible investigation in psychology will say that a psychology — and perhaps today's attempt to characterize it has been very inadequate as yet — a psychology that truly takes us to the question of the soul's immortality, to the most sublime phenomena of the soul, must be the psychology for the future. For as we have seen exactly from our look at psychology as it is current today, either it will have no future at all, as philosophers like Richard Wahle say, who are perfectly right about this, or this future will be the way it will have to be if it arises from the anthroposophical view of the world.

Questions and answers

Following the lecture given in Zurich on 10 October 1918

Question. How do feelings relate to bodily life, seen from the spiritual scientific point of view?

This is the very question, and it is a most interesting one, which I have tried to consider in the appendix to my book Von Seelenrätseln. There I also said that in the science of the spirit, such questions must have highly significant preconditions. You can only talk in the right way about such issues — spiritual science is strongly connected with our personal life — by speaking of your own investigations. I may say that I have indeed been working with questions that go in this direction for more than 30 years, and that I considered these things from many different points of view before I dared to talk about them in public the way I did after 30 years in that book, just touching on the subject. For questions like this only find an answer if you go back to them again and again in your investigations — questions as to the essence of the whole life of the psyche, as to the way the whole life of the psyche relates to the bodily sphere.

And I found — time is short; permit me therefore to give just a brief indication — that conventional science is altogether not investigating these relationships in an adequate way. The way people usually talk when they want to investigate these relationships is to put the soul on one side and bodily life on the other. But this causes total confusion. You don't get anywhere at all. You will only get results — you'll discover this if you carry out a serious investigation — if you place the life of the psyche on one side, that you truly differentiate it into living in one's thinking, living in one's feelings, living in one's will intent. Once you have differentiated the life of the psyche so that you have a proper overview, you can relate it to bodily life. And you will find that every element in this life of the psyche has quite specific relationships to life in the body.

First of all you have to consider the life of forming ideas, of thinking. This relates to life in the nerves if we understand it rightly in a scientific way. The mistake people usually make is to relate the whole life of the psyche to life in the nerves. Of course it is still quite unacceptable today to hear the truth on this subject. It will, however, soon be known. Today, people relate the whole life of the psyche, including feeling and will intent, to life in the nerves. But we should only relate thinking life to life in the nerves.

This will also make it clear that there truly is a real connection — like the real connection between someone standing in front of a mirror and the mirror itself — between thinking and the life of ideas on the one hand and life in the nerves on the other. For someone who seeks the truth and not preconceived notions, it will be apparent that the life of feelings relates to something quite different, compared to the way in which thinking life relates to life in the nerves. The life of feeling demonstrably relates to life in the body in such a way that everything rhythmical in the life of the body corresponds to it — the whole life of rhythms, blood rhythm, respiration, and altogether everything that moves in rhythms. This is a direct connection, not one first mediated by the nerves. It is immediate.

One should not presuppose that confused notions are used in spiritual science. Instead one is working towards much more sustainable ideas than those used in conventional science, where confusion often reigns. We need only to be factual, investigating such real things as an impression gained in music, for instance. The spiritual investigator knows all the objections that may be raised; he raises them himself and does not even need to hear them from people who want to raise them, for he has sufficient practice in raising them himself. People will say that we hear musical notes with our ears, and the experience therefore arises with an impression made on the senses. No. The matter is not as simple as that but rather completely different. The situation is that there is indeed a relationship between the actual musical experience, which we have in our feelings, and everything that is rhythmical in our bodies.

You need only think of a hidden rhythm. Specific movements arise in the diaphragm, for instance, when we breathe in. As a result, the cerebrospinal fluid continually surges up and down in the head. This is a rhythmical inner process that corresponds to an experience of music in the soul. Because this rhythmical element, this rhythmical experience impacts on sensory impression, the experience of music arises in the harmony between the human bodily rhythm and the impression gained through the sense of hearing.

The important point is, however, that an impression on the sense of hearing only becomes the experience of music if it comes up against the inner rhythm in the human soul. A psychological study of the experience of music is enormously interesting. It merely substantiates what I am saying, which is that the life of feeling relates to the life in rhythmic movement inside the human being.

And the life of will — strange though it may also seem — relates to metabolism, metabolism in the widest sense. It appears to be most materialistic of all, although the life of will is actually the most supersensible of all. Energies enter into the life of matter. One day, when natural science sees itself in the right light, scientists will be able to take further — not actually generate, but take further — what I have said with regard to the life of will. They will find — the beginnings are already there — that with every act of will specific poisons arise out of the human organization itself, and that 'in terms of the physical body' what happens in the will process is really a toxic process. This will build a bridge between the act of will, which really is death in embryo being a toxic process, a kind of poisoning, and death itself, which is merely an act of will on a larger scale. I have thus shown how these three — will, feeling and thinking — relate to bodily experience. I could only do it briefly, so that I may now move on to the other question which exactly because of this last question is to some degree connected with what I have just been saying.

Question. How does the science of the spirit relate to psychopathology', that is, to diagnosing mental diseases and so on?

There cannot be real diseases of the mind or soul — I can only say this briefly — and diseases of the psyche are really always in some way diseases of the organism. The organism cannot be used as an instrument in the right way. And just as we cannot perform the necessary function if the instrument is useless, so the organism, in living out the life of the psyche, cannot do so in the right way. This does not lead to materialism but actually to proper insight into the supersensible. One thing is particularly interesting here. It is interesting that insight gained in the science of nature, where we are more and more compelled to do experiments abstracted from nature, does indeed help us to gain the scientific insights that provide the basis for technology. But the more we experiment, I would say, the more do we come to the scientifically established conviction of which Goethe had an inkling when he said that all experimenting done with tools, external tools, really takes us away from the world of nature.^[106]

Goethe also had the right feeling for the other thing, the opposite. This is most interesting. Whilst experimentation does not tell us anything worthwhile about the natural world at a deeper level but only about the most superficial connections in it, abnormal developments given in nature itself take us into those deeper backgrounds. An experiment pushes us out of those backgrounds, as it were; abnormal developments take us deeper into nature.

Oddly enough, experimentation is singularly unfruitful in the psychology which seeks to base itself on physiology — not in all areas, but certainly in the areas that matter most. Something which is extraordinarily fruitful is observation of brain traumas and of other disorders in the organism which also make the life of the psyche appear abnormal. We are able to say that whilst experimentation separates us from the world of nature, observing the sick organism bring us together with it. Again a paradox, but we should not be afraid of reality, should not be afraid, even unconsciously so, when wanting to enter into the real world. The condition of the brain, also in the case of criminals, for example, takes us deeply into the secrets of nature. This branch of natural science is not fruitless, but it is connected with what the science of the spirit is able to establish — that everything connected with the will — and the will, though an independent entity, influences all else, including our thinking — is in a sense, in a certain respect, connected with the development of toxic states, abnormalities in the human organism.

And if the misfortune should happen and the human organism grow abnormal, then because of the very fact that the supersensible is driven out of the abnormal organism — for it only fits rightly in a normal organism; if the brain is injured, therefore, the supersensible is driven out — then it is because of this that the person, who may otherwise continue to be connected with the supersensible, is unable to gain his orientation, he loses it. Things that are often considered to be pathological in the psyche are therefore due to a physical abnormality.

We are thus able to say that we must really study the will in order to perceive why the study of abnormalities in the brain and so on gives such deep insight into certain conditions of the psyche. Just as we take everything supersensible out of the body on going to sleep and enter into the life of the psyche, but in a healthy way, so does an organism which has become abnormal push the supersensible out when there is pathology. We then enter into that life in a disoriented way, whilst we enter in a healthy way, which helps us to cope with the situation, when we enter into healthy sleep.

7
The Study of Nature, Social Science and Religious Life Seen in the Light of Spiritual Science

15 October 1918, Zurich

Anthroposophically orientated spiritual science, which I had occasion to speak of here last week and this week, is pretty well none of the things which people who do not know it believe it to be. This may already have been apparent from the two previous lectures. Above all you will hear people who have only superficially considered this spiritual scientific approach say that the results, or let us say, for the moment, the results that have been referred to, of this approach have to be completely ignored in the light of present-day natural scientific insights.

You may also hear it said that in the light of the most significant, major and crucial issues in our present time — all of them more or less in the social sphere — something said to have been brought down from the spiritual world, said to be the result of supersensible insight, proves impractical and without significance. Finally there are a third group of people who will keep stressing that this spiritual science serves to draw people away from genuine, well-founded religious responses and feelings, that it contributes to the lack of religion in our time, and that it does in fact present considerable dangers in this respect.

Today I want to speak mainly about these three misconceptions concerning anthroposophically orientated spiritual science. The day after tomorrow I'll then attempt to present a picture of historical development in more recent times from the point of view of this supersensible science.

To enter more deeply into the whole configuration of people's thinking in our time, we simply must look at everything which in the course of the last three or four centuries, and especially the 19th century, has given natural scientific thinking the radical significance of which I have spoken sufficiently, I think, in the earlier lectures. We need to look at this origin of natural-scientific thinking because people think in this way not only in the natural sciences. All over the world any question is — quite justifiably — considered in some way in the light of natural science. So we may indeed say that in so far as we see that the historical development of recent times has in a wholly elementary way given people's inner life a natural-scientific orientation, this orientation has its justification. On the other hand we may also say that spiritual science would immediately give itself bad marks if it were to enter into any kind of conflict with the natural-scientific thinking of recent times. It does not get into conflict, however; quite the contrary — natural-scientific thinking and hence the whole orientation of present-day thinking, in every aspect of life, will only gain a solid foundation if those taking the natural-scientific approach are prepared to base themselves on spiritual science, making it their foundation.

Wanting to consider this question, initially I would say in a negative way, we have to take a bit of a look at how not modern natural science, but the specific way of modern thinking in natural science has arisen. And we have to say that anyone who considers history not in an outer, superficial way but by asking himself: How did the most profound abilities humanity has, also in the soul, develop through the ages? Just as an individual person develops and we cannot say that he is inwardly the same at 30, 40 or 50 — how did humanity develop its ideas, its whole way of thinking, until they finally came to the ideas that tend to be dominant at the present time? Studying the evolution of the human mind without prejudice, one will find that in earlier times, and we may say until the 17th century, this humanity had different ideas on the inner life of man, on the divine principle in the world, and on nature. Going into this development more deeply we will also find confirmation in outer ways. Go back to earlier times and you'll never find people looking at the outer world perceived through the senses, the natural world outside, and the 'nature of the human soul' as they called it, as separate from each other. Even in the 16th and on into the 17th century, writings on the natural order of things would always also include what people had to say about the nature of the human soul at the time. Indeed, in those days they had not only the teachings of theology that came through revelation but also a theologia naturalist^[107] a theology that wanted to derive its teachings, its view of life, from the nature of the human soul.

This is an outward sign of a significant fact. In earlier times, before the scientific thinking of more recent times arose, people had the ideas which at one and the same time could give a satisfactory explanation of the natural world and also say something about the inner life of human beings. Concepts of soul and spirit were not as separate then from those of nature and world as has been the case from the 17th and 18th centuries onwards, when modern scientific thinking came fully into its own. And those different concepts — this is the important point — were not established in an arbitrary way in those days and changed at will. The fact that concepts changed has to do with human powers of evolution that are a necessity in the course of that evolution as is the change in body and soul constitution in the process of individual human development as we grow older, moving on from childhood to old age.

The situation is that today we have arrived at concepts, through natural science, that will no longer serve if we want to use them directly to explain the life of the human psyche. This we have seen last week. Someone who is able to think in terms of modern science, doing so in a straight and honest way, accepting the inevitable consequences, must ask himself: If we gain insight into nature, what significance does this have for the evolution of modern humanity?

A satisfactory answer to this question can only be found if one is able to investigate natural science and establish its essential nature. If you base yourself from the beginning on the belief that natural science is all and everything when it comes to explaining the world, you will not find a satisfactory answer to this question. You need to be able to ask yourself: How does natural science relate to the whole of human evolution? Only this will give a clear idea of what natural science is able to achieve.

We need to be able, as it were, to study natural science itself in a natural scientific way. And here we may well point out that significantly, even great minds who considered the matter have come to the conclusion that natural science has natural limits, as it were, limits of which we spoke in the first lecture. Thoughtful people of our present age do feel that when they try to gain an overview of what natural science registers in its different fields, they have to say to themselves: With all these ideas, all the concepts which natural science provides on the basis of the strict methods of investigation we have, we do not really get to the natural need for insight that we have in our souls. They feel, in a way, that natural science exists and cannot be other than it is — leaving aside errors and exceptions, of course — but that exactly when it meets its ideal it cannot satisfy the most profound need for insight that human beings have with regard to the world of nature.

Perhaps I may put their feelings in the following paradoxical way. People are agreed — developments have gone that way in more recent times — that our ancestors were at a childlike level of knowledge until the more recent natural science brought a change. The ancients developed ideas out of a soul quality that was more or less given to fantasy. They had ideas in which they assumed all kinds of spiritual elements in the natural world, and they also developed their concepts in accord with this. It has been said that they looked for the forces that lay behind natural phenomena. But the ideas of the ancients were childlike, so that they did not find forces but only spectres of nature. And people who are proud of the achievements of modern science were to some extent arrogant when they looked back to those earlier thinkers, people of an earlier time on earth who sought to discover what lay behind the visible world of nature. And instead of the actual forces of nature, which are at last being discovered today, those ancients were looking for all kinds of spectres, spirits that had personal qualities and the like and were behind the phenomena of nature, spirits of which in the age of natural science one could only think that they have absolutely nothing to do with the natural order but arose from a power in the human soul that was unable to penetrate to the reality of nature, and therefore developed all kinds of ideas about the natural world.

Until quite recently this was a dogma which everyone thinking in terms of natural science would consider quite natural. Today, however, some individuals, whose views are certainly worth noting, are coming to realize: If we take a real look at our concepts of nature, not given to the prejudiced idea that we are able to grasp the essential nature of the natural world with those concepts of nature, but taking these concepts of nature as they are and waiting to see how they relate to what we really experience with regard to nature when we bring the whole human being into play and not only the intellect and skills of experimentation, then these concepts of nature are like those ancient spectres when compared to unbiased insight. There are people without prejudice today who say: The ancients thought up spectres out of their inner state of soul; but we are not really doing anything different, especially if we are real natural scientists. For the ideas of nature we imagine we have in our heads are just as unreal in relation to nature as the old spectres which natural scientists believed to be unreal.

This insight has its justification. And you find the justification by asking: How does the human being gain insight into nature? Initially we are at most observing nature, having no insight. And as we observe nature what we see has a very different kind of life to it than the life of the image we are able to have in our scientific ideas. If we meet the world of nature with eyes and ears, as whole human beings, which also includes the thinking mind, and do not only think in natural laws or do experiments in laboratories; if we observe nature as it presents, and think through the observations we make, then we live with nature. And when we begin to investigate nature, we cannot take the life from nature with us. Being unable to take the life from nature with us because as living beings at one with nature we are only in immediate living experience in our observation, we really make nature poorer when we try to grasp it with natural science, sucking it in, as it were. And when we want to gain real natural scientific insight, we make nature into a spectre in doing so. This is simply a fact and can be observed just as anything else is observed.

It is important, however, to have the courage to admit that this is the case and that in gaining insight into nature we really come to a kind of view that takes the image gained of nature as a spectre. We come to put this truth to our souls, saying that insight into nature is therefore something that takes us into something ghostly. In the hither and thither of gaining scientific insight into nature the human being behaves in such a way that he moves away from nature, from the observation of nature, and nurtures a ghost of nature.

There has been someone in more recent human history who has said what I have just been saying in a less open and therefore also less paradoxical way, but who had a profound feeling for this. This was Goethe. He already knew how to approach nature in this way, a way that was in harmony with itself. He was misunderstood as a result and considered an amateur in the field of science. Even today, it takes a lot of effort — I am allowed to say this because I have been trying for decades to get people of our time to develop an understanding of Goethe in this direction — to understand Goethe's way of looking at nature.

What way is this? This way, which will be developed more and more and which may indeed still have been amateurish or imperfect in Goethe's case, needs to be developed further in a truly scientific way. It will then lead to genuine insight into nature in all spheres. What is it? It is that we can approach the gaining of insight, in so far it moves away from nature itself and is more reflective — I spoke of this last week, but from a different point of view — in such a way that we use this reflection not only to give nature opportunity to present the human mind with its ghostly nature. Goethe did not seek to establish natural laws. These are always abstractions, something dead compared to living nature. Goethe sought to find pure phenomena, or archetypal phenomena, as he called them. He wanted to use human thinking not as something that might provide explanations for nature, discovering laws such as the conservation of energy or of matter, which are entirely thought up. No, Goethe sought to use thought to bring phenomena together in such a way that nothing of the human being himself would speak any more through these natural phenomena but the phenomena would speak purely out of themselves.

If we now progress from the instinctive quality of Goethe's thought to gaining insight in full conscious awareness, in a reflective way, where does this take us? We will then answer the question in a way which is only possible with perception that goes beyond the senses. We will ask: What is it, really, which we observe in the natural world when we use our senses? It is a spectre of the kind I mentioned, a making ghostly. It is, of course, already there in the natural world, for we suck it out of it. But what else is there in the world of nature, apart from this, when we are in lively interchange with it, using our eyes and ears, giving ourselves up directly to the impressions gained through the senses?

Someone who trains his power to form ideas on the one hand and his powers of will on the other to develop supersensible perceptiveness will reach a point where he says to himself: 'The supersensible is actually therein anything the senses perceive in the natural world around us.' It is merely that we leave the supersensible aside, and indeed have to leave it aside when we seek insight into the natural world. Why? Because we human beings, being organized in our physical bodies the way we are whilst here on earth between birth and death, have transformed our own spiritual and eternal aspect into a body that is perceptible to the senses. We are not human by virtue of dwelling in a house of the supersensible that lives in us but by virtue of having entered, through birth or conception, from a supersensible world into the sensual sphere. The supersensible element which before this lived in a purely spiritual sphere has changed into a sensual body that lives to the full as something sensual and on death returns to the supersensible, as I have shown in the previous lecture.

Being human and therefore organized for the senses, observation of nature has to move away from the supersensible in us when it becomes scientific insight into nature. A truly supersensible way of thinking will thus tell us the following here. We come to realize that when we have nature before us in all the rich variety of light and colours, in many shades, and all the other phenomena perceived through the senses, something supersensible is revealed that is not separated from what we perceive through the senses; it is a supersensible element within the sensual. Yet when we look at it as human beings and seek to explain, we can only take from nature what we human beings — being sensual creatures that belong to sensuality between birth and death and not to the supersensible that comes to revelation in the sensual — are able to digest. Being organized in that way, we make our science of nature into a mere image of the sensual because of our own sensual nature. This image of the sensual must be a spectre, for the world of nature that surrounds us also has the supersensible within it.

Someone who truly develops the ability to observe the supersensible — you will also find the way described in my Occult Science or Knowledge of the Higher Worlds (How to Know Higher Worlds) — will say to himself: Supersensible aspects exist for everything in the universe outside. And if we go beyond the spectre which we have to create for ourselves in the image we have of nature, we come not to dead atoms, nor to energy or matter, but to a supersensible, spiritual aspect. This can and must make it possible for us to find a way of gaining supersensible insight.

Someone who gains insight into the way human beings relate to nature around them will not look for dead atoms, nor molecules, nor for something that is super-sensibly sensual, but for the truly supersensible. Supersensible investigation does not provide material bases for the colours and sounds that surround us. Instead you find spiritual, supersensible entities that are present everywhere in the natural world. If the study of nature is taken in the right sense, which is when it purely seeks to consider phenomena inwardly, in the Goethean way, you do not have something dead with regard to the truths that lie beyond the phenomena, but something that is alive and spiritual. It is particularly if you investigate the natural world honestly and consistently, if rational thinking and experimentation skills do not lead you to think that you can discern something relating to nature, but if you know that you can do no other but let nature become phenomenon, letting it express itself, then you will know that with these phenomena, which Goethe called 'archetypal phenomena', you have the supersensible immediately before you. It will then not be necessary to use laws of energy and matter to explain things. Instead you will find it becomes necessary to explain things out of the spiritual aspect. Essentially this leads to a view that is genuinely objective and unbiased, I would say a natural scientific study of the process of gaining insight into nature itself.

How does the science of the spirit, which seeks supersensible insight of its own accord, relate to this? If you follow the way to supersensible perception which I characterized for you last week, you will say: When a person transforms his ability to form ideas and powers of will and truly becomes able to perceive the supersensible in the way we see colours with our eyes and hear sounds with our ears; when a person sees this supersensible element the way he normally sees the sensual sphere in life, this transition to supersensible vision is truly like an awakening in the inner experience of the soul. And the spiritual investigator does indeed go through this living experience. We may say that just as in ordinary life someone wakes from the life of sleep and dreams and realizes that during his sleep and in the life of dreams he lived merely in images, and then knows how to connect his will with outward reality, the person with spiritual perception who advances to supersensible investigation will awaken from the world in which we are in our ordinary waking state. He will have another world before him that relates to the everyday world of the senses the way this everyday world of the senses relates to the world of dream images. It is an awakening. This can come to life in the soul.

The phenomena we have all around us in the world then become images relating to the higher, supersensible world, just as someone thinking in a healthy way will take dream images to be images of what we have in the world of the senses. Let me give an example to indicate how the everyday world perceived through the senses changes into a world of images for someone with spiritual perception. These things just have to be rightly understood, not in some kind of mystic dream, nor in any kind of nebulous way. In ordinary natural science the way of looking at the human being is to attach equal value to the head, the trunk, the extremities — with the part that continues in an inward direction, I mean now, so that from the morphological point of view everything sexual also belongs to the extremities. From the usual point of view, these three parts of human nature are something absolute, I would say, something of equal value. From the spiritual point of view, the human being who is before us as a creature perceived through the senses becomes the image of his higher, supersensible nature, just as everyday experiences turn into images when we dream of them. And when we thus consider the human being in the light of his eternal supersensible nature, our understanding of the human being will also change.

Bringing image nature into our search for insight completely changes human perceptiveness. Head and — to take just these two parts of human nature — extremities nature are then no longer equal in value, for in the configuration of the head, if studied exactly, you see something which in it forms resembles the life in the spirit that preceded the individual's entrance into the world of the senses. And in the nature of the extremities you see what is there already as potential — embryonic as yet, but it will develop — for what the individual will be in the future, above all when he goes through the gate of death to enter into the supersensible world. It may still sound strange today, but this is what will develop from Goethe's theory of metamorphosis if it is taken up in a truly spiritual-scientific way.

Goethe considered the changing form of an individual plant, the changing form of an individual animal or human being to be like images of a basic configuration. In a comprehensive spiritual theory of metamorphosis, the head will be seen as a metamorphosis of the person's extremities, but in such a way that the one refers to the past, the other to the future. The human being's external configuration will then be the image of what he is in spirit. And everything then becomes image of the supersensible, just as a dream becomes image when we enter into sleep. The human being's reality in the supersensible sphere becomes image of this supersensible whilst he is awake in the sensual sphere, just as the sensual becomes image when he falls asleep. This is an immediate finding made in the supersensible, something I may call an empirical finding.

Let us now compare what this supersensible perception gains out of itself concerning the nature of the world and indeed the human being when it seeks to penetrate the nature of the human being. The human being and the whole of nature becomes image and this needs to be related to a supersensible reality. This does not entirely agree with anything a thinking modern natural scientist finds in final conclusion. He finds that his natural phenomenon turns into a spectre, an image. Supersensible insight shows that everything we perceive in the sphere of the senses must turn into image and needs to be related to something that is supersensible. In short, nothing brings us as much to a harmonious concept of the world as the discoveries made not as a modern natural scientist adhering to dogma but as a thinking natural scientist, someone who is able to observe his natural science itself in a natural scientific way. His findings will agree with anything the spiritual scientist has to say about the natural world in so far as it is open to observation. This is something that must come for humanity.

People need to be in a position where they can truly see how the way to the supersensible and the way to the sensual which is penetrated with thought come together. This alone will give a total image of the world that makes us not merely possessors of a ghostly reflection of nature but lets us realize, lets us admit that using the ordinary way of explaining nature we had to create such a ghostly reflection, yet at the same time shows us how we can go beyond this image of nature and enter into the supersensible realm of the spirit. This is the way in which natural-scientific thinking will also have to go if it is to go beyond the sphere into which it has to take itself of necessity, especially when meeting its own ideal. Contradictions arise when we believe we have grasped nature in the study of it but have really only taken hold of something that will not allow us to look down on the old 'spectres', for it is but spectre itself, and the spiritual reality must be sought behind it.

Insight in the spirit, of the kind which is meant here, thus is not in opposition to natural science. Quite the contrary, it provides natural science with the element that it must find to understand itself; it provides something which unconsciously is the goal of every true natural scientist's search; it provides the element which alone can give satisfaction, for natural scientific investigation must by its very nature inevitably lead to dissatisfaction, especially if done in the accepted way.

If people will gradually perceive the true nature of supersensible insight they will find that natural science of the more recent kind can only survive if they complement it with the science of the spirit. People working in the field must themselves desire to have supersensible insight. This alone will bring true insight into nature, that is, access to the supersensible realm.

I only wanted to mention this briefly. One could give many lectures and show that the very idea of natural science demands a science of the spirit if it is not to come to nothing, with misunderstanding arising about the findings made in natural science. I just wanted to show that natural scientists must themselves look for this science of the spirit. Great triumphs have been celebrated in natural science, and tremendous advances have been made on the human road to knowledge. But if natural science continues along the way it is going now, it will go beyond itself and take us to the spirit. Today the situation is that only people who are able to think scientifically themselves should take a critical attitude to natural science, not taking a negative stance from either ignorance or antipathy, but a positive one. If I may make a personal remark, which I am only doing because it is perhaps connected with the factual situation, it is this. Many people have accused me of publishing some works in which intense efforts were made to justify 19th-century natural science, so that they are wholly based on natural science — as far as this is possible when using the natural scientific way of thinking. However, I would not be entitled to say a single word to you today or to other audiences where I take the direction I have taken today if I could not also say that I knew how to be very positive, wholly in agreement in so far as agreement is justifiable, with natural science. I think you have to know natural science and appreciate its achievements before you are allowed to speak about it. All the talk about natural science by 'mystics' or theosophists who know nothing about it is wholly inappropriate.

This, I think, will suffice to refer briefly to the first misapprehension suffered by people who know nothing about anthroposophically orientated spiritual science but who talk about it.

The second misapprehension is that people consider anything that goes in the direction of supersensible insight to be impractical and of no use in everyday life. A negative view is taken of this especially in the present time because present-day people are truly, in the fullest sense of the word, compelled to throw themselves into practical life. Well, let us consider this from just one aspect, though it is an important one, and that is the view taken of human social life. Scientific and other views of this have in fact become slogans and major themes in more recent times. Essentially the things that have happened in this field are also wholly in accord with the natural-scientific way of thinking. In my view it is not helpful for the people who want to be sociologists, being such in the right sense of the word for our time and wanting to establish a science of sociology, to try more and more to adopt ideas and concepts from natural science, applying them to human social life. I would actually consider this to be a great deal less helpful because theories really have very little significance when it comes to practical life in the real sense, something which is particularly evident from the supersensible point of view.

Think of everything Lasalle was thinking of when he developed the approach which he then presented in his famous lecture on science and the workers.^[108] His ideal was that human social life would need to be taken out of the instinctive sphere into a scientific approach, exactly through modern socialism. He believed that the proletariat needed to learn to think in scientific terms and that this would bring about a new age. We then saw how in Marxism, with its materialistic view of history, and with a thinking that was deliberately scientific, people tried to establish an approach on the basis of a theory that was to be taken up into human minds and would lead to social structures for the world. Well, people who today, when the last four years have swept across the world, are still unable to see that human minds will be little influenced by anything based on such theories, will no doubt come to see it in the decades which lie ahead. Theories really count for little when it comes to what we should really be considering here, and that is social community life, structuring it out of the human impulses in the most comprehensive sense possible. A great deal lies in these few words 'structuring social relationships out of the human impulses.'

Again one might say a lot about the many attempts made to structure this social life in a way that would be worthy of humanity as it is now. I do, however, consider this less important. I would consider it much more important to consider that life has indeed taken on a structure, though this has led to the terrible world disaster we have seen evolve over the last four years. At least some of the causes that led to this terrible world disaster must be sought in the very real contradiction and opposition among the impulses into which human social life has driven itself in every part of the world.

People have rightly said that in earlier times — the very times when natural scientific thinking did not yet have the modern form I have been characterizing for you — life was corporate. They had trade and craft guilds, and a wide variety of ways that brought people together.

Then came the age of modern individualism with its ideal of human freedom. People felt they owed it to this ideal of freedom, to this impulse of individualism, to dissolve the old corporations. If you look at history you'll find that they were gradually dissolved. You could see how economic life progressed, and how in recent times corporations have arisen again in life. I can't and won't go into detail, for otherwise one would have to show how step by step on the one hand corporate associations or unions such as consumer associations arose, and how people tried to cope with life partly by the old style of community life persisting or coming alive again. The old corporations have not returned, but new ones have arisen and are part of our social structure, including the trusts that have formed. I would attach much more value to this practical configuration of social life, as it has arisen, rather than to theories that people have developed on the subject.

However, the way it all came to be configured, even if we have to take account of a wide variety of interests coming into it, and other impulses in modern life, we nevertheless have to say that the modern corporation has evolved in many different spheres; something belonging to earlier times persists because it is still in accord with human instincts and will impulses. And the inmost impulse in the way people have configured the world — 'configured' is the operative word here, for it is not what people thought about it but how they have configured the world, creating communities, relating person to person, though unconsciously so — has again been the natural scientific thinking of more recent times, but in a quite specific way.

Looking back with understanding on what brought people together in the past, when they lived in trade and craft guilds — I do not, of course, defend them, knowing that it was right to get rid of them — and how they lived in those communities, we see a considerable difference from the element which brings them together today. A most outstanding characteristic — everyone who knows about these things has to admit this — of the old communities was that people understood one another both within such communities and from community to community. Of course, everything always only goes to a certain point in the world; but the people understood one another. Masters and journeymen understood one another, for the master knew what lived in the journeyman's soul. They had a positive attitude to each other. Why? Because the instincts and impulses of will from which those communities arose still had a spiritual and soul element in them, a spiritual and soul element that was connected with the bodily element.

The element which brought it about in earlier times that people were able to look not only at the natural world with the ideas which they then had but also at the soul, with ideas that lived instinctively, unconsciously in human beings and made the natural world and the inner life into one, also lived in the instincts and brought it about that people were close through the blood — son connected with father, daughter with mother, or as a member of a nation or a guild — if there was a blood connection or some other interest, this meant that people demanded community out of their instincts, yet those instincts had inborn impulses of spirit and soul in them.

Then came the thinking that goes with natural scientific culture. Our more recent times have not been configured in their actual structure where human beings are concerned by anything but exactly the thinking that goes with natural science. It is because people came to think about nature in a way where they presented the phenomena in such a way, even if they did not admit to this, that with their ghostly content they no longer had anything to do with the human being. Because of this, the human being stands on his own. Earlier peoples were connected with the natural world. Lightning would flash out there, and thunder roll, with rain coming from the clouds. People of old would see a force of nature reflected in this. They would be aware of one drive or another within themselves and instinctively see such drives reflecting also the same as such a force of nature. They would act out of nature, as it were, for their perception of nature was such that they had not yet set themselves apart from it.

In the last few centuries, the human being was set apart from nature by the very fact of progressing to the pure natural phenomena. Perception of nature will finds its proper mission in the progress of human evolution when it does not provide absolute knowledge — which is today's superstition, the natural-scientific superstition — but makes human beings free. We will only understand the mission which natural science has in the progress of human evolution when we see that it is nature's task to teach us freedom.

In the more recent natural science, the human being has to set the natural phenomena apart, making himself remote from nature, and he therefore stands on his own as an individual. Before coming to the supersensible world by taking the supersensible way to which I have been referring so that he would relate to the world again — super-sensibly now, as he had done in a natural way in earlier times — before the human being entered on the road which he will have to take for the future, he was, as it were, poised wholly on the point of his individual person. Natural science placed him on the needle point of his individual nature. Natural science has determined the state of the human soul. It had taken up his instincts. Because of this modern people relate to one another not like the people of earlier times, through blood or guild, but as individuals, as persons. They have to find their associations and social communities in freedom. Initially they thus found them only from instinct, but their instincts in this direction were contradictory, because the time for instincts had passed. On the one hand people can no longer think in terms of instincts but must think consciously, letting natural science educate them in this. On the other hand people did not yet have the opportunity to make themselves part of the world again through supersensible perception. They thus became part of a new world, which they thought about, and related to the old world in a way in which they no longer thought about it. They transplanted the old instincts into a world which thanks to modern natural-scientific thinking was no longer present in their minds. It was because of this that the schism and contradiction arose in modern social life which we perceive if we see what lives at a deeper level of the soul for the humanity of more recent times.

Socialism, distinctly an ideal of humanity, was established with inadequate means. Why? Insight into nature does not place human beings in the world but sets them apart, with awareness of being an individual person growing all the time. Because of this, they can only form communities out of selfish instincts. Their thinking is different from anything created by instinct in communities. Disharmony results, with the consequence that a disharmonious social order must arise if you only have natural science and apply only natural-scientific concepts to the structuring of social life. A contradiction must arise, a living inner objection, and this will continue until humanity finally decides to say: In modern life in particular people inevitably create disharmony in establishing social order unless they bring supersensible insight into social community life, supersensible sentience and purpose. For as long as we do not relate person to person in such a way that we see in the other individual the image, the phenomenon, of the immortal human being, for as long as we do not see in every individual with whom we live in a social context an individual who does reflect a supersensible reality, for as long as we are not willing to add to the knowledge natural science can provide for sociology and social impulses, the insights gained from spiritual insight, modern social thinking, and above all modern social structures, with concepts applied in practice, will result in a life that must dissolve itself and lead to strife and disharmony.

Anyone who understands this inner connection will know how much the situation I have just outlined has influenced events in the last four years. I would not say that it was the only cause, but it did play quite a considerable, and indeed a very major role. Anyone who wants and seeks socialism, honestly so, must guide humanity to concepts that are not merely natural-scientific, for the element that lives and has its being in life from person to person is different from anything that can be found with the natural-scientific approach.

This is apparent in that there is a specific ideal in natural science, an ideal that is indeed justifiable. It is to do more and more experiments, with less and less description and observation. What is an experiment? Initially it is something made up by the rational mind, which actually takes us away from nature and — as I have shown in last week's lecture — into the nothingness of person. Anything we show experimentally essentially only appears to have to do with the life of nature. In reality it has to do with the element in nature that is dying. This is evident if we try and apply anything gained in the experimental way of thinking to the configuration of social life. Anyone who wants to bring purely natural-scientific concepts, utterly honest, straight and indeed ideal natural-scientific concepts, into social life, brings something into life that does not lead to ascent, to life, but to social death. If humanity is not prepared to bring supersensible elements as well as natural-scientific knowledge to social life it will be found that with all social purpose, with all socialism, the structures created would bring disorder and decline.

A socialism that directs people away from the supersensible will create social structures of destruction, social structures that direct us elsewhere. At most people will use old things and bring out-of-date ideas to realization. For what has happened until now, not through social theories but through practical socialism? Has socialism led to a radical configuring of the world? Then people would not have accepted the old forms, which is what they have in fact been doing until now. Socialism in those old forms is rather like someone who disapproves of the crinoline, yet does not try and get beyond it but puts padding into it instead. And so we see people keeping the old forms, padding them out, in the social thinking of more recent times. For what do most of the leaders of our more recent socialism want? To gain power where others gained power, taking over power rather than giving it a new form.

I would say that this, too, is experimental proof, only in another aspect, that we can only speak of socialism if we also have the will to take humanity to the realm of the supersensible, to the impulses that we must give to modern humanity if they are to get out of the tendency to create the disasters to which purely natural-scientific impulses have taken them. In social life in particular, those impulses must be supersensible ones.

Spiritual science truly is not impractical in this field. For the time being one can only express regret that there are many people who deem themselves really practical, terribly practical, feel really pleased about their own life practice, and look down on the impractical people who want to introduce something to the world out of ideas, out of the spirit. Well, we know this element of middle-class thinking which today considers itself to be great in practical life and brutally rejects anything that might come from the spirit. This life practice will reduce itself to absurdity, to impossibility. For to be truly practical, we have to go for the whole of reality, not half or a quarter of it. If you have a horseshoe magnet and someone comes and says: 'You can use it to attract other iron; it's a magnet' and you then say: 'Oh no, the shape shows me it's a horseshoe for shoeing a horse', you are like someone who wants to organize social life only according to concepts that leave aside anything not perceptible to the senses. Someone who knows that for a true life practice you need the whole of reality and that includes the supersensible, is like someone who does not misuse a horseshoe magnet to shoe a horse but uses it as a magnet. This, then, is the second misapprehension of which I wanted to speak today, again just referring to it briefly.

The third concerns something that is entirely part of the inner life, having to do with the element which in many respects must be most sacred to people — religious life.

Very many people in that field speak ill of anthroposophically orientated spiritual science, among them above all official representatives, and also non-official representatives, of one positive religious confession or another, people who, of course, do not indulge in the authority principle, as people put it politely today. They speak ill of this spiritual science as something that would take people into irreligiosity, giving them apparent insight into the spirit rather than the element that will directly show the way by which they can come into the supersensible, religious sphere on the basis of their own essential nature. It would be tempting, but time is short and there are also other things to be considered, so I won't talk about any particular religious confession but about inner religious feeling as such.

If we consider the true nature of gaining insight in the spirit as it is meant here, we will, I believe, very soon find that just as it is not impractical nor antisocial nor unscientific, so, too, it is not irreligious and not in the least liable to deflect anyone from profoundly religious feeling. Considering what has been said so far, we have to ask what the essence is of the newer form of supersensible insight which we seek to find through anthroposophy.

The essence is that the way that leads to supersensible investigation must ultimately reach an impersonal sphere. Just consider how radical I had to be last week in saying that the things human beings see by way of spirit lie before birth or after death, and that the essence of life between birth and death is that the human being has assumed material form. We may say that spiritual science, which through supersensible insight takes us to the truly immortal aspect, the indisputably immortal aspect of the human soul, can actually be in agreement with materialism in this area. In spiritual science we know that the material human being is a metamorphosis, a transformation of the spiritual, and that the spiritual gains from going down into the material abyss where it can develop freedom by the very fact of gaining insight into nature.

It is not a precondition that in doing their investigations human beings must move from the personal, from immediate experience here in the body, to the impersonal. Supersensible insight presupposes an inner state of mind that progressively enters into the impersonal in spirit, just as in earlier times human beings who did not yet have insight into nature were physically — physically in general terms — in the supersensible sphere.

We must make spiritual investigations in an impersonal way if we want the light of the spirit to shine into matter and substance. However, the more we make this supersensible way of investigation our own and the further we go with this method of investigation which demands an impersonal approach, the more do we feel something flowing out as if from the other pole of the human being, the will pole, and this is an immediate religious response. This immediate inner response also seeks to go towards the supersensible, but in such a way that our individual nature is not lost and that everything directly connected with our individual nature between birth and death can unite with the supersensible element.

If we know the right way of going into the supersensible through science, then an inner power, which makes itself known above all as a need to venerate the spiritual, points the way for us to the religious element. The true evolution on the way into the spiritual world through supersensible perception is that we feel driven more and more to deepen our religious life and actually come to understand what the religious life means to us. The science of the spirit inevitably takes us from the personal to the impersonal so that the light of the spirit may once again shine into the sensual world.

Religious life will thus inevitably be deepened if we approach the spirit in this way, for it is a deep-down part of our human nature that we not merely behold the spiritual as it shines out, full of wisdom, but venerate it. This veneration must come from our individual, personal nature, however. Anything seen in the spirit cannot enter into this region of human experience as it is but has to go through renewal, metamorphosis; it needs to change, to be transformed into something personal. When the human being is on the one side receiving the light of the spirit, he must go and venerate this spiritual principle and search for the place where he can find religious life, religious deepening.

On the other side, the side of representatives of religious life, it will also be necessary to see things in the right light. In early times it was said by people who professed themselves religious, and it is still being said to this day, that the old pagan approach had consisted in wanting to find the way to the divine through mere wisdom. Again and again we may, however, repeat, with full justification that wisdom does not reveal the divine in the world — not the divine, but certainly the supersensible element in which human beings have their immortality. The divine cannot, however, be recognized in its divine nature, for it needs to meet with an inner response of veneration. The spiritual must first find its way to the personal, a way to where the human being is an individual person. There he either comes to serve Jehovah by taking the route of studying nature — so that he perceives the spirit which from generation to generation is active as a supersensible principle in the blood — or he looks to the spirit which relates to his soul as the redeemer, and that is Christ Jesus ... [record of the lecture incomplete at this point].

Human beings must find the way to the sensual world, where they are in their individual nature. On the other hand they need the kind of understanding that not only says that wisdom will not reveal the divine because this needs veneration, but that the supersensible cannot be perceived out of wisdom alone, nor from religion alone. Religion must be complemented with vision of the supersensible, otherwise it will only appear to be adequate in a natural-scientific age, at the same time persisting with old views and turning against new ones. Religion, taken in the right way, is not threatened by the emergence of new truths, including those that are supersensible.

Many other misapprehensions exist. If religious people believe that supersensible perception could in some way be harmful, going against their own, justifiable endeavours, anyone who believes this is not taking account of the progressive evolution of humanity. Being part of modern evolution, where on the one hand we do not have any opportunity for finding the right kind of social life unless the way to the supersensible is taken, have we not also seen how this very natural-scientific thinking has made people abandon religion, so that taking up the natural-scientific approach made the individual go towards irreligiosity? [Part of lecture not taken down.] Present-day spiritual science addresses human nature more powerfully so that religious veneration may develop, unless people want to turn away from this, like some who are superficial in their natural science. Supersensible life must address the soul more strongly today, for the soul has gained greater conscious awareness and individuality. The power of religious life needs to be stronger if it wants to develop in its old form.

Another misapprehension in this particular field is that people think the science of the spirit, as it is meant here, would serve to create a sect or establish a religion. In the science of the spirit, one sees human evolution far too clearly for this. One knows that effective principles come into play consecutively in human evolution just as they do in the life of the individual. People cannot have the same inner attitudes when they are 40 as they had when they were 20. In the same way, humanity cannot have the same inner attitude in the 20th century as in earlier centuries and millennia.

In spiritual science one always considers reality and does not judge it by thought-up concepts. Because of this, one does not talk the way some people do today who want to establish a religion of the future in a scientific way; instead one knows that the time for creating religions has passed; it came to an end exactly when Christianity arose. The inner attitude in which humanity could be taken hold of by a religious inner experience which then had to be propagated was closely bound up with the state of the world as it was in earlier times. Today we, as humanity, have entered into an inner attitude that truly had to be developed by means of natural science, and in which one also seeks to penetrate into the supersensible sphere, using the approach of natural science, and in gaining this supersensible knowledge seeks to gain ever greater clarity concerning the principle which in religious ages came to revelation in a religious way, but can now no longer found religions itself. A true science of the spirit will help us to gain increasing insight into what was given to humanity by way of religion; it will also free this religious element from the bonds created by people who in their desire for power and other things took it in the wrong direction. I can only refer to this briefly, for it would take us too far to go into detail here.

With these brief references I merely wanted to indicate that spiritual science by its very nature can neither make people irreligious, nor can it found any kind of new religion or the like. All these things come up because people are not fully considering what the science of the spirit which is meant here is really intended for, yet people will insist on their views. We may thus also say that the attacks that are currently raining down on this anthroposophically orientated spiritual science, coming also from representatives of religious confessions, are due to misapprehensions and misinterpretations, which sometimes are quite deliberate. People who are serious about the religious life of humanity would have least reason to cast aspersions on the science of the spirit. For this will take humanity back to true religiosity, whereas the age of natural science on its own and merely positive religion that seeks to preserve traditions must inevitably take humanity away from true religion. Positive religion comes from a time when human beings related differently to the world. But people will not let themselves be pushed back, just as a 40-year-old cannot be 20 again.

A religious confession that resists supersensible insight of the recent kind will thus dig its own grave, however great the desire to consolidate by means of external power. Again and again I have to remind you, as I also did here in Zurich last year, that the Roman Catholic priest who gave his inaugural lecture as rector of a university on the subject of Galileo,^[109] drawing attention to the fact that the Roman Catholic Church, his own Church, went against Galileo in the past, continuing to do so until 1822,^[110] was a much better representative of theology and religion. This was Professor Muellner, Roman Catholic theologian and philosopher. Beginning his rectorate at Vienna University, he had to stress that true religiosity, and indeed also true Roman Catholicism, should not go against advances in human knowledge, since every further advance in human knowledge only showed the marvels of the divine in the world in an even more magnificent and glorious light. That is a truly religious and also truly Christian way of thinking.

Just as some who have a true feeling for the religious element do not need to feel that external natural-scientific knowledge goes against this, so there is no need for them to feel this about insight into spheres beyond that of the senses, which actually and inevitably must take human beings straight back to religiosity, though this would be an independent religiosity that is anchored in the individual nature of a person. It would be reasonable to say, therefore, that one should take a very good look exactly at the attacks made on anthroposophical spiritual science from this direction; for they really and truly do not come from where people pretend they come from. They arise from the fear and from lack of interest which I have characterized as a general human attitude to the science of the spirit in the first of these lectures. One only has to read aright what is said in this respect. However, it will not be possible to get the people who write these things to change their minds, and we should not be so naive as to think that one can make them change their minds. Refutation would not help at all. What is more, it will be equally impossible to get the people for whom these things are usually written to see how wrong they are. Yet the progress of human evolution will not be held up for people who have an honest feeling for the things that the powers behind developments in more recent times have brought to human souls.

In today's lecture — the day after tomorrow I will round it off with another, again very positive look at recent history considered in the light of spiritual science, which will take us directly into human life today and to the most burning questions we have today — I believe I have shown that the search for supersensible insight, which is the endeavour in the science of the spirit, is neither inimical to natural science nor impractical in social terms, let alone a danger to religious life. On the contrary, I believe I have shown that for those who are able to see clearly the powers which our present time must bring to the human soul, and especially the powers which the future will bring, will understand that spiritual-scientific knowledge is important for three burning questions of our time and the immediate future.

For centuries, and especially also today and even more so in future, science has been and will be at the heart of human endeavour. The question will arise as to what science can do for the extreme human need to find the supersensible world. The answer can only be given by a science that does not leave spiritual science aside.

Another burning question of today and the immediate future will be: How do we find the impulses that can configure our social life? The answer will have to be: Only insights gained through the science of the spirit go through the metamorphosis when they enter into human life that will enable them to lead to an immediately conscious social life from person to person and hence also to the social configuration of the human race around the globe.

And the third burning question will be: How can the inmost need, the need in the human soul to revere the divine in an age that through science has taken us to individual and personal awareness, be met by means of greater powers than those which people have been able to have in earlier times? Again the answer must be: This needs the supersensible vision which when it comes to the human individual in a living way, metamorphoses into the individual human nature, becoming personal within it. Such powers can only come from the supersensible through the science of the spirit, through supersensible perception that gives the knowledge and vision which modern religiosity needs. This should truly meet the deepest needs of the soul, indeed the very depths of soul for human beings in our present time and in the future.

8
Modern History in the Light of Spiritual-Scientific Investigation

17 October 1918, Zurich

Today I will have to say a few things about more recent historical developments from the point of view of the spiritual science which we are considering in these lectures. It will be necessary to take as read some of the things I said in the earlier lectures. Essentially this will be the only precondition. Something else which I will not be able to repeat, time being limited, in so far as it applies today is that along the lines I tried to give in the first lecture, this science of the spirit can confirm that human beings, striving with their powers of soul, must come to recognize a supersensible world, and that a specific training of these powers of soul — I have characterized this at least in principle — will enable human beings to gain insight into the facts pertaining to this supersensible world.

It is now a matter of applying these fundamental truths of anthroposophically orientated spiritual science to one of the most significant fields in human life, the field of history. I will, of course, have to limit myself to what is of most immediate concern to us, the historical evolution of humanity in more recent times. People who do not look far into the development of human civilization take history to be a very old field of study. The truth is, however, that history really only came to life just before the second half of the 18th century, arising from beginnings that could not yet be called history. And in the sense in which we are accustomed to think of history, having learned this at school, namely that history serves to study the laws that govern the evolution of the human race in the course of time — in this sense history is really only a child of the 19th century.

The study of history arose from the interest that people have always shown in other people and their destinies, in so far as those other people and their destinies had a connection with one's own life, being on the periphery of one's personal life experience. We might say it is a straight line from the family records that people use to inform themselves on their own nation and native land, and ultimately the efforts made to gain insight into the laws that govern the evolution of humanity as a whole. It is significant that the study of history, which before was always within the above-mentioned narrow confines, thus came to be extended to the whole of humanity. It has only been in the recent times which we intend to consider here that a wholly general, human interest in the evolution of humanity as a whole arose from the more or less narrowly defined interest shown by people.

This alone will show anyone who is prepared to see that human beings showing pure interest in other human beings as such is essentially of recent origin. Now the situation is such that exactly because history arises from people's interest in people, an obstacle arises when history is supposed to rise to a higher level where insight is gained into the laws that govern human evolution. For here history is very easily taken into an abyss that at some time or other has threatened every kind of scientific study. The natural-scientific approach has almost completely overcome this in more recent times, but it will often and quite unconsciously influence the way people look at history. We may call it the anthropomorphic view. It arises because something found in the human being himself is taken out into the world and the phenomena which present themselves in the world. The most obvious, happily overcome in natural science, is that a person finds that when he achieves something he has been following a purpose, an aim. People are therefore inclined to look at anything that happens in the natural world, and also at historical developments, by looking for purposive actions in the same sense as one finds them in the inner human being, that is, in oneself.

Natural science has grown great in the more recent sense exactly because efforts are made not to take an anthropomorphic view, though this is in many respects unconscious. Goethe was justified in saying that people do not know how anthropomorphic they are.^[111] In the case of history, however, there is the special temptation to see the things which we find in ourselves also in historical developments outside, for we are trying to consider something that is human. We overcome the obstacle — which existed to a greater or lesser degree for the most hardworking thinkers of recent times when they wanted to establish a kind of philosophy of history — basically only by going beyond the narrow limits set to human nature even as we consider the human being himself. Those limits are set because human beings act according to something that is immediately subjective, according to such aims as are possible in their inner life between birth and death.

If you overcome an inner nature that relies on the senses, with the life of the soul bound to it between birth and death, by rising higher and going beyond the senses, you can take the discoveries made in supersensible study of the human being out into historical evolution. For human beings go beyond themselves when they rise to their supersensible nature, and they can then no longer be anthropomorphic in the study of history, for they are no longer so in the way they look at their own essential nature. By just making efforts to overcome a particular obstacle to seeing the world clearly, we are thus taken beyond ourselves into the supersensible sphere.

If we are thus equipped to approach historical evolution with the powers that take us into the supersensible world, the facts of historical life appear in a completely new light, purely because one sees them in the light of the supersensible sphere. In this new light you ask yourself: What is the real situation? Have certain facts that have been recorded so that we find them in our usual history books truly had such a close connection with the human being as they are often said to have, with the view expressed that the human being, as he stands before us, is a product of historical development, a product of the past? However, if we ask these questions only in the light of supersensible insight, we soon discover, on turning our attention to historical events, how little people are able to say with the impulses of the lives in which they find themselves at the present time, for example: This or that is connected with this or that historical event in the past. Just as natural science, if pursued consistently, takes us beyond itself, so does the study of history take us to the point where we have to say: In a sense, the historical events are falling apart. We cannot just speak of cause and effect in the usual sense, considering the present as though it were due to the influence of the past, certainly where this contains whatever may be found in the world perceptible through the senses. We can only see history truly if we connect the human being with the supersensible and do not look in historical facts for anything they appear to be on the surface but for something that initially is only given as revelation — a supersensible process in world events, with human beings involved in it.

Then history becomes something other than a study of consecutive events. It becomes a symptomatology, as I'd like to call it. We then consider individual events not just the way they present in the life perceived through the senses but as symptoms that allow us to penetrate into a supersensible process behind them that goes beyond history itself. It will then also no longer be possible to seek absolute completeness in the usual way — anyone who has been working with historical material in some area or other will know that such completeness can never be achieved. Instead you will try to take the facts that can be discovered, regarding them as symptoms, and penetrate into the great spiritual scheme of things that lies behind them.

Taking this road you will soon find yourself compelled to abandon the old distinctions we know from our schooldays, where the study of recent history begins with all kinds of reflections on the journeys of discovery and the importance of discovering America, or on inventions and the like. Instead you feel compelled to say: Where can a point be found — if we start from the present time and go back in historical evolution — where a major change came in the course of human evolution, with new ways of life and new conditions for life?

People who like to take the easy way in looking at the world often tend to say that one thing simply arises from another that went before, and that there are no significant changes or turning points. They will even quote the soothing words: Nature does not take leaps.^[112] But just look at the natural world and the leaps that are made! A plant will first develop green leaves and later transform them into petals of different colours — a leap. And such leaps exist everywhere in the natural world, refuting common prejudice that people find comfortable.

Even a superficial look will in fact show that in the European world, the 15th century brought a major change in all ways of life. A change came in the characteristic state of soul humanity had had until then, and in the way humanity made this inner state of soul into external historical actions. With regard to symptomatology, we can point to something of a landmark at an earlier time, an important turning point in the historical life of more recent humanity. This was when the French forced the Pope to move his residence from Rome to Avignon in 1303.^[113] Almost at the same time the order of the Templars, a very special community that had a strange relationship to the Church, was destroyed by the French government, its properties being confiscated.^[114]

Those events were turning points in more recent historical evolution because they showed that people were going against something that for centuries had been characteristic of the whole civilized world. This characteristic was reflected in the strange hostilities between central European imperialism and the Popes, as well as the mutually supportive alliances that resulted from them. All those hostilities were in the light of a quite specific fact. The peoples throughout the civilized world of that time were not divided into groups such as national and other groups the way they came to be in later times, for beyond any such division reigned something that people had in common; we can only say that a universal idea reigned in the human race, influencing people's actions, and on the one side this came from the Roman papacy, which felt itself to be something that brought people together. Medieval imperialism was equally universal, except that it was often fighting that universal community.

The element that came with the turning point of which I spoke goes against this way of holding people together. The kind of cohesion which existed through the Middle Ages, with people feeling themselves to be part of a great whole, was for centuries based on certain unconscious impulses that dwelt in human beings. The leaders knew them and used them in bringing people together. They addressed a particular sum total of unconscious powers of soul in bringing people together from the above-mentioned points of view in the civilized world of that time. The event at Avignon created breaches, perceptible breaches in that cohesion. We can sense that a new element thus had to come into the constitution, into the state of soul, of occidental humanity.

We also see that the forces at work in the European West had for a long time been affected by an event that had come from the East like a force of nature. I only need to mention everything that started with the Mongolian hordes, and the migrations from East to West, from Asia to Europe, that followed. Both were turning points, and at the dawn of the 15th century they gave Europe and its people the structure of community life. Despite all attempts to preserve the past, this structure was different from the earlier one, when it depended on unconscious impulses. Humanity found it increasingly necessary to be consciously aware also in areas where they were previously given cohesion on the basis of unconscious impulses.

Something highly significant happened with these changes in the West of Europe, especially in areas where people had until then be used, more or less so but significantly, to find cohesion through that universal idea, universal impulse, which I have been characterizing. We see something completely new arise in those areas. The national element came to take over from the old, more spiritual element of the Catholic Church in providing cohesion. We see England and France become a new kind of nation-states, setting a pattern, as it were.

Let us try and consider the way in which the new element was taken particularly into those areas of Western Europe. Initially the two countries were united until the movement arose in the 15th century which we may also call a turning point, in 1428, when in a certain direction a dividing wall came between England and France. This came to expression in the events that happened around Joan of Arc.^[115] The seed was then sown for the mutual independence of France and England; before that there had been a degree of connection between them. This is a tremendously significant phenomenon. For we shall see many things grow from this differentiation, which only came at that time, in the 15th century, things that will again prove symptomatic in the further evolution of history.

Another change came when a kind of national feeling, at the time preparing the way for an independent feeling of being Italian, developed in Italy from the very element which had led to the papacy being so powerful in that country, overshadowing all such national and similar groupings. Letting the eye roam across Europe we also see ourselves — I can only refer to these things briefly here — coming closer to the time when a major struggle arose between central and more or less eastern parts of Europe, the Germanic and Slavonic cultures. We see how the power of the Hapsburgs arose from the struggles in those regions, with the Slavs attacking, and Slav and Germanic cultures mingling. We also see highly individual structures, which before that had not emerged in such a way from the universal impulses, now with individual views and individual purpose. From the 13th to the 15th centuries, city states flourished throughout the occidental civilization of that time.

Again, once national aspirations had become differentiated and France and England were separate, we see long periods of civil war in England leading to the parliamentary system, as the world was to know it, being the goal of a social structure that arose from mutual understanding among individual people.

These, then, are not all, but some of the symptoms from more recent history. I merely have to add that as the groups formed from those impulses everywhere in Europe, there slowly arose in the East, still only in its early beginnings, from struggles that had to lead to its emergence, what later was to be the Russian structure. A strange structure. Seen from Europe it evolved in such a way that to our feeling it will always be a riddle. The most important impulses living within that structure were not really sentiently perceived but welded together, I would say, from something that had survived through all kinds of migrations — passing through Byzantium, arising from a certain metamorphosis of Roman Catholic life; something had come together that arose from what had sprouted forth as the blood of the Slavonic and Norman cultures. In ways that are familiar enough to you, it took in much of the Asiatic inner attitude of soul, a state of soul — I am now referring to the best parts of it — that through millennia had turned away from anything immediately coming through the senses and towards great mystic approaches, hoping to penetrate into a supersensible world with which the sensual life of human beings is connected.

If we take these and perhaps also many other symptoms of more recent historical development and truly consider them from the point of view of the issues considered earlier, a characteristic emerges clearly from these symptoms. We come to perceive it if we ask ourselves: How does the element that comes to expression in these symptoms inwardly differ from anything which in earlier centuries and millennia showed itself in a similar way in a historical evolution of humanity that was more at an unconscious level? We need to consider these things without any sympathy or antipathy, in a wholly objective way. It is only then that we will discover the characteristic element in the phenomena we are considering.

It is strange, when we ask ourselves: What do all these symptoms — for instance those I have given as examples today — have in common if we compare them with earlier impulses that came into historical evolution? I won't speak of the fruitful way, for example, in which Christianity came into the world in a positive way, creating something new for the soul. I won't speak of this, but only of the kind of impulses that were, for example, often given in ancient Greek life, when a new impulse would simply be given as though produced from inmost human nature. This would then come into its own in a completely new configuration of reality; or the way it was given, let us say, to Roman civilization in the days of Augustus. None of the impulses that come now are of that kind. The most evident impulse we see, for example, is the national one, based not on national cohesion — as one often sees it identified today and considered to be a state cohesion — but on the national element in so far as it bases on natural principles deep down in human nature. We see it as an impulse that people take up without having produced it inside. A person is French or English on account of his nature. And when in establishing the historical configuration he refers to his nationality he is not referring to something produced in his mind and spirit, but something he has simply accepted from outside.

If we compare the national principle as it has come up in history with those earlier impulses, we discover that all the impulses which we have seen coming to humanity in Greek and in Roman Latin times were infinitely much closer to the productive side in human nature. What came there was retained and preserved. When one takes up something new in more recent history, this is something one is not producing oneself, something which comes to the human being from outside.

Having attempted to gain our orientation more from the outer progress of more recent European history, we'll now attempt to penetrate to the inner aspects. Within the soul's inner state, we see a very similar onrush in the inner state of soul against the universal impulse that had counted on the unconscious, an impulse given through the ages. We see the onrush of Huss in the 15th century, Wiclif even before him, and then Luther and later Calvin. We see something human beings want to give, to put into history much more than anything that went before, when it was thought of in more universal ways; this is something individual, welling up from human nature itself. Strangely, however, we also see how in discussion, everything is always related to what went before. What is new is that the human being was referred to his own nature. Decide for yourself what the nature of the eucharist is. Decide for yourself on your attitude to your priest, do not let it be forced on you through a universal impulse coming from outside.

Yet when we consider the subject of the discussion, the dogma of the eucharist that had earlier been produced into humanity, had existed for centuries in history, or in human life altogether. Nothing new was being produced from the soul and given over to historical life, but the old was produced and preserved, everything that was there without human beings contributing anything. All that happened then was that the human being entered into a new relationship to it.

In following this inner process in European development we see infinitely much of the old torn apart, changed, metamorphosed in the onrush against the universal impulse that had reigned before. We can see it exactly from the way knighthood scattered and vanished. The whole of its inner state of soul — you only have to study the crusades — was connected with the universal impulse. Again we can refer to a turning point that will provide the orientation for everything else that happened. This was the battle of Murton in 1476, towards the end of the 15th century, fought against knighthood connected with the universal impulse. We may see it as representative of a struggle that happened in many places.^[116]

We also find a change in the ecclesiastical authority in connection with all this. This ecclesiastical authority had assumed a strange form, and you can find this characterized in any work on history. During this time and because of the onrush, a need was felt for inner regeneration and improvement. The onrush against it really made the Church itself change many things internally. Yet we see everywhere how the element that had raised the Church up in the course of human evolution, having spread it in form of a universal impulse, was to be given a new relationship to each individual human being. We see this happening all over Europe. We see how the English Church made itself independent. We see how in central Europe growing independence joined forces with political powers. We see how everywhere the individual and personal rose against the universal, in other words how something that the human mind was to make its own raged against an earlier inner human nature that had been more unconscious or subconscious, and we see what followed from this in historical terms.

Counter forces did, of course, also arise, like the counter reformation against the reformation. But if we study the symptomatology, the struggles this caused immediately show something of the greatest importance with regard to more recent history. We see the Thirty Years' War arise from everything that happened in connection with the symptoms I have characterized. Studying the Thirty Years' War,^[117] we discover something strange. It arose from opposition arising among the confessions in Europe. It began with all the impulses connected with religious struggles, and it ended as a purely political phenomenon. It turned into something completely different as it progressed. If we now ask ourselves how its evolution looks to us with regard to the confessions which then existed in Europe, we find that in 1648 people were exactly where they had been in 1618. The whole 30 years really changed nothing of any significance as regards the relationship between Protestants and Roman Catholics, and so on. All this remained as before. However, in the course of that war quite different powers intervened, and this gave the European national structures a completely different configuration.

If you study the Thirty Years' War in this way you will be truly convinced that we cannot see history as something that follows as an effect connected with what went before and call the latter the cause. Nothing that came from the Thirty Years' War was genuinely connected as effect with anything we can call cause in the true sense. Studying the evolution we see how events happening on the outside can only be a symptom for something that happens deeper down. This is particularly evident in the case of the Thirty Years' War. But what did happen? It was the western countries and above all France which advanced as a result of the events that came in the course of that war, and not its causes. The consequences of the Thirty Years' War later led to the whole regal glory of France. We see how the royal power of France shone out over Europe in the time that followed.

Then again, something arose in the womb of what was evolving there, taking the old national impulse forward in a most eminent sense. This new element went far beyond anything merely national; it broke the national idea apart, as it were. Individual, personal nature arose, later to come into its own in the French Revolution. The human individual, standing by himself, wanted to emancipate from the compulsion of a community that had not arisen from some productive impulse but been taken up into the human state of soul from nature, from the world surrounding humanity. Again, in looking at the symptomatology, we see how Napoleon then arose, quite inorganically we might say, without any evident motivation. He was the executor, as it were, of the French Revolution's will and testament. At the same time we also see a strange, a great and tremendous turning point arise. This significant turning point in more recent history came on 21 October 1805, when the battle of Trafalgar prevented Napoleon from extending his tentacles across to England. Something which earlier had only been potential, the separation between England and the Continent, was then made complete.

We can now let things that are generally known pass quickly before the inner eye. We find that parliamentary life going in the direction of liberalism evolved further in an independent England. We see a more tumultuous evolution in France during the 19th century. Then, however, we see emerge in a new form, symptomatic and shining out over what is really happening at the foundations of European history, how the European west and centre needed to come to grips in the 1850s with something that was like a dark riddle in the European east, with the Russian configuration that had arisen. This was like a question posed with regard to European development. We then see certain ideas gaining strength in the 19th century, other ideas going against them, and how ideas of the one kind or the other became impulses in historical development. We see how everything was building up in the 19th century towards the storm which then broke in 1848.^[118] And we see evolve from all this the social movement that was later to be so comprehensive and today has a profound influence on human evolution. We see how one especially noteworthy event came among everything that evolved in the 19th century, something the people of Europe were able to observe quite profoundly. Out of the glory that had arisen with France becoming a national state, a kind of demand or claim arose and continued to spread.

Let us not put values on things here. We do not follow them with sympathy or antipathy, but quite objectively. We see how out of the relationship between developments in west and east something arose that was considered an insoluble problem — insoluble for Europe at least for the time being — by people who had the necessary insight at the time, irrespective of the attitude they took to it, to whether it should happen or not. We can even completely leave aside the question as to whether Alsace was occupied by the French originally or later by the Germans, but the Alsatian question, as it is known today, evolved out of European life.

If you study history, and especially things said by people with insight at the time in question, you will know that even then they foresaw conflicts arising from this, conflicts that were really insoluble in either direction because they had to do with all the difficult questions concerning the European east. Those questions arose because the European west — the Crimean War^[119] was symptomatic of this — was forced to come to grips with the European east, which was behind all the phenomena like an enigma. We should really consider and feel it to be extraordinarily significant, especially in these days, that something which appears insoluble is given in the way in which central Europe must face up to western Europe because of a question which under specific historical conditions may be asked to be solved in one way or another, a question that has arisen from the national impulse emerging in France but cannot be solved in national terms.

I could give you many more symptoms apparent in recent history, but I only want to mention just one thing which enters deeply into the whole of human evolution in recent times. Although the connections cannot always be clearly seen, I want to refer to the emergence of the more recent scientific way of thinking. I have characterized its significance from other points of view in my earlier lectures here. The scientific way of thinking is evolving. What does it do? It makes the human being stand on his own. It is exactly this thinking which separates the individual out from the community. It is in many respects also the driving impulse in all the other things I have mentioned. This modern scientific way of thinking has something in it which strangely does betray the significance which it has in more recent history.

Two kinds of problems arise. Let me show you the one by referring to a fact. This is that in 1830 a friend found Goethe in a state of sheer excitement. Asked what was the matter, Goethe said: The news coming from France are overwhelming; the world is in flames; something new is beginning to emerge. Soret, the friend to whom Goethe said these words, did of course think he was speaking of the 1830 revolutions. 'No,' said Goethe, 'I am not talking about that but about the revolution which is taking place between the two scientists Cuvier and Geoffroy de Saint-Hilaire.'^[120] Cuvier held the view that all life forms in the natural world exist side by side and each had to be taken on its own. Saint- Hilaire was looking for a common type in the organic forms, he set the whole of organic life in motion, so that one could only get an overview in this state of flux if one looked at nature itself in an immediately productive spirit, experiencing the spirit to be as much in flux as nature itself. Goethe sensed something in Geoffroy de Saint-Hilaire that ultimately, when taken from seed to fruit, will be the supersensible concepts of natural phenomena which I characterized here the day before yesterday.

Initially, however, the world was overshadowed by everything that came with the other way of looking at nature, where the human being is taken out of any living, immediate relationship to the phenomena of nature. This approach, which has not been taken hold of by the impulse of which Goethe spoke, gives insight into the part of nature that is nonliving, into the dying element, where nature dissolves, and this is connected with the element that is mortal in us, as I characterized it the day before yesterday.

The study of nature from which Goethe turned away is such that it can only work with the gradual process of decay in nature. Efforts are then made to rise to something that cannot be shown by these means but only by supersensible vision, and those are the symptoms of ascent, of growth, of being born and thriving. But, though this does again sound paradoxical, this approach to nature, which really focuses on whatever is dead within living nature, cast its deep shadows on the whole of modern social life. Essentially it created a new universal impulse for humanity in more recent times, but this is a universal impulse against which the human being himself as an individual must rebel all the time, for it takes him out of nature, so that he must look for the real whole over and over again. The knowledge gained puts him outside. He needs to look for the real whole again in something other than the area in which he seeks such knowledge. The result is dualism in the way the human being relates to his environment and hence also in life. This natural science flows into modern industrial life which supports the whole of modern civilization; its influence is highly significant.

With the impulses we considered earlier, for instance the national impulse, we saw that old tradition was preserved and no new productive element introduced into life. With the riddle of the European east we see how a nation remarkably stimulated to be productive in the spirit ties itself up so that it truly cannot be productive, although it has the potential to be highly productive, truly tying itself up in the most extreme bonds of the old Byzantine Church community. Old things are thus preserved. We see how with the views from natural science that are poured out over modern humanity something universal is created, something universal which also does not consider anything the human being produces out of himself, but exactly the knowledge that is gained in cutting things off from himself, knowledge concerning decay in natural phenomena. This can also only be brought into civilization in the sphere of industry, with the natural element killed off.

Initially by not being productive in the old sense, humanity has been gaining the full conscious awareness which began to develop in the 15th century. Earlier, they maintained their connection with nature and the world at a subconscious level rather than in full conscious awareness. In addition to preservation of old things we see a process of educating the human race in more recent times which is given out of something new but nevertheless is along the lines of the old. The principles developed for industry only seem to arise from productive ideas. For those productive ideas do not arise as independent green plants in the human soul — the supersensible, if it is to be sought, must arise as an independent plant in the human soul — but from calm contemplation of objective natural phenomena.

We see how an event that has had a significant influence on more recent developments is particularly connected with this modern industry, for it is now becoming apparent that modern industry develops progressively in our times and that colonization also gains significance; for colonial and colonizing life is closely bound up with the element that enters into industry through natural science.

Let us now take a general view of what all these symptoms are more or less telling us. We see that anything which has come up as something new since the 15th century has not come from productive human nature. Looking at these things we find it necessary to take a wider view of historical evolution and to acknowledge — supersensible insight makes us acknowledge this — that there is not only ascent in this human life, not only what in abstract terms is usually called progress, but that ascending, sprouting and shooting life goes hand in hand with a descending life. Life is bound up with a principle that is all the time leading to death.

When we consider an individual human life, birth, growth and development are presented separately from dying and decay. But it only seems like that. When we consider life in the outside world, developments that have come particularly in more recent history show that dying, descending and ascending development are immediately next to one another and influence one another. We see that descending evolution, which is the evolution that takes historical death into itself, had great significance actually for the beginning of this more recent period in history which began in the 15th century, doing so initially for several centuries and right into our own time. The life of decay, of death, has greater significance than ascending, sprouting and shooting life. We see how the mind of modern man as it evolves is connected with the element in him which is mortal, and how he is able to sense that the element which drives him towards death is also the element that helps him to advance in knowledge. Whilst sprouting, shooting life lulls him as if in dreams, we can see that the spiritual soul is evolving from the more unconscious state of soul which humanity developed from the 8th century BC until the 15th century AD, and that it has influenced the history of more recent times. We see that there is need, for a first education towards developing this spiritual soul, that symptoms of decay, of dying life take effect particularly also in human civilization. We cannot understand more recent historical life unless we are able to develop the thought — in spite of all admiration, in spit of all the good will and recognition that has to be given for the great, tremendous achievement of modern industry, of modern national impulses — that descending life moving towards the death of historical evolution must be present in it all, and that an ascending, sprouting and shooting life must be born into this descending life.

This has caused people of more recent times who have insight to develop something we might call a pessimistic view of civilization. Thus Schopenhauer^[121] looked at more recent historical developments. In spite of all the achievements they seemed rather trivial to him. The only thing Schopenhauer appreciated was anything that could be achieved in the minds of single individuals. Pessimists are themselves mere symptoms in recent historical development, but they have a feeling that the greatest and most significant element in that development which we are used to seeing as a characteristic of more recent historical evolution has been the death impulse entering into it.

What has been the consequence? Something we may call tragedy coming into the historical life of more recent times. Promotion of the impulses that we may consider to have been partly traditional and partly coming from natural scientific views is a matter of course. All this is such that we have to say to ourselves: We must encourage it, we must take it up, it is a necessity of our more recent history; human beings absolutely must make it part of developments in world history, but it must of necessity also lead to its own decline and death in everything that arises, that is achieved in this field. The tragedy is that something has to be encouraged and considered an achievement of which one knows that in creating it one is creating something that must at the same time also decay. We actually start the decay as we create it.

Anyone who thinks that the events arising in more recent historical development from the impulses I mentioned can stand on their own, is like someone who thinks a woman can give birth without conception, without the one principle being connected with the other. The element arising from those impulses presents as something one-sided that needs something to come from another side if it is to survive. Within itself there is only the power to die. Let us take everything that has come with modern industry and social relationships in more recent times, be they commercial or other kinds of connections. Let us take all this — on its own, seen in accord with its own impulse, it is infertile and always leads to its own death, I would say in rhythms. We have to realize that we need to look at it in such a way that we say: For the sake of something else, this dying element has to enter into our modern world as an achievement.

What is this something else? Well, we have seen that the strange thing I hinted at shows itself as we follow more recent history with its sequence of what we consider to be different symptoms. On the one hand we see the spiritual soul come into flower from the 15th century onwards, and this happens exactly because of the unproductive principle. On the other hand we have seen this spiritual soul grow great in that initially the stimulus for the productive element was withdrawn from its environs, so that it took its guidance from the principle that was all the time leading to a dying process in civilization. This has made the human being independent. The outside world does not stimulate something in us that has productive life but all the time something that bears the seed of the dying process in the insights gained. The human being grows up in his individual and conscious natural development in a way where the outside world does not raise him for life, nor to something that will take him higher, but is all the time preventing anything intended to take him higher. As a result, the human being stands by himself.

Looking at the situation purely in the light of supersensible insight, we see that this inner life of the human being, with the movement towards the spiritual soul from the 15th century onwards, also has something that corresponds to it on the outside. This could not emerge in the early centuries but shows itself immediately if without bias we consider the human heart and mind in the present time when it has once again gained an inclination towards a supersensible life. Many are, of course, still unconscious of this, but this inclination towards a supersensible life now exists for very many people. Someone working with the science of the spirit with an anthroposophical orientation knows that the principle of dying which developed in the outer material civilization of recent times was only of a passing nature and that we are at a great turning point in time which will bring a new revelation of the supersensible to human beings from outside, this time not through nature but stimulated in the way I have shown when I spoke on anthroposophically orientated spiritual science.

We see it approaching everywhere, this new revelation of the supersensible. It will now be gained in a different way from earlier times when human beings were connected with nature unconsciously, through their instincts, finding in nature itself the principles that also held true for the soul and which they could also introduce into social and historical life. A productive, supersensible life will develop that goes beyond anything which this study of nature and the old impulses in more recent historical developments are able to give. It will be revealed from the world of the spirit. And if we look particularly at the terrible catastrophe that has arisen in our time — what is it, seen in the genuine light of truth, but something in which elements that are dying crowd together?

Much will die within this catastrophic life. Anything that has the principle of dying within it in the way I have characterized will die more quickly. No reason for pessimism, even if there is reason for pain with all the things that can come to us from watching and being involved in this catastrophe. There is no reason to be pessimistic about civilization if we consider life in the light of anthroposophically orientated spiritual science. For it is apparent now in one point in recent historical evolution around the globe that the dying process which otherwise is distributed across material life comes powerfully together. This gives more recent events their tragic note. At the same time it shows us that everything that comes into the world in the way I have characterized earlier must be fruitless and needs to be made fruitful with what we receive out of the supersensible.

Anyone who considers the principle which makes the development of the spiritual soul complete and the new revelations from the supersensible with an open mind will raise his head, however much it may be bowed down in pain over the things that are happening now, and say to himself: It is the first flush of dawn for something that must come and will trigger the impulse in humanity to turn towards the supersensible. All the suffering and pain over the present collapse would be in vain, and so would be all the feelings, the justifiable pain felt by those who see this collapse, if these feelings could not take us forward to the realization that as with everything in nature that is destined to die, so with this dying, too, something new is arising. However, the new development will only be possible if humanity has the will to take up the principle that will make things fruitful, a principle revealed to us from the supersensible world.

The spiritual soul has evolved. Nature must now no longer give us unconsciously the things we introduce into the world of social and historical development. Humanity of our time must now also consciously receive, willingly receive, the new kind of supersensible revelation that comes to the spiritual soul if this spiritual soul wills it. It is exactly when we consider the tragedy of modern life without prejudice that the redeeming impulse reveals itself on the other side. It reveals itself in that we feel the need to acknowledge the revelation of a new supersensible element which now also has to be there for the spiritual soul.

We thus see through the symptoms and perceive what humanity is going to be and what is to be revealed to humanity out of the universe. In Graeco-Latin times, which began in the 8th century before the Christian era and came to an end in the 15th century, the inner life was still bound up with outward physical life. This led to the great achievements of Greek and Roman times that were passed on to the Middle Ages. In the 15th century evolution took a great leap as the powers of conscious awareness began to evolve what we may call the spiritual soul. We are now in this stage of evolution. We see that for a true science of history human beings must take up the principles that are revealed behind the symptoms. We must have the courage to admit, however, that death is all around us as much as life, and that death is necessary so that new life may come. It has also been necessary for death to be overwhelming for a time, so that human beings might all the more develop the powers of the spiritual soul. When no more is given to us from outside, we feel the need to look inside for the spirit, the supersensible principle.

Some may of course object and say: Well, where are those people, how many of them are there? Not many have developed their powers of soul so that they are able to point to the supersensible world. We certainly have to admit that there are only few of them today. Their numbers will grow apace; but it is not a matter of how many find their way to the supersensible sphere which is needed to make the sensual fruitful. What matters is that one does not have to take the road to supersensible insight oneself, for, quite apart from how and for what you estimate the individual who provides the fruits of the supersensible, once they have been uttered, once they have been cast into human culture, they can be understood with the understanding that is perfectly common in the age of the spiritual soul. People can largely understand everything brought to them from the sphere of the supersensible, unless they create obstacles for themselves with prejudices which they then find insurmountable.

There is, however, one thing which is needed. Just consider that with the view of history I have outlined one finds it necessary to admit to oneself, in insight, as it were, and in full awareness, that what has to be done — what is a necessity of the age and will be a necessity more and more — is at the same time something that is all the time also dying. It does take some courage to acknowledge that one has to be active so that that active principle may perish and be the soil for the Father principle of the spiritual, supersensible sphere. It does need such courage for all supersensible insight. Fear of supersensible insight prevents many people from entering into it. There is one field at least where in more recent times we face the immediate necessity to develop such courage if we want to be at all considered for human development. This is the field of history. Those who know something of supersensible insight always speak of crossing the threshold, and of a guardian of the threshold.^[122] They speak of crossing the threshold because one has to abandon many things that seemed to be absolutely solid ground before one crossed the threshold in finding one's way into the supersensible world. Unconsciously people feel it is a relief not to have to cross the threshold. Yet something that had to be done at a particular time for historical development is becoming more and more of a necessity. And this is again part of the inner progress of historical development from the 15th century onwards. It is becoming more and more of a necessity to say to oneself: You are actively involved in the creation of processes of dying, processes of decay. You need to devote yourself to these processes of decay, and this will bring your inner power to life; it is exactly because of this that you will be able to come close to the supersensible. You must abandon what you used to consider a foundation in mind and spirit before, cross the threshold to the supersensible world, losing the ground under your feet, as it were. And in its place you must find within you the firm focal point where you can maintain yourself even in the face of what in sensual terms has no ground.

The human being needs to find a new focus for the whole of his inner life. Historical necessity will make us look for this focus more and more in future. The fact that we thus gain insight will not change things. We are, as it were, facing the process of dying — in the sense I mean here. The fact that we admit it is a dying process will not change it. But it is exactly by this that one must feel driven to try and fructify the living principle that is the counter force. For the situation is like this: Inscribed above the search for supersensible insights there has always been the great, tremendous demand: 'Know yourself.'^[123] And it is still the demand made on human beings who are seekers. Seeking to gain this insight today people can only do so by rising to worlds that can take them beyond finite existence. Above all, impelled by the necessities of human evolution, they will have to admit to themselves with regard to historical life in more recent times, that the spiritual soul is a goal that has been implanted with regard to more recent history, to know themselves more and more. In coming to know themselves, they are facing the necessity of going beyond themselves. In going beyond themselves, perceiving his supersensible nature within their sensual nature, they also come to the supersensible that is active in history, with external facts merely symbols for it. We will only have a history that is fruitful for life if we look for the supersensible behind the symptoms, just as we do behind the phenomena of nature.

The look we have taken at history has shown that more recent developments impose trials on human beings, the trial where they must consider descending as well as ascending life, involution as well as evolution. With supersensible insight into history people will find this gaining of insight to be a great trial for the soul for they must cross the threshold and find a new focus in the inner life of the soul, so that in having gone through the trial they will have the strength to go through the other trials that life will present more and more out of historical events as they move towards the future. We may say, however, that human beings only grow strong and robust and truly fit for life by going through trials. Fear of insight should not prevent people from entering into the trials. Instead, courage to gain insight should make them prepared to accept these trials. They will develop those trials on the road to insight into powers that will also guide them to be active human beings who are involved in evolution and fruitful in the course of history.

Questions and answers

Following the lecture given in Zurich on 17 October 1918

The suggestion has been made that I should briefly say something about one particular phenomenon in more recent history that is particularly relevant to human life, and that is the evolution of speech and language. This could, of course, be another whole lecture if I were to treat the subject exhaustively. I would, however, like to take up the suggestion, apart from anything else because I would indeed like to draw your attention to the fact that anthroposophically orientated spiritual science in the sense of which I have been speaking truly is such that it does not owe its existence to a sudden idea that came like a shot, nor is it made up of sudden flashes of insight. No, if you study the literature you'll find that this anthroposophically orientated spiritual science gathers what it has to say from the whole breadth of observation, the whole range of phenomena in the world.

Of course, when one has to cover vast areas in an hour — and I am sorry that it always takes longer than this anyhow — the impression inevitably arises that one is moving in abstract regions; on the other hand the intention is not to convince anyone, but merely to encourage them to take this further, for then people will see that this science of the spirit is based on careful, conscientious and methodical investigation, serious research, more so than in any other kind of scientific endeavour.

It is interesting to consider the principles which I have been characterizing in general terms today in a single phenomenon such as the development of human speech and language. When we say anything today, we do not usually consider the fact that talking is actually at every moment forcing us to be inaccurate. Fritz Mauthner has written three volumes as well as a dictionary of philosophy to show that everything we produce in philosophy and science is based on language and that the language is imprecise. Because of this, he says, we can really never have a body of true knowledge.^[124]

Well, when it comes to the science of the spirit this is, of course, a foolish thing to say, even in three volumes. It is, however, significant to consider the partial phenomenon that lies behind this. Going back in the development of language we find — unlike the superficial anthropological linguistics where the means are inadequate — that the further back we go, human beings were progressively more closely connected with anything their speech expressed, inwardly so, and again instinctively and unconsciously. Human beings are gradually also separating from the things that lie in their own inherent nature, just as they are from the outside world of nature.

Thus they also cease to be so closely connected with their speech. Speech thus becomes something external. A marked dualism arises between the thoughts that live in us — and some do not even have them any more, because they remain in the sphere of language — and the words that are spoken. If we do not give ourselves to illusion at the point in human evolution where we are today, in the age of the spiritual soul, we need to take a real look at the way language has already separated from the human being. It is really only proper names relating to a single individual that are truly appropriate to that individual. As soon as we use general terms, be they adjectives, nouns, or whatever, they are imprecise about what they are meant to tell us. They are abstract, they are like generalities. We will only understand the relationship between language and human life rightly if we take it really as gesture; if we know: just as I point to something in a direct, living way when I point to it with my finger, so I also point in a kind of gesture at the entity to which the sounds of speech refer when I produce sounds, using my larynx. To take speech as gesture, this is what matters. In earlier times, people had a vague feeling, I would say it was instinctive and lay in the subconscious, as to how their inner life was connected with sound in a kind of gesture. They did not confuse their experiences in inner life with the things brought to expression in speech.

We ourselves have tried to develop endeavours in this direction in a field of spiritual science, using the element of gesture to make speech visible. This is in the art we call eurythmy. Efforts are made to get the whole human being moving, and express in gesture — in the movements of the limbs, movements of the human form in space, the movements in groups and relationships between individuals — what is otherwise expressed in gesture, though not perceived as gesture, through the human larynx and its neighbouring organs. We call this art of movement, something new which has to come to humanity, eurythmy. We had intended to follow this lecture here in Zurich with a eurythmy performance. This had to be put off for another time, for we were given permission to give these lectures, in what is now a difficult time,^[125] but not to give a eurythmy performance. The intention was to show how the whole human being becomes a larynx, as it were. In becoming aware of what speech is, we come to something that is particularly important, fundamentally important, for life in the present and future.

Nothing happens more frequently in human life today but that someone makes a statement of some kind, as I am doing with regard to the science of the spirit, for instance, and then someone else will come along and say: 'I have read this before,' showing you something which at least in parts has exactly the same wording. I could give you striking examples of this, but will give just one which I found illustrated the situation perfectly.

One thing I truly endeavour to do is to apply all the things that demand consideration in spiritual science to life and thus enter into the true impulses in life. For a long time I have thus been reflecting on the whole way of thinking, the whole attitude of thought, shown by Woodrow Wilson.^[126] I found it interesting to study especially his essays on historical method, the study of history and American historical life. He plays such a major role in present-day life that one has to get to know him — this is what someone would say who does not want to sleep through current events but observe them with his senses wide awake. I have come to admire the magnificent way, truly apt in an American way, in which Woodrow Wilson presents the evolution of the American nation, this advance from the American east to the American west, with American life emerging in a quite specific way, that came only once people had advanced from east to west. Woodrow Wilson characteristically speaks of everything that went before as mere appendage to European life. This uprooting and overcoming of nature, overcoming the native population of the American west, this specific way of making history, which shows some similarity to what has happened in human life generally yet also differs in quite specific ways — this is magnificently presented. It is therefore also interesting to see how Woodrow Wilson develops his method of history.

I looked at the descriptions he gave of his own method of history and found something quite peculiar. Sentences come from this man, who is wholly and entirely American, that seemed to me to almost word for word in agreement with sentences written by a completely different person, someone who truly arose from an entirely different approach to life and way of thinking. Statements Woodrow Wilson made in his essay on the methodology for history that bore such excellent fruit for him, could be transposed word for word into essays by Herman Grimm, who is entirely within the Goethean development of our time, and out of this development presents as a truly Central European mind. We might say that you need only take sentences from Herman Grimm's essays and transpose them, or include sentences by Woodrow Wilson in Herman Grimm's essays, and you would not see any great difference in the wording.

What we learn from such things — to put it in ordinary words, though I want to say something highly significant in this way — is that when two people say the same thing, even using the same words, it is not the same. We have to learn from this that it is necessary to enter not only into the wording, which comes from speech, but the into whole person. This will reveal the specific differences between Herman Grimm and Woodrow Wilson. You will find that with Herman Grimm, every single sentence is worked out with the spiritual soul wholly present. The progression one finds in Herman Grimm's spirited essay where he writes about historical method and the contemplation of history is truly such that one sees him progress from sentence to sentence through an inner struggle in his soul, so that nothing remains unconscious and everything is brought to conscious awareness. All the time one sees this inner progression in the soul.^[127]

Looking across at what we see in the case of Woodrow Wilson, we see how the statements arise from subconscious depths of the soul, as though out of the human being as such rather than inner activity. I don't mean anything bad by this, but I would like to say, if I may be paradoxical about it, that with Herman Grimm I always feel that in the region of wholly conscious inner life, all the life of the soul proceeds as statement follows statement; with Woodrow Wilson I feel he is as if possessed by something that lies within himself and lets his own truths shine up in his own inner life. As I said, I do not mean anything sympathetic or antipathetic by this, merely something I want to characterize. It is given to him from the depths of his own soul. So we find, and it is truly evident, that even if the wording is the same, two people are saying the same thing yet it is not the same. We only discover what lies behind it if we learn to go not by the wording but by what arises from the whole way the person presents himself in life.

You see, modern humanity must learn to overcome the general habit of judging anything that is presented only on its content. We will have to learn that the content is not really what matters. When I speak about the science of the spirit, I do not focus on the way I formulate my sentences, on the content, but what matters is that something which has truly been projected from the supersensible world flows into what I say. Considering the How more important than the What, so that one can sense, or feel, that these things are said out of the supersensible world. This is what matters.

This is how we must altogether learn in a way in the present time in contrast to ordinary life. A paper, or a journal, may say the nicest things — people can say the most beautiful things today, for 'beautiful ideas' and 'nice things' are commonplace today — but it is not the words which matter but the inner attitude from which they arise, so that we look through the statements and the words to symptoms, to the human being. We need to penetrate language and wording as if they were a veil and thus come closer to the human being himself again. We are made aware of this in more recent developments in language, for here the human being's inmost nature, his spiritual soul, has become separate from speech and language. Out of ourselves, therefore, the necessity arises to consider not just the words, but see through them to the human soul, doing so in every possible direction and way.

It will, however, be necessary to overcome something else if one wants to go on in this direction. People are still used to abstract notions today, to going by the immediate content in what I might call an uninspired, middle-class way. When someone speaks of an ideal, however beautifully formulated, we need to be aware that this is something that is a hundred a penny today, for the ideas have been given form. You can put all kinds of ideas to people and nations today, and they will be formed. It will depend on where they come from, where they truly arise in the inmost soul, in the soul region. Life will be tremendously enriched if we are in a position to see it like this.

Perhaps I may also be permitted to say something personal. You see I am often presented with people's poetical productions. All kinds of people produce them nowadays. Among them are some that are perfect in form, beautifully expressing something or other, and others that seem awkwardly phrased, bumpy or indeed primitive, having problems with the language. Someone taking a point of view that is not yet modern will of course delight in the beauty of the language, especially if the forms are perfect. He will not — not yet today — feel that Emanuel Geibel^[128] was right in saying that his verses would have a public for as long as there were young girls. They are beautiful, polished, and will have a public even among those who believe Wildenbnich^[129] or similar people to be poets — and there are many of these as well.

Today, however, a different view is taken. This is also the case with other arts, but I am here talking about language. There are poets today whose verses make us stumble; you may have problems with the awkward words, but there is a new impulse in them. This is something we must feel! We must be able to see through the veil of the language and see the inner superficiality reflected in polished verse. For polished poems, beautiful poems, much more beautiful than Goethe's poems, are a hundred a penny today; there it is the language itself which is producing the poetry. But a new inner life springing directly from the source of all life — this is something one must look for. It sometimes comes to expression exactly by having to battle with the language, so that we might say it has only got as far as being a stammer. Such 'stammers' may, however, be preferable for us to something that is perfect in itself but only reflects superficiality of soul. There was an occasion where I was given some verses. We needed verses, because we had to make a translation from another language. Very beautiful verses. I grew angry about them and wrote bad verse myself. I am aware that as poetry they are much poorer in quality. I knew, however, that in that case it was a necessity to express what needed to be expressed in a language that may perhaps seem rough and bumpy if one was drawing on the source spring of life that had to be sought in that case. I certainly do not overestimate what I undertook to do; but I also do not overestimate the polished verse I was given at the time.

The human being seeking through speech and language in the age of the spiritual soul — this is something which becomes life practice when we truly consider the life of language. Today I have therefore also tried to speak in a way where I did not deal with spiritual science in every sentence, always wanting to prove the supersensible, and instead tried to put this into the How of looking at history. And I think this is also the important thing, that one does not only call someone a true spiritual scientist whose every fifth word is 'spirit' and 'spirit' and 'spiritual world', believing in the suggestive effect of this, but someone who shows in the way he looks at the world, even in completely outer terms, by the way in which he presents things, that the inner guide, who takes us from thought to thought, from view to view, from impulse to impulse — that this guide is the spirit. If it is the spirit we need not keep on chirping the word all the time.

Here you can see how one can substantiate in speech and language something which I might also present in an extensive lecture.

Notes

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